June 2022 Flashcards
1
Q
Name various regulatory things
A
- OECD 2015 - Principles of Corporate Governance
- EU Directives
- Kyoto Protocol
- ILO
- 31000:2018
- COSO
- 19600:2014
1
Q
What is IOR?
A
Institute of Operational Risk
2
Q
Name 6 common risk categories
A
- business
- credit
- market
- liquidity
- operational
- reputational
3
Q
Name 9 compliance management tools
A
- policies and procedures
- code of conduct
- reviews and audits
- impact analysis
- gap analysis and action planning
- compliance reporting
- HR-related controls
- whistleblowing procedures
- establishing an appropriate compliance culture
4
Q
What are the 5 WEF current global risks?
A
- extreme weather
- AI-generated misinformation and disinformation
- societal and political polarisation
- cost of living crisis
- cyberattacks
