June 2021 Flashcards

1
Q

What is RIDDOR?

A

Reporting of Injuries, Diseases and Dangerous Occurrences Regulations (2013)

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2
Q

What is a hazard?

A

May cause physical or mental harm to an organisation’s stakeholders.

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3
Q

What activities are covered by H&S regulation? (4)

A
  1. Identification and assessment
  2. Application of measures to control to protect
  3. Recording of incidents to regulatory agency
  4. Implementation of policies and procedures on the above
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4
Q

What role do H&S government agencies have (3)?

A
  1. Implementation of new rules and guidance
  2. Supervise activities
  3. Take enforcement action to address non-compliance
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5
Q

What is the major H&S legislation and what does it entail?

A

Health and Safety at Work Act 1974
- Establishes HSE as regulatory body
- Responsibility on both employees and employers
- Employees protected from hazards “as far as reasonably practical”
- Employers expected to co-operate and act responsibly
- Covers non-employees
- Excessively long hours and undue stress

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6
Q

What needs to be reported to HSE under RIDDOR? (7)

A
  • death on premises
  • work-related accidents that lead to serious injury
  • work-related accidents that incapacitate for more than 7 days (3-7 on register just)
  • non-fatal accidents to non-workers, requiring immediate hospital treatment
  • occupational disease (cancer/dermatitis) due to biological agent
  • dangerous occurrence (building collapse or fire)
  • gas related incidents
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7
Q

What is an enforcement notice?

A

Notice of time being granted to reach compliance

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8
Q

What is the Employers Liability (Compulsory Insurance) Act 1969

A

Insurance required to pay compensation following injury

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9
Q

Name 8 compliance reporting requirements

A
  1. AML
  2. CTF
  3. Climate change disclosures
  4. Corp Gov reporting
  5. Environmental compliance
  6. Contingency planning
  7. Data protection requirements
  8. Basel financial regulations
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10
Q

What else beyond RAG?

A

Black = extreme
Blue = insignificant

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11
Q

Name 5 kinds of CSR activity?

A
  1. philanthropy
  2. free/subsidised services for employees
  3. voluntary leave
  4. marketing campaigns to change attitudes
  5. free/subsidised good for poorer customersN
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12
Q

Name 7 kinds of sustainability activity

A
  1. Fairtrade
  2. Supply chain selection - local pref
  3. Closed loop supply chain
  4. Lower carbon footprint
  5. Less pollution
  6. Long-term growth vs short-term perf.
  7. Improve worker health
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13
Q

What to do when risks cannot be anticipated?

A

Alternative is to build resilience
- not prevention, but effect reduction
- crisis management + bus. Wcontinuity
- link with PR

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14
Q

What is COBIT?

A

COBIT (Control Objectives for Information and Related Technologies) is a framework created by ISACA for information technology (IT) management and IT governance

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15
Q

Name 3 areas where GRC integration might be limited

A
  1. Financial - compliance with IFRS etc
  2. IT - DP, acceptable use, HR
  3. Legal - compliance related
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16
Q

Name 3 causes of new/changing risks

A
  1. Complexity
  2. Interconnectedness
  3. Globalisation