Investigative Information Sources and Financial Analysis Flashcards
A variety of search engines
Investigative Information Sources and Financial Analysis
METASEARCH
Non-profit organizations, IRS Form 990 - filled annually
Investigative Information Sources and Financial Analysis
GUIDESTAR.ORG
Wayback machine; Internet Archive
Investigative Information Sources and Financial Analysis
ARCHIVE.ORG
List of administrators, guardians, and beneficiaries
Wills, Inventories of Estates, Trusts
Investigative Information Sources and Financial Analysis
COUNTY PROBATE RECORDS (INDEXES)
Business structure allowed by state statue where owners have limited personal liability for the debts and actions of the LLC
Investigative Information Sources and Financial Analysis
LIMITED LIABILITY COMPANY
Corporate officers or general partners of doing business in the state
Maintained by State Government
Investigative Information Sources and Financial Analysis
SECRETARY OF STATE RECORDS
Liens secured by personal property
Equipment, furniture, automobiles, and other types of personal property
Investigative Information Sources and Financial Analysis
UNIFORM COMMERCIAL CODE (UCC) INDEX
Birth, death, and adoption certificates
Investigative Information Sources and Financial Analysis
STATE VITAL STATISTICS BUREAU
Records of information on bankruptcy, along with information on assets and creditors at the time of bankruptcy
Maintained by Federal Government
Investigative Information Sources and Financial Analysis
BANKRUPTCY REOCRDS - U.S. BANKRUPTCY COURT
Congress designated system that is used for collection, analysis, and dissemination of data obtained pursuant to the Bank Secrecy Act (BSA)
Assist federal, state, local law enforcement agencies with their anti-money laundering and financial crimes investigations
Investigative Information Sources and Financial Analysis
FinCEN - FINANCIAL CRIMES ENFORCEMENT NETWORK
Requires U.S. financial institutions to assist U.S. government agencies to detect and prevent money laundering.
Investigative Information Sources and Financial Analysis
BANK SECRECY ACT
Transaction involving greater than $10,000
banks/financial institutions
BSA Reports
Investigative Information Sources and Financial Analysis
CURRENCY TRANSACTION REPORT (CTR)
Receives greater than $10,000 cash in 1 or more related transactions within 12 month period
Trade/Business
BSA Reports
Investigative Information Sources and Financial Analysis
FinCEN FORM 8300
DOJ initiated/FBI Manage; computer documented criminal justice information
Investigative Information Sources and Financial Analysis
NATIONAL CRIME INFORMATION CHECKS - NCIC
Nine character identifier within NCIC
Query information with other agencies
Investigative Information Sources and Financial Analysis
ORIGINATING AGENCY IDENTIFIER - ORI
Felony, serious misdemeanor, federal warrant, parole/probation violators
Investigative Information Sources and Financial Analysis
WANTED PERSON FILE
INTERPOL notice for fugitives who are wanted in other countries for crimes that would be considered felonies if committed in the United States and who are subject to Red/Blue Notice
Red - arrest
Blue - information needed
Investigative Information Sources and Financial Analysis
FOREIGN FUGITIVE FILE
Special technique used to obtain information from NCIC; License plate/VIN; Name, numeric identifier, DOB, SSN
Investigative Information Sources and Financial Analysis
OFF-LINE SEARCH
An off-line search of _______, can determine if a property item theft was entered and subsequently removed due to the expiration
Investigative Information Sources and Financial Analysis
PURGE RECORDS
Crossing the border with more than $10,000 or monetary instruments
Traveler
BSA Reports
Investigative Information Sources and Financial Analysis
Currency or Monetary Instrument Report (CMIR)
The initiator of the funds transfer; individual or business entity
Investigative Information Sources and Financial Analysis
ORIGINATOR
Maintains wire transfer messages for 7-years
Investigative Information Sources and Financial Analysis
FED-WIRE
Transfer over $3,000
Investigative Information Sources and Financial Analysis
THE FUNS TRANSFER RULE
The monthly deposit account state of the beneficiary will show the funds wire
Investigative Information Sources and Financial Analysis
BENEFICIARY’S ACCOUNT STATEMENT
No dollar threshold, purpose to attempt criminal activity
Promote, conceal, avoid reporting, evade taxes
Investigative Information Sources and Financial Analysis
Title 18 U.S.C. 1956
Monetary transaction exceeding $10,000
Investigative Information Sources and Financial Analysis
Title 18 U.S.C. 1957
Proceeds of Crime, Facilitation of Crime, Property Involved in Money Laundering and Human Trafficking, Enterprise Involved in Racketeering
Investigative Information Sources and Financial Analysis
THEORIES OF ASSET FORFEITURE
“Fruits” of a crime
Theories of Asset Forfeiture
Investigative Information Sources and Financial Analysis
PROCEEDS OF CRIME
Property
Theories of Asset Forfeiture
Investigative Information Sources and Financial Analysis
FACILITATION OF CRIME
Civil Forfeiture, Criminal Forfeiture, Administrative Forfeiture
Investigative Information Sources and Financial Analysis
3 TYPES OF ASSET FORFEITURE
Property is the defendants
Type of Asset Forfeiture
Investigative Information Sources and Financial Analysis
CIVIL FORFEITURE
Real property cannot be forfeited administratively
Type of Asset Forfeiture
Investigative Information Sources and Financial Analysis
ADMINISTRATIVE FORFEITURE
Electronic case organization method using a spreadsheet
Investigative Information Sources and Financial Analysis
INVESTIGATION FILE INVENTORY (IFI)
A link to a digital image of the item
Investigative Information Sources and Financial Analysis
HYPERLINKS
$5,000 or more in transactions
Any suspicious activity, indicators of money laundering, structuring, illegal activity
Financial Institution
BSA Reports
Investigative Information Sources and Financial Analysis
SUSPICIOUS ACTIVITY REPORTS (SARs)
