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Exam 2 > Investigative Information Sources and Financial Analysis > Flashcards

Investigative Information Sources and Financial Analysis Flashcards

1
Q

A variety of search engines

Investigative Information Sources and Financial Analysis

A

METASEARCH

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2
Q

Non-profit organizations, IRS Form 990 - filled annually

Investigative Information Sources and Financial Analysis

A

GUIDESTAR.ORG

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3
Q

Wayback machine; Internet Archive

Investigative Information Sources and Financial Analysis

A

ARCHIVE.ORG

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4
Q

List of administrators, guardians, and beneficiaries

Wills, Inventories of Estates, Trusts

Investigative Information Sources and Financial Analysis

A

COUNTY PROBATE RECORDS (INDEXES)

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5
Q

Business structure allowed by state statue where owners have limited personal liability for the debts and actions of the LLC

Investigative Information Sources and Financial Analysis

A

LIMITED LIABILITY COMPANY

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6
Q

Corporate officers or general partners of doing business in the state

Maintained by State Government

Investigative Information Sources and Financial Analysis

A

SECRETARY OF STATE RECORDS

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7
Q

Liens secured by personal property

Equipment, furniture, automobiles, and other types of personal property

Investigative Information Sources and Financial Analysis

A

UNIFORM COMMERCIAL CODE (UCC) INDEX

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8
Q

Birth, death, and adoption certificates

Investigative Information Sources and Financial Analysis

A

STATE VITAL STATISTICS BUREAU

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9
Q

Records of information on bankruptcy, along with information on assets and creditors at the time of bankruptcy

Maintained by Federal Government

Investigative Information Sources and Financial Analysis

A

BANKRUPTCY REOCRDS - U.S. BANKRUPTCY COURT

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10
Q

Congress designated system that is used for collection, analysis, and dissemination of data obtained pursuant to the Bank Secrecy Act (BSA)

Assist federal, state, local law enforcement agencies with their anti-money laundering and financial crimes investigations

Investigative Information Sources and Financial Analysis

A

FinCEN - FINANCIAL CRIMES ENFORCEMENT NETWORK

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11
Q

Requires U.S. financial institutions to assist U.S. government agencies to detect and prevent money laundering.

Investigative Information Sources and Financial Analysis

A

BANK SECRECY ACT

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12
Q

Transaction involving greater than $10,000

banks/financial institutions

BSA Reports

Investigative Information Sources and Financial Analysis

A

CURRENCY TRANSACTION REPORT (CTR)

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13
Q

Receives greater than $10,000 cash in 1 or more related transactions within 12 month period

Trade/Business

BSA Reports

Investigative Information Sources and Financial Analysis

A

FinCEN FORM 8300

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14
Q

DOJ initiated/FBI Manage; computer documented criminal justice information

Investigative Information Sources and Financial Analysis

A

NATIONAL CRIME INFORMATION CHECKS - NCIC

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15
Q

Nine character identifier within NCIC

Query information with other agencies

Investigative Information Sources and Financial Analysis

A

ORIGINATING AGENCY IDENTIFIER - ORI

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16
Q

Felony, serious misdemeanor, federal warrant, parole/probation violators

Investigative Information Sources and Financial Analysis

A

WANTED PERSON FILE

17
Q

INTERPOL notice for fugitives who are wanted in other countries for crimes that would be considered felonies if committed in the United States and who are subject to Red/Blue Notice

Red - arrest
Blue - information needed

Investigative Information Sources and Financial Analysis

A

FOREIGN FUGITIVE FILE

18
Q

Special technique used to obtain information from NCIC; License plate/VIN; Name, numeric identifier, DOB, SSN

Investigative Information Sources and Financial Analysis

A

OFF-LINE SEARCH

19
Q

An off-line search of _______, can determine if a property item theft was entered and subsequently removed due to the expiration

Investigative Information Sources and Financial Analysis

A

PURGE RECORDS

20
Q

Crossing the border with more than $10,000 or monetary instruments

Traveler

BSA Reports

Investigative Information Sources and Financial Analysis

A

Currency or Monetary Instrument Report (CMIR)

21
Q

The initiator of the funds transfer; individual or business entity

Investigative Information Sources and Financial Analysis

A

ORIGINATOR

22
Q

Maintains wire transfer messages for 7-years

Investigative Information Sources and Financial Analysis

A

FED-WIRE

23
Q

Transfer over $3,000

Investigative Information Sources and Financial Analysis

A

THE FUNS TRANSFER RULE

24
Q

The monthly deposit account state of the beneficiary will show the funds wire

Investigative Information Sources and Financial Analysis

A

BENEFICIARY’S ACCOUNT STATEMENT

25
Q

No dollar threshold, purpose to attempt criminal activity

Promote, conceal, avoid reporting, evade taxes

Investigative Information Sources and Financial Analysis

A

Title 18 U.S.C. 1956

26
Q

Monetary transaction exceeding $10,000

Investigative Information Sources and Financial Analysis

A

Title 18 U.S.C. 1957

27
Q

Proceeds of Crime, Facilitation of Crime, Property Involved in Money Laundering and Human Trafficking, Enterprise Involved in Racketeering

Investigative Information Sources and Financial Analysis

A

THEORIES OF ASSET FORFEITURE

28
Q

“Fruits” of a crime

Theories of Asset Forfeiture

Investigative Information Sources and Financial Analysis

A

PROCEEDS OF CRIME

29
Q

Property

Theories of Asset Forfeiture

Investigative Information Sources and Financial Analysis

A

FACILITATION OF CRIME

30
Q

Civil Forfeiture, Criminal Forfeiture, Administrative Forfeiture

Investigative Information Sources and Financial Analysis

A

3 TYPES OF ASSET FORFEITURE

31
Q

Property is the defendants

Type of Asset Forfeiture

Investigative Information Sources and Financial Analysis

A

CIVIL FORFEITURE

32
Q

Real property cannot be forfeited administratively

Type of Asset Forfeiture

Investigative Information Sources and Financial Analysis

A

ADMINISTRATIVE FORFEITURE

33
Q

Electronic case organization method using a spreadsheet

Investigative Information Sources and Financial Analysis

A

INVESTIGATION FILE INVENTORY (IFI)

34
Q

A link to a digital image of the item

Investigative Information Sources and Financial Analysis

A

HYPERLINKS

35
Q

$5,000 or more in transactions

Any suspicious activity, indicators of money laundering, structuring, illegal activity

Financial Institution

BSA Reports

Investigative Information Sources and Financial Analysis

A

SUSPICIOUS ACTIVITY REPORTS (SARs)

Exam 2 (9 decks)

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