Grounds for JR - Procedural Impropriety/Fairness Flashcards
What are the two rationales for the ground for review of procedural fairness?
- Instrumental - promotes just/accurate decisions; promotes public confidence in administration.
- Intrinsic: respects individuals’ dignity and value rather than treat them as objects of arbitrary governmental process.
What is the first ground for judicial review within the procedural fairness/procedural impropriety category?
Bias
Where does the justification for the rule against bias stem from?
Nemo judex in sua causa - No one may be a judge in his/her own cause.
Which case further reinforced the view that bias should ground actions for judicial review?
R v Sussex Justices - Lord Heart said - “Justice should not only be done but be seen to be done”
What are the two basic categories of bias?
- Direct Interests
2. Indirect Interest
What is the automatic disqualification rule?
If the decision-maker has a direct interest in the outcome of the case they will be automatically disqualified.
What constitutes a direct interest?
- Where the decision-maker has some financial interest in the outcome (common)
- Where the decision-maker has a direct interest as an (effective) party to the case (rare)
In cases of direct interest through a financial involvement what level of actual bias/risk of bias needs to be demonstrated for disqualification?
The basic principle is that the challenger merely needs to demonstrate the existence of the interest. There is no need to show any actual bias or likelihood of it - see the case of Dimes v Grand Junction Canal Co. Proprietors.
How did Lord Goff support the outcome of the Dimes Case?
In R v Gough he said - “In such a case therefore, not only is it irrelevant that there was in fact no bias on the part of the tribunal, but there no question of investigating, from an objective point of view, whether there was any real likelihood of bias, or any reasonable suspicion of bias, on the facts of the particular case. The nature of the interest is such that public confidence in the administration of justice requires that the decision…not stand”
How else may a financial interest lead to the automatic disqualification of a judge?
Financial interest will also be considered ‘direct’ and therefore an automatic disqualification if individual gaining the financial benefit is a close relative of the decision-maker - see the case of Locabail (UK) Ltd v Bayfield Properties Ltd.
What is the test to establish what constitutes ‘a close relative of the decision-maker’?
“the link had to be so close and direct as to render the interest of that other person for all practical purposes indistinguishable from an interest of the judge.” - Locabail Case.
Are there any de minimise exceptions to the financial interest rule?
Yes, in Locabail, it was found that the automatic disqualification rule of Dimes didn’t apply because the financial interest of the judge in the outcome was too tenuous on the evidence - the judge was a senior partner in Herbert Smith, which was acting for a company in different but related proceedings claiming security against the applicant’s husband.
Which case affirmed the courts approach to de minimise exceptions for financial interests?
R v Bristol Betting and Gaming Licensing Committee, ex parte O’Callaghan
Which case saw it held that a direct interest as an (effective) party to a case could also see a decision-maker found to have a direct interest?
R v Bow Street Metropolitan Stipendary Magistrate, ex parte Pinochet Ugarte (No 2)
What were the details of the Bow Street Case?
Lord Hoffmann – who was in the majority in Pinochet 1 – was a director of a subsidiary of Amnesty International. The House of Lords held in Pinochet (No 2) that Lord Hoffmann was disqualified and that the original decision should be set aside.
What did Lord Browne-Wilkinson say in the Bow Street Case?
He said - that the basis of the automatic disqualification rule is that no one shall be a judge in his own cause, i.e. no one should judge proceedings in which he/she is a ‘party’. A ‘party’ would be someone who has an interest – financial, proprietary, or otherwise – in the outcome of the case. Lord Hoffmann was such a party.
What was the significance of the Bow Street Case?
It oversaw an extension of the automatic disqualification rule. Note that Lord Browne-Wilkinson suggested that it was only in rare circumstances such as those in Pinochet that this extension would be applicable.
How did Lord Browne-Wilkinson restrict the extension of the automatic disqualification rule arising from the Bow Street Case?
He said - “Only in cases where a judge is taking an active role as trustee or Director of a charity which is closely allied to and acting with a party to the litigation should a judge normally be concerned either to recuse himself or disclose the position to the parties”
Which case illustrated the restriction put in place by Lord Browne-Wilkinson?
Helow v Secretary of State for the Home Department - Pinochet principle did not apply to a judge who was a member of an organisation which had expressed views relevant to the case and where the judge had not actively associated herself with the views in question.
In potential cases of indirect bias what was the classic test for the apprehension of bias?
The classic test was stated in R v Gough - “The court should ask itself whether… there was a real danger of bias on the part of the relevant member of the tribunal in question, in the sense that he might unfairly regard (or have unfairly disregarded) with favour, or disfavour, the case of a party to the issue under consideration by him.”
What led to a reassessment of the test laid out in R v Gough?
The test had to be reassessed after the HRA 1998 in line with Strasbourg Jurisprudence - the courts, as public bodies under s. 6(3)(a), are obliged to act compatibly with the convention rights.
What is the new/current test for the apprehension of indirect bias?
Stated in Porter v Magill - the test is now - “whether a fair minded and informed observer, having considered the facts, would conclude that there was a real possibility that the [decision-maker] was biased”.
What is the key terminological difference between the new and old tests for the apprehension of bias?
Real Possibility (new) v Real Danger (old). This represents the difference between actual and apparent bias.
What does the phrase ‘real danger’ mean?
Whether there was a real danger the decision-maker “was predisposed or prejudiced against one party’s case for reasons unconnected with the merits of the case” - R v Inner West London Coroner, ex parte Dalliaglo.