General Situations Flashcards

1
Q

You have been working for several years on designing an apartment building for Huge Contracting Co Limited. The apartment building is already under construction, but you fall out with Huge Contracting Co which subsequently relinquishes your services in the middle of construction. Huge then demands your CAD files so that another architect can complete the work for a reduced fee. How do you proceed?

A

*Assume design build. Would not typically allow a contract that this was possible, or have a contractual relationship with contractor rather than client. Check Services Agreement and seek legal advice.

*Note to client the risks involved in stopping services. Mediation with the contractor to resolve before services are relinquished.

*Copyright in services agreement, unless stipulated then Copyright Act applies (client owner as commissioner). AAS etc. sets to contract out of this. Copyright is vested in the architect in most contracts.

*What do you agree to provide. Did you agree to share models? If not then no. If yes then still reluctant but ask lawyer.

*Risk in terms of liability if they’re using your model.

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2
Q

Not long after the first slab is poured and cured, cracks appear. You suspect the work is defective, believing that there should not be a problem if it is constructed according to the drawings and specification. The builder insists the problem is with the engineers specification. What should you do?

A

*Check own docs and engineers specification and drawings.

*Seek advise from senior colleagues

*Discuss with the contractor how they have complied with documentation and ask them to provide evidence (photos, material receipts etc.) look back at own observations.

*Notify engineer and hold meeting with contractor

*Between the engineer and contractor – impartially facilitate remediation

*Is the work guaranteed by the engineer or subtrade

*May need a second opinion.

*Advise client in timely manner

*Insurance might cover remediation

*Engineer site inspect and sign off

*Engineer would have done pre pour inspection

*Judgement if in tolerance or not, in specification under concrete, masterspec for tolerance

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3
Q

What must a junior do before leaving the office to go to the building site?

A

*Tell some someone

*Bring appropriate PPE

*Come up with a plan, review relevant drawings before going to site

*Ask the contractor what is happening on site, and confirm they can induct them onto site.

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4
Q

What do you tell your client if you are not successful in your Resource Consent Application?

A

*Do you have a planner? Discuss with them

*Review Council reasoning, ask for further information if required

*Once you understand issues, explain to client and give the client options, stop project or redesign/re-apply

*Client should not have expectation that it definitely will get resource consent

*Depends on why, pre-app. If pre-app was positive then you will want to know why. If pre-app was negative then why did you proceed?

*Engage a planner

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5
Q

What do you advise your clients re – alternative solutions?

A

*Totally depends. Explain to process and risks.

*Ask why has alternative solution being considered, is it a cost or availability issue

*Client, builder or designer driven

*More admin involved to get through council

*Risk of not being accepted. Do you have a back up option.

*Ask suppliers if the product has gained compliance in similar situations. They might have testing and PS3 they can provide.

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6
Q

You are doing a feasibility study for a property which allows only multiple dwelling use. What things do you look for / include?

A

*Look at district plan, PIM/LIM and CoT
*Clients brief
*Might use NZIA Small projects agreement

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7
Q

Tenders have been received and they are all too high. The client is considering abandoning the project. What do you do?

A

*Confirm that tender docs notes that client does not have to accept any tender

*Notify tenderers of unsuccessful tenders

*Discuss clients options, retender or redesign and retender

*Second opinion from independent QS on feasibility QS

*Consider how this happened, why did the misalignment happen between cost and budget.

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8
Q

Fringe benefit tax (FBT) what is it? How do you apply it to running tax?

A

Tax you pay on fringe benefits i.e a car

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9
Q

It’s the first day of pouring the concrete and halfway through there is a torrential downpour. What should the builder do? What should you do?

A

*Slab vs footings

*Builder needs to use good judgement

*Ask the contractor what is the implication of this. What options have they considered

*What remedial works will be required? Contractor to provide a plan on how to proceed

*How did this happen

*Builder responsible for pour, not for architect to instruct

*If there are likely to implications on time then ensure they notify client

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10
Q

You have just completed developed design for some shops and the client wants to rush construction to take advantage of Xmas trade. What are you’re options?

A

*Is it actually feasible? Explain time, quality, cost implications and risks to client

*ECI for advice and lock in timing

*Building Consent and Tender at the same time

*Prefab options

*Look at design build

*Options for staged BC, separable portions etc.

*Start building before detailed design, detail joinery and things later, what needs to be priorities

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11
Q

Can you issue variations after PC (during the defects liability period) for works that are necessary but not included in the contract?

A

*Variations only pertain to changes to changes in the contract. No Variation.

*Remediation only

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12
Q

You have noted a defect during the defects liability period, and advised the Builder to rectify it. The builder inspects it, and advised you that the client will need to pay for the work. What do you do?

A

*Check PC inspection report. Was this noted before and not been remediated.

*If not there when certified PC then how did it occur

*Is it as result of client or defective work

*Act impartially to see how defect occured

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13
Q

You observed bricklayers commencing a wall and noticed that the DPC was missing. You told the builder that it must be included, he said OK. You later observe and it still has not been included. You send out an architect’s instruction requesting that the wall be pulled down and the DPC included. The builder tells you that he has mentioned the issue to the client and offered a $500 reduction in the contract sum, to which the client has agreed. What do you do?

A

*Should have instructed formally when you first noticed DPC missing. Also check drawings to make sure it’s not missing there.

*Explain to client and contractor that it has to be built in line with the drawings for CCC and also the risk of dampness on the performance of the building. Act impartially in interest of the project only.

*Explain that they will likely fail inspection and work won’t be able to progress

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14
Q

The builder refuses to knock down a brick wall which you consider is defective. What is your course of action?

A

*Assuming that they have disputed the direction, some number of working days

*Refer to contract for dispute resolution process

*It is non-negotiable

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15
Q

What are the issues of going out for tender before building consent?

A

*Building consent may not be granted

*Changes to the design will be variation which will incure additional margin

  • Changes can be issued as a NTT or PTC (depending on stage of the tender)

*Well considered & reviewed drawings should have minor changes during building consent.

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16
Q

If you were boss and a client comes to you with a type of project you haven’t worked on, how would you set your fee?

A

*Refer to code of ethics, can’t misrepresent your abilities

*Let client know but that with the right team it could be undertaken.

  • experienced subconsultants (note this is a risk) or separate consultants

*Propose a fee estimate range to build in some risk

*Discuss with other architects if you feel comfortable/have that relationship with them

*Stage services and recalibrate at each stage

*Clear scope, clear brief from client

*Factor coordination of specialists into fee

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17
Q

The builder just rang up and told you that the footing of a slab on an adjoining property has encroached onto your client’s property by 600mm and it is affecting progress of work on site. What do you do?

A

*Check site boundary and review docs, checking if survey picked up on this

*Organize site visit with surveyor, and they can investigate if it is encroaching on boundary

*If this hadn’t been discovered earlier then why? If so then this should have been mitigated.

*Assume already existing

*Has contractor notify of potential EoT claim

*Once you have established outcome then discuss options with contractor and client

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18
Q

What if you do prelim design up to resource consent and then the client wants to take it elsewhere to another architect to continue/finish?

A

*What does your Services Agreement say, this might be totally within the clients right

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19
Q

If a client came to you with a budget, which is below the spatial requirements, what would you do?

A

*Misaligned brief and budget

*Show them recent sqm rates from current projects (note to manage risk project need to be similar scale)

*Clarify you are not a price expert so you would suggest a QS if they wanted to progress

*Discuss options with client if they want to progress

*Understand risk

  • List QS estimate as separate consultant, note this could be completed at each or key design stages.
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20
Q

Tender is submitted 10 mins late with the client sitting next to you and they grab it out of your hand - 100K under others. Client wants to take it. What do you do?

A

*Remind client of NZRAB ethics

  • Ask Tender reason why they are late

*Check reason for late tender. Has to be fair so ethically non-confirming tender cannot be accepted

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20
Q

What happens if you go to a site and you see unsafe work practices?

A

*Have to report to PCBU or site safety representative

*Note in report/in writing

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20
Q

What do you need to do if you are asked to provide Producer Statement?

A

*Authors must only sign producer statements for work which they can attest to and which is within their limits of technical competence.

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21
Q

What if there were 3 tenderers, 1 pulled out, the other 2 had a 10% difference in their tender price? What do you do?
Following from the question above, in the lower tender, the sum for the appliances is significantly higher than the other, what do you do?

A

*Is it a requirement for more than 2 tenders?

*Evaluate and see where 10% is and may need to ask tenderer if they want to withdraw or confirm price (if you suspect underquoted)

*Assume tender submission not as good

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21
Q

If the client has the copyright through the contract, what are the risks?

A

*AAS client given limited license till building work complete

*If no such clause exists (MoE/KO e.g) risks are reproduction of your work

*Unless otherwise specified the drawings are site specific

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22
Q

Tags – if there is an alternative proposed by one of the tenderers and the client would like to consider that particular alternative,
what do you do?

A

*Evaluate alternative for compliance, compatibility etc.

*Have to accept whole tender to consider this alternative

*Assume hourly rate for any evaluation of tender, redesign

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23
Q

You notice a mistake in one of the tender submissions, the joinery quote is missing. What do you do?
What do you do if they confirmed it with the joinery quote still missing?
What’s likely to happen during the contract works period if you accept this tender?

A

*Ask for a clarification

*Non confirming tender so not acceptable

*Ask if they want to withdraw or confirm

*You would evaluate that as a major risk, they may corner cut later to make up lost money, or claim variations

*Not a good way to start relationship taking advantage of a mistake

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24
Q

If you submit a non-standard detail [that you know works] to
council and they refuse it what do you do [to make sure it can
happen]?

A

*Can you prove compliance through alternative solution
* Is it worth the additional Risk

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25
Q

If a tender comes in and the tenderer wants to change it to make it better and it’ll beat the rest my miles and make the project 50
times better and the client has caught wind of it and is pushing you to accept the change, what do you do?

A

*Tender prices are set at tender submission time, unethical to accept changes after submission deadline.

*Very unethical on contractor. Need to explain process to client.

  • Remind client of NZRAB Ethics

*If client wants to reject other prices it could be tendered but would recommend against it

*Why would price change so dramatically

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26
Q

A new client rings up and asks you to design a multi-residential complex for him, as he has seen similar developments that your office has designed and liked than. What do you do?

A

*Organise meeting with senior team member to evaluate brief, budget, programme etc. and see if client a good fit and gauge feasibility.

*May depend on skills, are you equip to take on this job or would you pass on to someone else in the office

*Understand your offices pre-engagement process and explain to client written terms needed for future engagement

27
Q

At prac completion you think the
contractor has done a fair job but the client is not satisfied – what would you do?

A

*Talk to the client about their expectation. Use your experience and expertise to show the client how they have fulfilled their obligations.

*Totally depends on issues, is it a material defect rather than workmanship defect

*Understand why client isn’t happy. Could be a misunderstanding

28
Q

20 floor building, pouring last floor. Client wants to go to 22 floors. What do you do?

A

*Explain that it’s not impossible but the time and cost implication is massive.

*Time for redesign, reconsent and extended building period, stopping works etc.

*Re-engineering + re-design

*Reconsenting for RC and BC

*All additional consultants

*Re spec of design systems, new wind zone

29
Q

What do you do if the brief is impossible to achieve

A

*Discuss with client, be honest and tell them why

*Is it impossible in terms of the time or the cost

*State the risks of continuing with project, will depend on what stage the projects at

*Ethical obligations not to continue with proejct

*Put your stand point in writing

  • Could be a red flag cleint
30
Q

The contractor has poured the slab and left out the DP membrane. What do you do?

A

*How did this happen, engineers, council and architect inspections should not have missed this during pre-pour inspection

*Review own drawings and spec to confirm what documentation says

*Notify contractor to stop works or meet with them and the engineer to discuss options moving forward

*What are implications of DPM missing

*Direct remediation required, contractor to remediate or offer alternative

31
Q

Should a client come to you and request a 6% fee i.e. partial service would you take up the job? Can we offer partial service?

A

*Yes but it depends which services are being offered

*Would need to do due diligence to see if 6% is a feasible fee for work being undertaken

*Would be wary of observing work that wasn’t documented by practice, but does happen

32
Q

A client comes to you and says he wants you to design a laboratory, which you have no experience designing. What should you do?

A

*Be honest about your capabilities, don’t misrepresent skills, but explain there are options (know your limitations)

*Could do Joint Venture with other firm or engage qualified subconsultant, or firm could hire person with experience

33
Q

If you were in practice this time next week, what would your hourly rate be and on what basis?

A

*Basis is the market and your experience and your expenses and your profit margin

*Could work of current hourly rate that employer uses

*Speak to others in small practice group, mentors etc. and ask how they set fees

*Think about being competitive

34
Q

If a developer wanted a commercial project built in a year, how would you go about planning this?

A

*What is inside your control and outside your control

*First assess feasibility and discuss with client

*Budget and level of quality wanted is within control

*Consenting etc. is out of control, as is getting a builder in time would be tricky, but talk about procurement straight away, ECI or design build

*Discuss the risks of attemping an aggressive program

*Make a high level programme to discuss the feasibility and risks with client

35
Q

What do you ask the mechanical engineer for at the beginning of a 3-storey commercial development, if you are building to maximum height limits?

A

*Where is the plant to be located, whats the ceiling to floor dimension

*What is the servicing strategy

*What are big items, e.g elevator overrun, have that specified early

36
Q

What are the first signs of a builder going bankrupt? What advice do you give your client if you notice these signs?

A

*Subcontractors not being paid

*Claiming for works not completed, asking for upfront payment

*Aggressive invoicing

*Communication dropping or delayed

*High rate staff turnover

*Deterioration of service performance

*Review contract, inform client of potential risk and tell them they may need to look into contacting lawyer for advice

37
Q

If there are 2 different periods for contract
works and building services how do you deal with it?

A

*Separable portions (or separate section) are parts required to be completed seperately.

*If a public building which need to be inhabited then CPU comes into play

*PC for seperable portions

38
Q

How do you go about arranging insurance if client/contractor are out of town?

A

*Not architects role to arrange insurance while contractor and client are absent

*Works should not be undertaken if insurance not in place

39
Q

It’s a few days after the contractor has taken possession of the site, and the weather had been beautiful, but there is no sign of anyone on site. You’re concerned that the work might be delayed if construction doesn’t start soon. What do you do?
The builder has finally started, but then it rained for 3 days. The rain stopped, and the builder claimed for an EOT for 5 days, stating that for 2 days following the rain the site was ‘too boggy’. What do you do?

A

*Check the programme, are they meant to be onsite? If so then ask them why they are not. There may be a reason so just discuss.

*Weather delays/allownaces will be in the contract and in programme

40
Q

Difference between arbitration and mediation, when do you use them?

A

*Mediation is not legally binding, initial step

*Arbitration next step and legally binding

*Adjudication different path for dispute resolution

41
Q

The builder has requested that you approve the plasterwork immediately so that you will not be held up. How do you proceed?

A

*Assuming we have asked to observe before painting starts (maybe if a certain level if finish needs to be achieved), but immediately might not work, 2 working days notice.

*A quality plan may be submitted as a special condition of contract, then this would be followed in terms of inspection

42
Q

A major fault has occurred within the defects liability period, what do you do?

A

*Client to notify contractor or administrator of defect

*Assess what the fault is and make sure it’s part of contract works

*Treat fault like any defect before PC

*Look at relevant product spec and warranties

*If it’s a workmanship issue it’s contractor to deal with

43
Q

The client has occupied the building before PC. What are the repercussions?

A

*Insurances would need to change, ask insurer though

*Triggers PC, huge risk to client

*Best to try negotiate partial PC

44
Q

A tender comes in 5 minutes late. What do you do? What if it is by email?

A

*Non complying so do not accept, notify with pro-forma for a non-complying tender

*If it looks like it’ll be late call contractor and they might say it will be late, then they must tell you price verbally, and must tell a third party as well

45
Q

A 16 year old girl rings up and asks you to design a multi-million dollar development using the 10 million dollars she has inherited from her parents who have just passed away. What do you do?

A

*Ethically you might not feel comfortable of their understanding, they would need representation

*Contractual age so no different from other client

*Undergo typical pre-engagement, it might be clear that they’re not a good fit

46
Q

A tenderer rings up during the tender period to tell you there is an error in the drawings. What do you do? What if tenders close the next day?

A

*Issue NTT
*If too late then tell contractor to make an assumption and tag it

*If major error you would cancel tender and reissue tender docs

*Extend tender

47
Q

Work has finished on some apartments you have designed, but they have turned out to be ‘real dogs’ and the client can’t lease them for 6 months. What happens? Do LD apply?

A

*LD do not apply for lost revenue, only for rent they might be paying elsewhere

*Financial responsibility with client, not designer

48
Q

Would you certify payment for off-site payment for off-site goods, what do you do?

A

*Does the contract allow for off site payments

*Assuming your doing admin

*Site goods

*Separated, labeled, securely stored, inspectable

*List of goods can be recorded on the GOVT webside

49
Q

A tenderer calls up to give you his price, then confirms via email, except the email price is lower. What do you do? What if the contractor says you are lying and the prices match?

A

*Ethical procedures around tender

*Noncomplying tender

*Red flag

  • Ask Tender why the price change

*Was the phone price with or without GST

50
Q

If the client has set Liquidated Damaged at a specific sum based on the cost of renting if their house isn’t finished on time, but when the time comes they decide to stay with their parents, does the Liquidated Damages value still stand?

A

*The client is entitled to that LD based on effect of works being delayed

51
Q

In the tender schedules you have set PL insurance for the contractor at 2 mill. They submit their tender with 1 mill. What do you do?

A

*Send a tender clarification to ask if insurances are correct

*Not changing tender price

52
Q

If you are asked to review a set of Resource Consent drawings done by another architect by your client’s neighbor, what would
you do ethically?

A

*You don’t have any written terms of appointment so no

*Risk of defaming another architect

53
Q

Does back-to-back insurance apply only to sub-consultants and / or separate consultants?

A

*Applies only to sub-consultants, as you do not have an agreement with separate consultant

54
Q

What if a claim is more than what the AAS states your minimum insurance as?

A

*Practice under an LLC

*Specific directors insurance

*Large companies also hold additional insurance

55
Q

You’re putting together a team for an ROI, how does this change how you recommend / engage consultants?

A

*Forming a team rather than nominating a separate consultant

*Advertise strong working relationship, not endorsing quality of work

*Partner consultant, specialist consultants

*Could help win a job if you propose to engage a sub-consultant

56
Q

If there is no QS on a job how to do advise your client regarding the ‘Amount to Cover increased costs due to fluctuations during the contract period’?

A

*We are not cost experts, be cautious when advising on cost

*Suggest a QS

*In current environment is likely to come up

*May use a percentage based on contract price

*What is allowed on other jobs, advise from practice group or colleagues

*Depends on the contract where it sits in contract

*Only relates to fixed price contracts

57
Q

The contractor wants to begin on site, and says he’ll get the bond to you later. What do you do?

A

*Bonds need to be in place before work begins on place

58
Q

You have been commissioned for a job, and today you are making your first visit to the site. What do you look for?

A

*Go with a plan and familiarise with maps

*Site conditions, access, site features, hazards, neighboring conditions, climate conditions

59
Q

The kitchen manufacturer wants a 50% deposit before commencing work. What do you do?

A

*Should have been highlighted at tender tag/tender negotiation stage

*Does contract allow for off-site claims

*Will be put through in payment claim for deposit

*Consider risks involved

60
Q

You are inspecting tiles on site. What do you look for?

A

*Check consistency with the contract documentation and specification

*General defects, installation quality

*Consent officer would have looked at waterproofing membrane

61
Q

What must the client/principal give the contractor before works begin on site?

A

*Possession of the site

*Relevant consented documents

*A contract

*Proof of contract works insurance if an alteration

62
Q

Can the contract sum stated be directly modified by variations?

A

*Typically a base contract sum and adjusted contract sum

*Variations are a variation to the contract, and the contract sum

63
Q

In the post-tender period, do you discuss with all tenderers, or is it ok for tenderers to offer new prices during this period?

A

*Tender tag clarifications between one tenderer or all

*Tenderes may not offer new prices, they can only withdraw or confirm their price

64
Q

Your client asks you to ‘guarantee’ that the total project will not exceed $2 million. What can / do you do?

A

*You would never guarentee a price, we are not QS’s

*Depending on project stage, QS pricing at each stage

*Consider tendering approaches, guaranteed max price or performance bonds

*Totally depends on project type

65
Q

The client has decided they would like an extra window in the blank wall, which would constitute a variation on site. The contractor is not keen to make alterations, so gives an unreasonable price for the variation as protect. What do you do?

A

*inform client of a building consent amendment an cost

*confirm if the window is feasible, ie not through a bracing element

*Assuming that your administrating the contract and have explained to client design and consenting implications

*Discussion with the contractor, why are they giving an unreasonable price here

*Request price breakdown, or get independent QS to review price

*Up to client whether to accept or not

66
Q

It rained heavily one night during the Defects Liability Period, and your client called up to say the roof was leaking badly. What do you do?

A

*Get client to document

*Contact main contractor, they should get subcontractor out to investigate (suitable qualify a person to investigate)

*Depending on level of damage client should alert insurers

67
Q

If you see a stairwell on site with only no 8 wire as a barrier, what do you do?

A

*Is it your site?

*Report to site manager/site safety representative/foreman immediately

*Rule 50 of code of ethics, obligation

*Maybe a card system in place? Some contractors may have in place

*Follow up in writing, and then get confirmation and check on next site visit that it has been fixed

68
Q

What’s the difference between supervising and observing?

A

*Assume this refers to supervision vs obvs on site

*Observation is not supervision of contract works or what is going on site

*Relates to restricted building work