federalism Flashcards
The study of which public functions are most efficiently delivered when operated/delivered by a larger, centralized national government, and which public functions operate most efficiently when decentralized and operated by more local (and accountable) government entities is called ____ ____.
In the United States, federal grants play an important role in this by transferring money from the centralized ____
government to the more decentralized ____
governments.
fiscal, federalism, federal, state
The Supreme Court ruled that 1990 Gun-Free School Zones Act unconstitutionally exceeded the power of Congress to legislate under the Commerce Clause in a case called ____ ____ v. ____.
It held that the possession of a gun in a local school zone is not an economic activity with a substantial impact on ____ commerce. It said that it was instead a ____ statute that didn’t have anything to do with any sort of economic activity.
Therefore, the possession of guns in school zones could only be regulated and criminalized by ____ governments.
In response, Congress passed the Gun-Free School Zones Act of 1994 that withheld federal funding from states that do not adopt a zero-tolerance law for guns in school zones.
United States, Lopez, interstate, criminal, state
Regarding domestic environmental policy, Congress has taken the following actions in an attempt to improve environmental conditions:
1970 - Passed the Clean Air Act (signed by President Nixon) to regulate the discharge of air contaminants with the aim of reducing them
1970 - Passed the National Environmental Policy Act (signed by President Nixon) requiring government agencies to file an environmental ____ statement any time a policy might impact the environment
1970 - President Nixon created the ____ ____ ____ to oversee federal environmental policy recommendations, implementation, and regulation.
1972 - Passed the Clean Water Act (signed by President Nixon) to regulate discharges of pollutants into the ____ waters of the United States
1973 - Passed the Endangered Species Act (signed by President Nixon) empowering the National ____ and ____ ____ to protect endangered species.
1980 - Passed the Comprehensive Environmental Response, Compensation, and Liability Act (signed by President Carter) which created ____. It required manufacturers, producers, and importers of chemicals to pay a special excise tax into a fund that then finances environmental cleanups of toxic chemicals - particularly in instances in which the company responsible is no longer in operation.
Most of these actions relied on Congress’ ____ Clause powers since environmental policy tends to impact more than one state and be directly impacted by commercial activities.
impact, Environmental, Protection, Agency, navigable, Fish, Wildlife, Service, Superfund, Commerce
The doctrine that Congress may only regulate a commercial activity when a uniform national rule is required is called ____ ____. Otherwise, Chief Justice John Marshall asserted in Ogden v. Gibbons that states retained exclusive regulatory authority over internal, intrastate commercial activity.
selective exclusiveness
Simone is an architect and after working long and hard hours for a large, nationally-known architecture firm, and saving as much as she could, she was finally able to fulfill her dream of opening her own architectural firm called Built Environments by Simone, LLC (“BE by Simone, LLC”)
Her first client signed a contract with BE by Simone to design a house to be built by a builder. However, when Simone submitted her billings to the client, the client insisted that he didn’t have to pay Simone because the contract wasn’t valid. He asserted that only people could enter into contracts - not soulless companies who only existed to profit from poor people.
However, Simone’s lawyer informed her that under 1
Dartmouth
v. 2
Woodward
, the U.S. Supreme Court has held that companies can enter into and enforce contracts - just like a person can.
After Simone successfully sued the client for her billings (including attorney’s fees,) she submitted a proposal to design a new City Hall for very own hometown. She was disappointed that she didn’t get the project, but was stunned when the mayor of the town accidentally hit Reply All and, while writing to another individual that Simone was accidentally copied on, suggested that BE by Simone was never seriously considered for the project because Simone was a black female.
Simone replied back to the mayor that it was illegal under existing civil rights laws for the government to discriminate against her on the basis of her race and gender. The mayor was embarrassed by his technological mistake in accidentally hitting Reply All, but he said that those laws didn’t apply because he technically wasn’t discriminating against her - he was discriminating against her company. Since companies don’t have races or genders, her company couldn’t sue him or the city for discriminating against her architectural company.
She forwarded the email chain to her lawyer who informed her that under the U.S. Supreme Court’s precedent in 3
Pembina
v. 4
Pennsylvania
, companies are actually covered by the Fourteenth Amendment Equal Protection Clause, also.
After losing the Equal Protection Clause lawsuit against BE by Simone, the mayor was very upset. Soon after, BE by Simone was notified by the city that it would be exercising its 5
eminent
6
domain
powers in order to dispossess BE by Simone of its office in order to build a public bathroom - just so Simone would know exactly what he thought about her.
Simone’s architectural practice had been doing so well - maybe in part to the publicity she had received from all of the lawsuits she had been winning after being treated so unfairly by powerful interests - that she had actually been thinking of buying a piece of property and building a bigger office to accommodate more employees working for her. So, she wasn’t too upset - until she read that the city planned to pay her $100 for her office.
Simone had poured her life savings into building this architecture practice, and the mayor was attempting to bankrupt her by giving her nothing for the office she bought. She immediately got an appraisal for her office, which came back with an appraised value of $500,000. Simone called the city to tell them that there was no way they could take this office she had worked so hard to afford. She knew that the government had to pay a person what a property was worth if it wanted to take it. However, the mayor told her that only applied to people - not to corporations. And, since the title to the office was technically held by BE by Simone, LLC instead of Simone herself, the city didn’t have to pay her a dime. She should take the $100 and be grateful.
Simone called her attorney and said, “here we go again. Please, tell me this can’t be right.” Her attorney informed her that, once again, the city was very wrong. Under the Supreme Court’s precedent in the 7
Gospel
8
in
9
Foreign
10
Parts
v. 11
Town
12
of
13
Pawlett
(1823,) the 14
fifth
(spell it out) Amendment’s Just Compensation Clause and Takings Clause – which required the government to prove it was taking a property for a public use and to pay “just compensation” (which has been interpreted to be fair 15
market
value) – both applied to corporations such as much as they applied to people.
Once the city received BE by Simone’s attorney’s brief on the issue, the city decided to not proceed with the public bathroom in place of her office.
Months later, a house that was designed by BE by Simone caught fire and someone tragically died inside the house in the fire.
The mayor saw his chance to get back at Simone and has his good friend the District Attorney file charges against BE by Simone for criminal negligence in designing the house that caused the person to die in the fire. The District Attorney asked for the trial to be in front of the judge - without a jury. However, the judge had gone to law school with the District Attorney and BE by Simone’s attorney was afraid that the firm would not get a fair trial.
So, he requested a jury trial - which one is entitled to under the 16
sixth
(spell it out) Amendment.
The District Attorney responded that only people are entitled to jury trials in criminal cases under the 17
sixth
(spell it out) Amendment - not people. However, when BE by Simone’s attorney replied that according to the Supreme Court precedent in 18
Armour
19
Packing
v. 20
United
21
States
corporations are entitled to jury trials in criminal cases, also, the judge in the case (to his credit) ruled that BE by Simone was entitled to a jury trial.
After BE by Simone was acquitted of any criminal wrongdoing in the trial (which showed that it was caused by arson - not by any defects in the house’s design,) the District Attorney thought he could get a different result if he could just get a more favorable jury.
So, he filed new charges against BE by Simone for the same incident.
Citing the Supreme Court precedent in 22
Fong
23
Foo
v. 24
United
25
States
, the judge dismissed the new charges which he said protects corporations from being tried for the same crime twice, which is called 26
double
27
jeopardy
, just as much as individual citizens are.
Finally, Simone had enough. There was a mayoral election coming up, and she used the money that was in her company’s bank account to buy advertisements telling everyone to vote against the mayor and detailing how she had been persecuted by him. She said that corrupt, unethical bullies like the mayor should be thrown out of office.
The city sued her, claiming that it was illegal for her to use funds from her business to buy political advertisements. However, the judge once again ruled for BE by Simone, LLC citing the Supreme Court’s precedent in 28
Citizens
29
United
v. 30
Federal
31
Election
32
Commission
which extended 33
First
(spell it out) Amendment free speech rights (especially for political speech) to corporations and labor unions.
What Simone really learned from all of this is that if corporations weren’t treated like a 34
person
under the law, the mayor would have been able to bully, bankrupt, and discriminate against her - and the employees who worked for her - just because her assets were tied up in this company she was trying to build.
There has been overlap and uncertainty regarding marriage under the Constitution.
Article 1
IV
of the Constitution says that state have to recognize the “public acts” (marriage and divorce decrees, criminal convictions, civil liability verdicts, etc.) We call this the 2
Full
3
Faith
4
and
5
Credit
Clause.
However, states have traditionally been understood to define what marriage is because of the 6
Tenth
7
Amendment
to the Constitution which states that all powers not given to the federal government (in Article 8
I
Section 9
8
) or denied to the states (in Article 10
I
Section 11
10
) are reserved to the states and to the people.
This became an issue when a few states legalized same-sex marriages while they remained illegal and/or unconstitutional in 46 states.
During this time, many states elevated their prohibitions against same-sex marriage from being simply illegal to unconstitutional via popular ballot initiatives and state legislative acts in order to try to take advantage of the Supreme Court’s public policy exception to the clause referenced above on the theory that making it unconstitutional would demonstrate that same-sex marriages were against the state’s public policy.
Eventually, a case reached the Supreme Court called 12
Obergefell
v. 13
Hodges
in order to resolve the issue.
In an opinion by Justice 14
Anthony
15
Kennedy
, a closely divided 5-vote majority of the Supreme Court decided the following questions:
- Are states constitutionally required to perform same-sex marriages under the 16
Fourteenth
Amendment’s Equal Protection and Due Process clauses?
The court answered 17
yes
(yes or no.)
- Are states required to recognize same-sex marriages legally performed in other states under Article 18
V
‘s 19
Full
20
Faith
21
and
22
Credit
Clause.
The court answered 23
yes
(yes/no.)
We call the part of a Supreme Court’s majority opinion which receives at least five votes from the nine-member court and becomes law and a precedent of the court that applies to future cases a 24
holding
.
We call the part of a Supreme Court opinion in which the justices in the minority explain why they disagreed with the majority’s opinion a 25
dissent
.
In his opinion disagreeing with the majority opinion, Chief Justice John Roberts stated that same-sex marriage might be good policy but the thrust of his disagreement with the majority’s opinion was two-fold:
- He made a 26
federalist
argument that it was not a power given to the federal government in Constitution and was primarily the province of the states under the Tenth Amendment. - He made a 27
separation
28
of
29
powers
argument that it was a policy argument that the Constitution doesn’t speak to and was best left to the 30
legislative
branches of the states.
Our federalist system of government allows states to take the lead in some environmental policy, if they so choose.
For example, California has passed a statewide system whereby manufacturers are given a certain number of allowances to emit carbon from the state. The total amount of allowances has a cap that declines over time. If a manufacturer needs to emit more carbon than they were given allowances by the state, they have to buy them from other producers (who could theoretically generate excess credits to sell by finding ways to emit less carbon over time.) This is intended to leverage a market mechanism to foster innovation in achieving a state goal - reducing carbon emissions.
This system is called 1
cap
2
and
3
trade
.
The trade-off is that electricity prices in California are almost double those in Texas. Electricity generation is a major carbon emitting industry.
A structure within a society that connects the people to the government or centralized authority is called a 1
linakge
2
institution
.
Examples include elections, political parties, special interest groups (ACLU, NRA, NAACP, PETA, Sierra Club,) and the media.
The government enjoys immunity from lawsuits under a doctrine called 1
sovereign
2
immunity
.
The government may waive this right by passing a law granting citizens the right to sue the government under certain circumstances.
There are two type of immunity:
- There are instances in which the government and government officials cannot be sued under any circumstances (such as when a judge renders a verdict, a lawmaker passes legislation that may harm someone - particularly their economic interests, or other cases in which a government official is acting in his/her official capacity.) This is called 3
absolute
immunity. - There are instance in which the government and government officials cannot be sued or held liable unless certain circumstances are met. For example, one cannot generally sue a police officer for carrying out his official duties unless he engages in particularly egregious brutality. This is called 4
qualified
immunity.
A law that applies retroactively is called an 1
ex
2
post
3
facto
law.
The federal government is 4
denied
(denied/allowed) the power to pass these laws under Article 5
I
Section 6
9
.
State governments are 7
denied
(denied/allowed) the power to pass these laws under Article 8
I
Section 9
10
.
In 1996, voters circulated a petition to place the Compassionate Use Act (Proposition 215) on the state ballot. It legalized the use of marijuana for medicinal purposes with a doctor’s prescription. The initiative passed with 55.6% of the vote.
This was an example of 1
direct
or 2
participatory
(alphabetical order) democracy.
When this became the state law in California, it was in conflict with a federal law called the 3
Controlled
4
Substances
5
Act
passed in 1970 as part of the Nixon administration’s War on Drugs.
When the Drug Enforcement Administration (DEA) seized doctor-prescribed marijuana from a California individual’s home, a group of activists sued the DEA and U.S. Attorney General John Ashcroft (who was replaced by former Texas Supreme Court Justice and former Texas Attorney General Alberto Gonzalez before the case reached the Supreme Court,) in a case called 6
Gonzalez
v. 7
Raich
(2005,) after the district court ruled for the 8
defendant
(plaintiff/defendant; plaintiff = medical marijuana user; defendant = government) and after the Ninth Circuit Court of Appeals ruled for the 9
appellee
(appellant/appellee; the party that lost at the district/trial court and is appealing is the appellant; the party that won at the trial court level is the appellee.)
At the Supreme Court, the 10
appellant
(appellant/appellee) prevailed.
The majority ruling by Justice 11
John
12
Paul
13
Stevens
, one of the most liberal members of the court at the time, upheld the government’s confiscation on the basis that it was a valid exercise of the the federal government’s 14
Commerce
Clause authority which grants the federal government the right to regulate 15
international
and 16
interstate
(alphabetical order) commerce (but not 17
intrastate
commerce.)
Justices Antonin Scalia (the court’s second most conservative member), Anthony Kennedy (a “swing vote”,) David Souter, Ruth Bader Ginsburg, and Stephen Breyer (all three more left-leaning members of the court) joined the majority opinion.
The court’s reasoning held that even though the marijuana that was the subject of this case never crossed state boundaries (it was grown and consumed in California without ever crossing a state or national boundary,) it impacted the 18
supply
19
and
20
demand
(hint: it’s an economics term) for marijuana in the the national marijuana market. Therefore, in order to regulate the national market, the court reasoned that regulating purely local commerce trading in this product was also necessary.
In his dissent, Justice Clarence Thomas - the court’s most conservative member - argued that the federal government lacked the ability to regulate the marijuana at hand because it never crossed state lines and therefore the regulation of marijuana was strictly the province of the state. He was joined by then-Chief Justice William Rehnquist and then-Justice Sandra Day O’Connor.
In order for a private sea vessel to wage war on behalf of the government it requires a 1
Letter
of 2
Marque
and 3
Reprisal
.
The federal government is 4
allowed
(denied/allowed) this power according to Article 5
I
Section 6
8
.
The state governments are 7
denied
(denied/allowed) this power according to Article 8
I
Section 9
10
.
The crime of 1
racketeering
involves organized crime setting up a coercive, fraudulent, extortionary, or otherwise illegal coordinated scheme or operation to repeatedly or consistently collect a profit (e.g. when the mafia asks store owners to pay them “protection money.”)
The idea that the national government exercises supremacy in its constitutionally-empowered sphere and that state law is supreme in the spheres not delegated to the federal government nor denied to the state governments is called 1
dual
2
federalism
.
When the federal government returns power to the states, we call it 1
devolution
.
This was a major initiative of the 2
Reagan
administration’s “New Federalism” project, but its biggest successes didn’t come to fruition until the 3
Clinton
administration in the 1990s - which included 4
mandate
reform that embolden states to take more control of how government assistance was distributed to its residents as well as outlawing unfunded mandates.
This was noteworthy, because the two administrations belonged to different 5
political
6
parties
(hint: organized groups of activists that helped get them elected.)