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A Wiley Review Notes REG > Duties (Obligations) and Rights > Flashcards

Duties (Obligations) and Rights Flashcards

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1

Q

A sub-agent

A

owes a fiduciary duty to the agent and principal

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A Wiley Review Notes REG (99 decks)

Regulation of the Profession

Disciplinary Systems of the Profession

Common Law Liabilitiy to clients

Common Law Liability to Third Parties

Statutory Liability to Third Parties - Securities Act of 1933

Statutory Liability to Third Parties - Securities Exchange Act of 1934

Accountant's Working Papers

Privileged Communications between Accountant and Client

Criminal Liability

Responsibilities of Auditors under Private Securities Litigation Reform Act

Responsibilities under Sarbanes-Oxley Act

Responsibilities of Tax Preparers

Securities Act of 1933

Exempt Transactions or Offerings

Securities Exchange Act of 1934

Dodd-Frank Act of 2010

Nature of Sole Proprietorships

Nature of Partnerships

Formation of a Partnership

Partner's rights and operation of Partnership

Relationship to Third Parties (Partnership)

Termination of Partnership

Limited Partnerships

Limited Liability Companies (LLC)

Limited Liability Partnerships (LLPs)

Subchapter C Corp

Characteristics and Advantages of Corporate form

Types of Corporations

Formation of Corporation

Corporate Financial Structure

Powers and Liabilities of Corporations

Directors and Officers of Corporations

Stockholders Rights

Stockholders Liability

Substantial Change in Corporate Structure

Subchapter S Corporation

Formation Defenses

Written Contracts

Assignment and Delegation

Third-party Beneficiary Contracts

Performance of Contract

Discharge of Contracts

Federal Social Security Act

Workers Compensation Act

Employee Safety

Employment Discrimination

Family and Medical Leave Act

Federal Fair Labor Standards Act

National Labor Relations Act (NLRA)

Federal Consolidated Budget Reconciliation Act (COBRA)

Environment Regulation

Anti-Trust Laws

Robinson-Patman Act of 1936

Money Laundering

Chapter 7 Voluntary Bankruptcy Petitions

Chapter 7 Involuntary Bankruptcy Petition

Chapter 7 Bankruptcy Proceedings

Discharge of the Debtor

Business Reorganization - Chapter 11

Debt Adjustment Plans - Chapter 13

The Bankruptcy Abuse Prevention and Consumer Protection Act of 2005

Rights and Duties of Debtors and Creditors

Nature of Suretyship and Guaranty

Creditors Rights and Remedies

Surety's/Guarantors Rights and Remedies

Surety's/Guarantor's Defenses

Characteristics

Examples of Principals and Agents

Methods of Creation

Duties (Obligations) and Rights

Liabilities to Third Parties

Termination of Principal-Agent Relationship

Distinctions between Real and Personal Property

Personal Property

Intellectual Property and Computer Technology Rights

Interests in Real Property

Recording a Deed

Title Insurance

Adverse Possession

Types of Negotiable Instruments

Requirements of Negotiability

Interpretation of Ambiguities in Negotiable Instruments

Holder in Due Course

Rights of a Holder in Due Course

Liability of Parties

Transfer of Negotiable Documents of Title

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