disclosures Flashcards

1
Q

explain disclosures with client consent

A

Be sure to have informed consent
-Informed means no surprises for the client

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2
Q

explain HIPAA and release of information

A

-HIPAA requires that CEs obtain written valid authorization from the individual or personal representative before releasing PHI
-CEs have an obligation to agree to patient’s request unless request is reasonably likely to be associated with harm
-PA licensure regulations requires release only after full disclosure to client

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3
Q

disclosures permitted by law

A

Standard 4.05 permits disclosure of confidentiality information without consent if the disclosure is permitted by law and the disclosure is a valid purpose

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4
Q

valid reasons for disclosures

A

-To provide needed professional services
-To obtain appropriate professional consultation
-To protect the client/patient, psychologist or others from harm
-To obtain payment for services

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5
Q

explain pennsylvania psychologist patient privileged communication statue

A

-No person licensed to practice psychology without consent of client can be examined in any civil or criminal matter on behalf of the client
-Privilege belongs to the patient
-Communications made by an agent of the psychologist are also privileged
-Do not have to testify without consent, but you might be held in contempt
-Subpoena is just a legal request for information

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6
Q

exceptions and waivers to limits on release of information

A

1) When patient places their mental health into the issue, they have waived their privilege
-They do not have to consent, but best practice would be talking to the client about it first
-E.g. temporary insanity

2) Patients seeking redress for emotional harm by citing the need for psychotherapy have waived privilege

if you put mental health into the equation you have waived privilege, but it is best practice to talk with them about it first

3) Psychologist can refuse if information may harm the patient

4) What if a third party is present during the interaction with the psychologist and patient? At times privilege is waived
-Privilege waived mean they are okay with it being not confidential
-Times it could be waived: with spouse, collateral, groups

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7
Q

what can you be subpoenaed to do

A

release information, show up at a deposition, show up in court, testify

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8
Q

what matters to subpoenas usually come up

A

Client is involved in a legal matter
-Child custody/divorce
-Have to have information about this in policies and how you testify in court
-Personal injury
-Worker’s compensation
-Criminal case
-Child welfare investigation

Other reasons for requests
-Client’s personal use
-Education/employment accommodations

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9
Q

steps to do after receiving subpoena

A

1) Is it valid?
-Contact your lawyer to see, consult with someone and check

2) What is it requesting?
-Does it want records, to show up, whole file, pieces of file?

3) Contact client
-Letting them know that you received a subpoena for their records; tell them who is requesting it

4) Contact requesting attorney
-Who is the attorney for

5) Contact the court
-See what they are looking for

6) Challenge the subpoena
-Say you are unable to follow through with this, it may harm the client
-If it happens when you are a trainee the goal is to get you out of it because they are often wanting a witness to testify about the mental health of a client

7) Comply with subpoena
-You have to respond, but the repercussions are not that intense if you do not respond

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10
Q

fact witness vs. expert witness

A

Fact witness: says facts related to the case
-PHI

Expert witness: clinical impressions; trainees can probably not function in this realm

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11
Q

explain court order

A

demand not a request you have to show up, more serious; can be sent for similar reasons; court orders are sent by judges

If someone else’s information is at risk or if it causes substantial harm

They might hold you in contempt if you do not talk, rare that it gets this far, but you have to know what you are able to ethically and legally do

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12
Q

what things impact 4.05 disclosures without consent (permitted by law)

A

-PA Duty to Report Laws Cheat Sheet
-Mandated Reporting (PA Regulations)
-Discretionarily disclosures (depends on setting
-Tarasoff/ duty to warn/ protect
-PA Code Principle 5

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13
Q

explain what you are required to mandated report

A

Child Abuse

Intentionally knowingly or recklessly causing physical injury
-Must have occurred within the last two years

Serious physical neglect
-Witnessing domestic abuse counts as a reason to report, counts as neglect

Sexual abuse or exploitation

Mandatory reporting of infants
-Illegal substance abuse by the child’s mother
-Withdrawal symptoms resulting from prenatal drug exposure
-A fetal alcohol system disorder

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14
Q

what is considered child abuse

A

Child Abuse: Intentionally, knowingly, or recklessly doing…

Causing bodily injury

Fabricating, feigning or intentionally exaggerating or inducing a medical symptom or disease which results in harmful medical evaluation

Causing or substantially contributing to serious mental injury

Creating likelihood of sexual abuse or exploitation of a child

Causing physical neglect of a child

Engaging in any of the following
-Kicking, biting, burning, stabbing, cutting
-Unreasonably restraining a child
-Forcefully shaking a child under one year of age
-Forcefully slapping or otherwise striking a child under one
-Interfering with the breathing of a child
-Leaving a child unsupervised with an individual other than the child’s parent, who the actor knows or should have known has been determined a sexually violent predator

All include act or failure to act

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15
Q

explain corporal punishment and child abuse

A

if a child has been hit in a way that is leaving marks this counts as abuse

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16
Q

explain where mandated reporting came from and some cultural concerns

A

Penn State Sandusky helped create the mandated reporting laws : a lot of people knew what was going on but didn’t do anything; came up with this quickly and the law was not incredibly thoughtful and mindful about what they are saying

Laws are not culturally humble, does not account for different cultures and collectivistic societies

Understanding where the corporal punishments come from, they were punished in the way; does not get at the why
-Can have this conversation with families

17
Q

child sexual abuse in PA

A

-2 years difference is typically the standard; age of consent is 14
-With fighting, this is typically not a mandated reporter thing

If someone has naked pictures of someone under 18, it is considered child pornography and it is reportable and can be held criminally liable

18
Q

Mandated by law: duty to protect laws

A

Tarasoff vs. Regents of the University of California (1978)
-Inform a third party of the prospect of being harmed if the client has plans to harm them
-If your client says someone specific will cause a credible threat, we have a duty to get them to act; but not legally required to report that a client shares with you something bad is going to happen to someone else
-Ethically you should

19
Q

when are you required to inform a 3rd party of the prospect of being harmed by a client

A

-There must be a credible threat
-Threat must be toward an identifiable or potential victim
-The threat must be believable
-Threat has to be imminent and you must take action and cannot wait for others to learn of the risk to prevent damage

20
Q

who do we report it to (duty to warn)?

A

Call the police and duty to warn the potential victim (do what you can to get in touch with them)
-Get emergency contacts for people in case a situation like this arises

21
Q

what to do when you decide to warn

A

-Discuss the warning with the client
-Warn intended victim about the threat and the sources of the threat
-Contacting people who can apprise the potential victim of danger
-Notifying local law enforcement authorities
-Initiating voluntary or involuntary psychiatric commitment
-Taking whatever other steps seem appropriate
-Consult APA code, PA code and state law
-Document all your thoughts and efforts

22
Q

how to determine risk

A

-Perform specific case assessment that looks at factors that inhibit and precipitate violence
-Link specific interventions to precipitating and inhibiting variables and continue to assess whether each intervention works
-If alliance is waning and precipitating factors appear to be escalating, consider 302
-List our analysis of the precipitating and inhibiting factors related to the risk of violence in the chart
-Note subsequent actions related to the management plan
-Delineate evidence establishing the diminution of risk

23
Q

duty to warn or protect with family

A

Ewing vs. Goldstein
-Communication of serious threat by member of patient’s family, member is not technically a patient

What do you do?
-Breach confidentiality vs. wrongful death suit
-Credibility of the communication not a preclusion to disclosure

Ewing sets therapist up as an investigator

Who is patient? How do you determine in an emergency?
-Previously patient was patient
-Ewing- immediate family is patient
-Why stop immediate family

24
Q

how might we proceed in duty to warn issues

A

Identify or scrutinize the problem
-How dangerous is this situation? What about intimate partner violence?

Develop alternatives or hypothesize solutions
-What are my treatment options?

Evaluate or analyze options?

Act or perform
-How can I involve the client? do I need to back up a verbal warning? Police involvement

Look back and evaluate

25
Q

explain how to handle disclosures of suicidal intent

A

Good ethical practice in response to indications of suicidal intent requires
-Competence to recognize, manage, and treat suicidality
-Identification of community resources for client/patient emergencies outside the treatment setting
-Development of consultative relationships with other professionals to assist in case management
-Understanding of legal principles and institutional policies regarding voluntary or involuntary commitment

26
Q

explain duty to protect with suicide vs. self injury

A

Not a duty to warn because there is no 3rd party

Self injury is usually not covered unless:
-Severe
-Anorexia
-Kids

27
Q

no harm contracts?

A

Be careful: an attorney’s field day

No data showing they are useful

Instead consider
-Self care options
-Other options

28
Q
A