Conflict of interest: current clients part one 1.7 Flashcards
1.7 conflict of interest: current clients
1.7 deals with CURRENT CLIENTS
1.7 (a)(1) and (2)
(a) Except as provided in paragraph (b), a lawyer shall not represent a client if the representation involves a concurrent conflict of interest. A concurrent conflict of interest exists if
(1) the representation of one client will be DIRECTLY ADVERSE to another client; or
(2) there is a significant risk that the representation of one or more clients will be MATERIALLY LIMITED by the lawyer’s responsibilities to another client, a former client or a third person or by a personal interest of the lawyer.
How do you know if there is a 1.7a conflict
Directly adverse or materially limited
1.7(a)(1) directly adverse
see comm six
what does this mean and whats the rationale?
a lawyer acting as an advocate in one matter against a person the laweyer reps in some other matter EVEN WHEN THE MATTERS ARE WHOLLY UNRELATED
if this is done, the curren client may feel betrayed and the resulting damge to the acr will result in an impairment in the lawyers ability to advocate
Analyzing conflicts under 1.7
1) Identifying current clients (included prospective clients)
2) determine whether conflict exists under 1.7(a)
3) determine whether the rep can be undertaken with informed consent or if the conflict is non consentable under 1.7(b)
4) obtain informed consent, confirmed in writing
make a 1.7 flow chart
check
Attorney represents Susan in her divorce from Jeremy. Impressed by the Attorney’s legal skills, Jeremy approaches the Attorney and asks the Attorney to represent him in his employment discrimination suit against his employer.
what kind of 1.7a conflict is present here, and explain why
1.7(a)(1) directly adverse
The Attorney’s current client is adverse to Jermey’s even though they are unrelated
Ability to advocate for Susan against Jeremy might be impaired due to Attorney’s
rep of Jeremey or vise versa * Susan will feel betrayed
Lawyer L is defending D, who is accused of the armed robbery of a liquor store. L looks at the prosecutor’s witness list and see that it includes Z, a purported eyewitness to the armed robbery. L knows Z very well because he is defending Z in a drunk driving case. In defending D, L will have to cross-examine Z about his capacity to perceive, remember, and relate events accurately.
Is there a conflict of interest?
Is there a conflict?
yes, directly adverse
Z testifying against current client
If she took Z as a client L would have to cross examine
But zealous advocacy for D means rigorous cross-examination of Z
1.7(a)(2) materially limited
see comment 8
Risk that the representation will be materially limited by the lawyer’s responsibilities to another client, a former client or a third person or by a personal interest of the lawyer.
Client approaches attorney about suing Corp A. Attorney is on the board of directors at Corp A.
1.7(a) conflict?
Attorney’s responsibilities to Corp A will materially limit their ability to zealously advocate for Client.
Big Law Firm created a business structure for its client (Corp A) that has huge tax benefits. A senior manager in Corp A is concerned that these structures are not 100% legal and reports up to the CEO. The CEO asks Big Law Firm to do an internal investigation into the legality of these structures.
1.7a conflict?
Big Law Firm’s self- interest will limit its ability to investigate the legality of the structures it created.
An attorney represents BMW. Then, her mom gets killed in a car accident. The cause of the accident was a BMW car malfunctioning.
1.7a conflict
An attorney’s personal feelings will limit her ability to rep BMW.
Materially Limited: Co-Clients
Comment 23
Criminal matters: typically should not rep co-defendants
Civil: can represent co clients
HOWEVER must meet 1.7(b) to take on the representation – usually means getting informed consent
step three of the 1.7 analysis requires you to Determine whether the representation can be undertaken with informed consent or if conflict is nonconsetable under 1.7(b)
what are three ways that a conflict will not be consentable (ie answers b(1) -(3) in the negative)
(b)(1): No reasonable belief that attorney can provide competent and diligent representation. This is an objective test.
(b)(2): the rep is prohibited by law
(b)(3): attorney can’t represent clients on both sides of a litigation
(b)(3): attorney can’t represent clients on both sides of a litigation
– what kind of law does this apply to
this only applies to litigation. In transactional matters, clients can consent. Eg, in a real estate transaction, attorney can usually rep buyer and seller with informed consent