Con Law Flashcards
For purposes of the bar exam, the Constitution can be divided into a few main parts:
- The main body (establishes a federal government with limited power and divides that power among three branches)
- the Bill of Rights, and
- the Civil Rights Amendments.
Federal judicial power (derived from Article III) extends to cases involving:
- Interpretation of the Constitution, federal laws, treaties, and admiralty and maritime laws
- Disputes between states, states and foreign citizens, and citizens of diverse citizenship
Congress can define the original and appellate jurisdiction of these courts but is bound by the standards set forth in ____ concerning subject matter and party jurisdiction and the requirement of a “case or controversy.” Congress
Article III
Federal courts can hear a matter only if there is a ____
“case or controversy.”
Whether there is a “case or controversy” (that is, whether a case is “justiciable”) depends on:
- What the case is requesting (is it an advisory opinion?)
- When it is brought (is it ripe or moot?)
- Who is bringing it (does the plaintiff have standing?)
Federal courts cannot issue advisory opinions, which are decisions that lack
(1) an actual dispute between adverse parties, or (2) any legally binding effect on the parties
The federal courts can still provide ____ review of a law (that is, by declaratory judgment action) without rendering an advisory opinion, assuming the “case or controversy” requirements discussed in this section are met.
pre enforcement
Ripeness
To avoid issuing advisory opinions, courts wait until laws and policies have been formalized and can be felt in concrete ways.
A plaintiff can establish ripeness before a law or policy is enforced by showing two things:
- The issues are fit for a judicial decision (The more the case involves legal as opposed to factual issues, the more likely the case will be fit for review)
AND - The plaintiff would suffer substantial hardship in the absence of review
Mootness
A live controversy must exist at all stages of review. Therefore, the plaintiff needs to be suffering from an ongoing injury, or else the case will be dismissed as moot.
A claim is not considered to be moot in the following situations, even
if the injury has passed:
- Controversies capable of repetition but that evade review because of their inherently short duration
- Cases where the defendant voluntarily stops the offending practice but is free to resume it (turns on the facts)
- Class actions in which the class representative’s controversy has become moot but the claim of at least one other class member is still viable
____ bars consideration of claims before they have been developed; ____ bars their consideration after.
Ripeness; mootness
A person must have ____ at all stages of litigation, including on appeal.
standing
Elements of standing
injury, causation, and
redressability.
People have no standing merely as ____ to claim that government action violates federal law or the Constitution. The injury is too generalized.
“citizens” or “taxpayers”
To have standing, a person needs to show an injury in fact, which requires both:
- A particularized injury—an injury that affects the plaintiff in a personal and individual way AND
- A concrete injury—one that actually exists (that is, not hypothetical)
A taxpayer has standing to challenge their own ____ bill.
tax
A person may have standing to allege that federal action violates the ____ by interfering with powers reserved to the states as long as the person has a redressable injury in fact
Tenth Amendment (for example, deputy sheriffs required to do handgun checks under federal law challenging the law as a violation of the Tenth Amendment).
People have standing to challenge congressional spending measures on First Amendment ____ grounds
Establishment Clause
For a taxpayer to have standing to challenge spending on Establishment Clause grounds as such, Congress’s ____ power must be involved. Thus, for example, a person would not have standing as a taxpayer to challenge federal government grants of surplus property to religious groups (because Congress is using the property power rather than the spending power) or expenditures of general executive branch funds (because the executive branch is doing the spending, not Congress).
spending
A claimant with standing in their own right may assert the rights of a third party if:
(1) it is difficult for the third party to assert their own rights, or
(2) a close relationship exists between the claimant and the third party.
An organization has standing to sue on behalf of its members if
(1) there is an injury in fact to the members,
(2) the members’ injury is related to the organization’s purpose, and
(3) individual member participation in the lawsuit is not required (for example, they’re not seeking individualized damages).
A person has standing to bring a free speech claim alleging that the government restricted _____, even if that person’s own speech would not be protected under the First Amendment.
substantially more speech than necessary (in other words, that the restriction was overbroad)
-> Essentially, the plaintiff can bring a claim on behalf of others whose speech would be protected under the First Amendment.
The exception to standing for first amendment over-breadth claims does not apply to ____
commercial speech
Standing for Free Speech Overbreadth Claims requires
- Causation: There must be a causal connection between the injury and the conduct complained of.
- Redressability: A decision in the litigant’s favor must be capable of eliminating their harm (for example, through money damages or an injunction).
Congress can’t eliminate the case or controversy requirement and, thus, cannot grant standing to someone who doesn’t have an injury. However, a federal statute may ____
create new interests, injury to which may be sufficient for standing.
A plaintiff may have standing to enforce a federal statute if they are within the Congress meant to protect
“zone of interests”
-> that is, a court is likely to find standing if it concludes that Congress intended the statute to protect such persons and also intended to allow private persons to bring federal court actions to enforce the statute).
Standing isn’t defeated simply because the plaintiff wanted to bring a case to ____. The
injury is still traceable to the government, even if the plaintiff knowingly triggered the application of the rule.
test the constitutionality of a particular rule
The Supreme Court has held that the doctrine of ____ reflected in the Eleventh Amendment bars a private party’s suit against a state in federal and state courts. Similarly, sovereign immunity bars claims against a state in federal and state agencies.
sovereign immunity
Exceptions to state sovereign immunity:
- Express Waiver
- Implicit Consent/Structural Waiver
- Actions Against Local Governments
- Suits by Other States or the Federal Government
- Bankruptcy
- Certain Actions Against State Officers
- Congress Removes the Immunity
States can be sued if they ____ to it (that is, by waiver). Most states have expressly waived sovereign immunity, at least to a limited extent, in their ____.
consent; tort claims acts
When they joined the federal union, states implicitly agreed that their sovereign immunity would yield to certain federal powers (for example, eminent domain and military-related powers).
Structural waiver applies when:
- A federal power is complete in itself AND
- The states implicitly consented to the federal government exercising that power as part of the plan of the Constitution
Ex: Based on the federal government’s power to raise and support a military to provide for the common defense, Congress can create veterans’ employment protections and permit veterans to sue states that refuse to accommodate their service-related disabilities. States ratified the Constitution knowing that their sovereign immunity would yield to the federal government’s complete power to build and maintain a military.
Waiver of sovereign immunity extends to suits brought by the federal government as well as to suits by private parties if Congress ____
delegates its power.
Ex: Congress gave an energy company the right to build a pipeline and authorized the company to exercise the federal eminent domain power to do so. The company used that power to institute condemnation proceedings against properties in which a state had an ownership interest. The Supreme Court rejected the state’s claim
that it was immune from suit. The long history behind the federal eminent domain power, which dates back to the nation’s founding, showed that the states had consented to such suits as part of “the
structure of the original Constitution itself.” The Court also confirmed that the federal government could delegate this power, again citing historical evidence.
____ governments (for example, a city or county) are not protected by sovereign immunity. Neither are entities like ____ departments.
Local; police
States can be sued by ____, and the ____ can sue states.
other states; federal government
States lack sovereign immunity in ____ proceedings, so a person can sue a state in relation to a bankruptcy proceeding.
bankruptcy
A person can sue a state official
(1) for damages personally or
(2) to enjoin the official from future conduct that violates the Constitution or federal law, even if this will require prospective payment from the state
A suit against a state official is prohibited by sovereign immunity to the extent that it seeks _____
retroactive damages.
Congress can remove a state’s immunity as to actions created under the ____, but it must be unmistakably clear that Congress intended to remove the immunity.
Fourteenth Amendment power to prevent discrimination
A federal court will temporarily abstain from resolving a constitutional claim when the disposition rests on an _____.
unsettled question of state law
Federal courts will not enjoin pending state ____ (and in some cases pending state administrative or civil proceedings involving an important state interest), except in cases of ____.
criminal proceedings; proven harassment or prosecutions taken in bad faith
Political questions will not be decided. These are issues
(1) constitutionally committed to another branch of government or
(2) inherently incapable of judicial resolution.
Examples of Political Questions
Challenges based on the “Republican Form of Government” Clause of Article IV; challenges to congressional procedures for ratifying constitutional amendments; the President’s conduct of foreign policy; and partisan legislative apportionment (that is, political gerrymandering).
Examples of Nonpolitical Questions
Arbitrary exclusion of a congressional delegate and production of presidential papers and communications are not political questions.
Also, the Supreme Court has said that a lawsuit challenging the validity of a federal statute should not be dismissed as a political question even if the case involves a dispute between branches of the federal government regarding foreign affairs.
The Supreme Court has original jurisdiction in all cases affecting ____, but Congress has given concurrent jurisdiction to lower
federal courts in all cases except those ____
ambassadors, public ministers, consuls, and those in which a state is a party
between states.
The Supreme Court has ___ jurisdiction in all cases to which federal judicial power extends under Article III, subject to congressional exceptions and regulation.
appellate
When exercising its appellate jurisdiction, generally the Supreme Court will hear the case only after ____ by the lower court.
there has been a final judgment
Cases can come to the Supreme Court by one of two ways:
- Writ of Certiorari—Most Cases (discretionary)
- Appeal—Rare Cases (Mandatory)
The Supreme Court has complete discretion to hear cases that come
to it by certiorari. The cases that come by
ertiorari are:
- Cases from the highest state court capable of providing a decision where (1) the constitutionality of a federal statute, federal treaty, or state statute is in issue, or (2) a state statute allegedly violates federal law; and
- All cases from federal courts of appeals
The Supreme Court must hear cases that come to it by appeal. These cases are confined to decisions by ____
three-judge federal district court panels that grant or deny injunctions.
The Supreme Court will not exercise jurisdiction if the state court judgment is based on _____—even if federal issues are involved.
adequate and independent state law grounds
–> If the state court has not clearly indicated that its decision rests on state law, the Supreme Court may hear the case.
Congress can exercise the powers ____ in the Constitution (under Article I, Section 8) plus any powers ____ to carry out any of its enumerated powers.
enumerated; necessary and proper
Congress has no general police power (that is, it has no general power to legislate for the health, safety, and welfare of the nation).
However, Congress has police power type powers over
the District of Columbia, federal lands, military bases, and Indian reservations (based on its power over the capital and its property power).
Congress has the power to make all laws necessary and proper (appropriate or rational) to carry out any of the legislative powers enumerated in Article I, as long as that law doesn’t violate another provision of the Constitution.___
that law doesn’t violate another provision of the Constitution. (low bar = rational basis test)
The Necessary and Proper Clause standing alone can’t support federal law. It must work ____
in conjunction with another federal power.
Congress has the power to tax and spend to provide for the general welfare. Taxing and spending may be for _____
any public purpose not prohibited by the Constitution.
Congress could do the following under the taxing and spending power, even though it has no enumerated powers to ____:
1) Put a tax on factory carbon emissions
2) Spend for schools in states that follow federal educational standards
3) Impose a tax on the failure to purchase health insurance
regulate the area directly
The federal government can tax and spend for the general welfare, but Congress can’t ____ for the general welfare.
directly legislate
Under the spending power, Congress can impose conditions on the grant of money to state or local governments (so-called “strings”). These conditions are valid if they:
(1) are clearly stated,
(2) relate to the purpose of the program, (road/education example)
(3) are not unduly coercive, and (10% of medicaid funding)
(4) do not otherwise violate the Constitution.
Most federal taxes will be upheld if
they bear some reasonable relationship to revenue production or to promoting the general welfare.
Rarely, a tax may be regarded as an impermissible regulatory “penalty”—for example, if it seeks to ____. Conversely, what Congress labels as a “penalty” may be deemed a permissible tax if it functions as a tax in ____
compel rather than simply influence behavior; raising revenue or influencing (but not compelling) behavior.
To be within Congress’s Commerce Clause power, a federal law regulating interstate commerce must either:
- Regulate the channels of interstate commerce (for example, highways, waterways, telephone lines, the internet)
- Regulate the instrumentalities of interstate commerce (for example, planes, trains, automobiles) and persons and things in interstate commerce or
- Regulate activities that have a substantial effect on interstate commerce
When Congress attempts to regulate intrastate (in other words, local) commercial activity under the third prong (substantial effect), the Court will uphold the regulation if it:
can think of a rational basis on which Congress could conclude that the activity in the aggregate substantially affects interstate commerce.
Ex: Congress could regulate the growing of wheat (or marijuana) in one’s own backyard, even if it’s for personal consumption (wider impact on prices/crime)
The rational basis rule for aggregating local activities under the CC applies only when the regulated intrastate activity is ____.
economic or commercial in nature
Ex: Can’t regulate gun possession near school, but can regulate possession in connection with drug trafficking near schools.
If the regulated intrastate activity is not commercial or economic, the Court generally will not aggregate the effects and will uphold the regulation only if ____
Congress can show that it nonetheless has a direct substantial economic effect on interstate commerce, which Congress generally won’t be able to do.
The Court has interpreted the Tenth Amendment to preclude Congress from regulating noneconomic intrastate activity in areas _____
traditionally regulated by state or local governments.
Example: Congress cannot criminalize intrastate domestic violence against women, even though in the aggregate such violence substantially affects interstate commerce because of the loss of work, travel, and spending by victims.
The Commerce Clause gives Congress power only to regulate existing commercial activity; it does not give Congress power to ____
compel activity.
Under the commerce power, Congress may prohibit ____ discrimination in activities that might have a substantial effect on interstate commerce. Contrast that with ____ discrimination, which Congress can directly regulate under its Fourteenth Amendment enforcement power
private; public (that is, by state or local governments)
Congress may authorize private suits against state governments for _____
employment discrimination on the basis of race, gender, and religion.
War and Related Powers
The Constitution gives Congress power to declare war, raise and support armies, and provide for and maintain a navy.
____ regulation during war and in the postwar period to remedy wartime disruptions has been upheld.
Economic
Congress authorized the ____, a specialized civilian court, to review military cases. The Supreme Court has the ability to review some, but not all, decisions from court-martial proceedings.
Court of Appeals for the Armed Forces
_____ may be tried by military courts.
However, Congress can’t deny habeas corpus review to all aliens detained as enemy combatants absent a ____
Enemy civilians and soldiers; meaningful substitute for habeas corpus review.
Military courts have jurisdiction over _____
all offenses committed by persons who are members of the armed services both at the time of the offense and when charged.
American civilians may be tried by military courts under martial law only if ____
actual warfare forces the federal courts to shut down.
Congress has a broad implied power to investigate to secure information
for potential legislation or other official action (such as for gathering information relating to impeachment). Investigation must be _____
expressly or impliedly authorized by the appropriate congressional
house.
Under the investigatory power, Congress can subpoena the President’s personal information. The subpoena must:
advance a legitimate legislative purpose, but the Court will also balance Congress’s interests in obtaining the information against the burdens on the President.
Property Power
Congress can dispose of and make rules for territories and other properties of the United States.
Although there is no express limitation
on Congress’s power to ____ of federal property, federal ____ of private property (eminent domain) must be pursuant to an enumerated power under some other provision of the Constitution
dispose; takings
Postal Power
Congress has an exclusive postal power. Under the postal power, Congress can classify and place reasonable restrictions on use of the mails but may not deprive any citizen or group of citizens of the general mail “privilege.”
Power Over Citizenship
Congress may establish uniform rules of naturalization.
Congress has ____ power over aliens.
plenary
Aliens have ____ to enter the United States and can be refused entry because of their political beliefs. However, resident aliens must get ____ before they can be deported.
no right; notice and a hearing
Congress has ____ power over naturalization and denaturalization.
However, Congress can’t ____ without their consent.
exclusive; take away the citizenship of any citizen—native-born or naturalized—
Admiralty Power
Congress’s admiralty power is plenary and exclusive unless Congress leaves maritime matters to state jurisdiction.
Power to Coin Money and Fix Weights and
Measures
Congress has the power to coin money and fix standards for weights and measures.
Patent/Copyright Power
Congress has the power to control the issuance of patents and copyrights.
Typically, Congress can delegate rulemaking or regulatory power to the executive branch (including administrative agencies) or judicial branch as long as ____ are set and the power isn’t something that is ____ to Congress (for example, the
power to declare war or impeach).
intelligible standards; uniquely confined
–> A general standard will usually suffice as an intelligible principle.
When an agency adopts regulations that have extraordinary economic and political significance (“major questions”), it must be able to point to
clear congressional authorization for the exercise of such power (Modest, vague, or subtle language in the act delegating power to the agency is not sufficient to support agency action adopting a major change)
To pass a law, Congress must ____.
use bicameralism (passage of a bill by both houses of Congress) followed by presentment to the President for signature or veto
–> Attempts by Congress to create laws or control the enforcement of laws without bicameralism and presentment are invalid.
The requirements of bicameralism and presentment mean that Congress cannot give the President a ____
line item veto power (the President can only approve or reject a bill as a whole).
Congress can’t retain a ___ veto, which is when Congress gives itself the authority to amend or repeal an existing law without undergoing bicameralism and presentment.
legislative (Ex: A law providing that one chamber of Congress may overturn agency regulations would be an unconstitutional legislative veto)
Speech or debate clause
Conduct that occurs in the regular course of the federal legislative process and the motivation behind that conduct are immune from prosecution.
Note: Immunity does not cover bribes, speeches outside Congress, or the republication in a press release or newsletter of a defamatory statement originally made in Congress.
Presidential power derives from ____
Article II.
Congressional power derives from ___
Article I.
Enumerated Congressional powers
- Taxing and Spending Power
- Commerce Power
- War and Related Powers
- Investigatory Power
- Property Power
- Postal Power
- Power Over Citizenship
- Admiralty Power
- Power to Coin Money and Fix Weights and Measures
- Patent/Copyright Power
The President’s powers over internal affairs are unsettled, but among them is the express power and duty to ____
faithfully execute the laws
Zones of Presidential Authority:
1 - If the President acts with the express or implied authority of Congress, presidential authority is at its maximum and the actions likely are valid.
2 - If the President acts where Congress is silent, the constitutionality of the action is uncertain, and the Court will consider the circumstances and any relevant history.
3 - If the President acts against the express will of Congress and Congress
had authority to act, then the action likely is invalid.
In the zone of uncertainty of presidental powers the act is unlikely to be upheld
if it ____
usurps the power of another governmental branch or prevents another branch from carrying out its tasks.
It follows from the above that the President has no power to refuse to spend appropriated funds when Congress has ____
expressly mandated that they be spent.
The President appoints ambassadors, justices of the Supreme Court, and other officers of the United States whose appointments are not otherwise provided for in the Constitution, with the advice and consent (that is, approval) of the Senate.
Congress, however, can vest the appointment of ____ officers in the President alone, the courts, or the heads of departments. Congress itself may not
appoint members of a body with ____
inferior; administrative or enforcement powers.
The President can remove high level, purely executive officers (for example, Cabinet members) at____. Congress also cannot restrict the President from removing the head of an independent agency if that person is ____. However, Congress can provide statutory limitations (for example, removal only for good cause) on the President’s power to remove ____
will, without any interference
by Congress
the sole director and exercises substantial discretion
all other executive appointees.
Congress can remove executive officers only through ____
the impeachment process.
The President may grant pardons for all federal offenses but not for _____. The pardon power can’t be limited by Congress.
impeachment or civil contempt
The President has no power to declare war (only Congress does), but the President, as commander in chief, can act militarily in actual hostilities against the United States without a congressional declaration
of war to _____. However, Congress, under its power to enact a military appropriation, may ____
protect American lives and property; limit the President.
Challenges to the President’s conduct as commander in chief are likely to be viewed as ____
nonjusticiable political questions.
The President has paramount power to represent the United States in day-to-day ____
foreign relations
The President has the power to enter into treaties with the consent of _____
two-thirds of the Senate.
Like other federal law, treaties are the “supreme law of the land” if they are ____
self-executing (that is, effective without any implementation by Congress)
State laws that conflict with a self-executing treaty are ____
invalid.
The President generally doesn’t have any independent power to issue a memorandum ordering compliance with a
treaty that ____
isn’t self-executing.
A conflict between a congressional act and a valid treaty is resolved by order of adoption:
the last in time prevails.
Treaties are ___ to the Constitution.
inferior (a treaty may not be inconsistent with the Constitution)
Executive Agreements
Executive agreements are signed by the President and the head of a foreign country. They can be used for any purpose that treaties can be used for. They do not require the consent of the Senate.
If a state law conflicts with an executive agreement, the ___ prevails.
agreement
If an executive agreement conflicts with a federal law, the ____ prevails.
federal law
The President has a privilege to ____ so that the President can receive candid advice and protect national security.
keep certain presidential communications secret
In criminal proceedings, presidential communiques will be available to the prosecution where ____
a need for such information is demonstrated.
The President is subject to state criminal subpoenas of the President’s ____—such records do not fall under the executive privilege.
personal records
The President has absolute immunity from civil damages based on any action taken while ____, but there is no immunity for acts that allegedly occurred ____
exercising official responsibilities; before taking office
If ____ have exercised discretionary authority in a sensitive area, they can share in the immunity for suits brought concerning that area.
presidential aides
The President, Vice President, and all civil officers of the United States are subject to impeachment (the bringing of charges). Grounds include treason, bribery, and high crimes and misdemeanors. A ____ vote in the House is necessary to bring impeachment charges, and a ____ vote in the Senate is necessary to convict and remove from office.
majority; two-thirds
Types of Exclusive Federal Powers
- Some enumerated powers are exclusively federal because the Constitution limits or prohibits the use of the power by states
- Other enumerated powers are exclusively federal because the nature of the power itself is such that it can be exercised only by the federal government (for example, declaration of war, federal citizenship).
Under the Tenth Amendment, all powers not granted to the federal government or prohibited to the states are____.
reserved to the states or the people
-> Note, however, that federal powers are given an expansive interpretation, and thus little state power is exclusive.
The fact that the Tenth Amendment reserves all other powers to the states means that states have general police powers—that is, they can regulate the health, safety, and welfare of their people. Such regulations will be upheld if
they are rational, unless they burden a fundamental right or involve a suspect or quasi-suspect classification
Anti-Commandeering Principle
The Tenth Amendment limits Congress’s power to require the states to act in a particular way. In other words, Congress can’t commandeer the states by requiring them to enact state laws or to enforce federal laws.
Similarly, if Congress passes a tax
that does not apply to private businesses but merely taxes state government entities, it’s possible the Court will use the Tenth Amendment to prohibit the tax.
Not all spending conditions are problematic. ____ spending conditions don’t violate the anti-commandeering principle.
Non-coercive
Under its Fourteenth Amendment enforcement powers, Congress may restrict states from discriminating in _____
violation of equal protection or depriving rights protected by due process
The anti-commandeering rule does not apply when Congress regulates an activity
in which _____
both the states and private actors
engage
-> Therefore, Congress can subject state and local government activities to regulation or taxation if the law or tax
applies to both the public sector and the private sector (for example, minimum wage laws).
Intergovernmental immunity doctrine.
Based on the Supremacy Clause, states cannot interfere with or control the operations of the federal government
-> Thus, states can’t regulate the federal government or its agents while performing their federal functions
A state may not directly tax _____ without the consent of Congress. However, nondiscriminatory, indirect taxes are permissible if ___
federal instrumentalities; they do not unreasonably burden the federal government (for example, state income tax on federal employees).
Federal law for the supremacy clayse includes ____
the Constitution, federal statutes and regulations, treaties, and executive agreements
Types of preemption
- Express
- Implied (conflict, frustration of purpose, field)
Express Preemption
A federal law may expressly say that the states may not adopt laws concerning the subject matter of the federal legislation.
Express preemption clauses will be ____ construed.
narrowly
If a state law conflicts with federal law requirements, such that it would be ____, the state law will be held to be impliedly preempted.
impossible to follow both laws
If a state or local law prevents____, it will also be held to be impliedly preempted. This is true even if the state law was enacted for some valid purpose and not to frustrate the federal law.
achievement of a federal objective
A valid federal law may impliedly “occupy”
the ____, thus barring any state or local law even if the state or local law is ____
entire field; nonconflicting.
–> The courts will look at the regulatory scheme to determine whether Congress intended to preempt the entire field (for example, if federal laws are comprehensive or an agency was created to oversee the area, preemption may be found).
In all preemption cases, but especially in cases involving a field traditionally within ____, courts will start with the presumption that the historic state police powers are not to be superseded unless that was the ____ of Congress
the power of the states (for example, regulations involving health, safety, or welfare); clear and manifest purpose
The Interstate Compact Clause concerns agreements between states. If the agreement increases the states’ power at the expense of federal power, ____ is required.
congressional approval
The Article IV Interstate Privileges and Immunities Clause prohibits discrimination by a state against _____
nonresidents.
Corporations and aliens are ____ by the Privileges and Immunities Clause.
not protected
The Interstate Privileges and Immunities Clause of Article IV prohibits discrimination by a state against nonresidents of the state when the discrimination concerns either ____
important commercial activities (such
as the pursuit of a livelihood) or fundamental rights
The Interstate Privileges and Immunities Clause applies only if the discrimination is ____ in nature.
intentionally protectionist
If the state law burdens an important commercial activity or fundamental right, it will be invalid unless the law is _____
necessary to achieve an important government purpose and there are no less restrictive means available
States may not deny their citizens the privileges or immunities of _____. ____ are not protected by this Clause.
national citizenship (for example, the right to petition Congress for redress of grievances, the right to vote for federal officers, and the right to interstate travel)
Corporations
If Congress has not enacted laws regarding the subject, a state or local government may regulate local aspects of interstate commerce.
To do so, however, the state or local government must not ____
discriminate against or unduly burden interstate commerce. (dormant commerce clause)
State or local regulations that discriminate against interstate commerce to protect local economic interests are almost always
____
invalid
A discriminatory state or local law may be valid if it is ____
necessary to achieve an important, noneconomic state interest and there are no reasonable nondiscriminatory alternatives available.
If a nondiscriminatory state law (that is, a law that treats local and out-of-state interests alike) burdens interstate commerce, it will be valid unless ____.
the burden outweighs the promotion of a legitimate local interest (+The court will consider whether less restrictive alternatives are available.)
Example: An Iowa statute banning trucks over 60 feet was held to be invalid because the state showed no significant evidence of
increased safety and the burden on commerce was substantial.
A different standard may apply to statutes adopted by the state of incorporation regulating the ____. Because of the states’ long history of regulating the internal
governance of corporations that they create, and because of their strong interest in doing so, even a statute that heavily impacts interstate commerce may be ____
internal governance of a corporation; upheld
Congress may ____ state regulations that would otherwise violate the (Dormant) Commerce Clause. Likewise, Congress
may ____ state regulations that could otherwise be upheld under the Commerce Clause.
permit; prohibit
A state or local government may prefer its ____ in receiving benefits from government programs or in dealing with government-owned businesses (for example, when hiring labor, buying or selling products, or giving subsidies). However, once a state sells state-owned resources, it cannot ____
own citizens; control what happens to the resource after that.
The Supreme Court applies a more lenient standard when a law favors government action that involves the performance of a _____ (such as waste disposal).
Discrimination against interstate commerce in such a case is permissible because it is likely motivated by legitimate objectives rather than by economic protectionism.
traditional government function
If a state regulation is discriminatory, it will be invalid unless:
- It furthers an important, noneconomic state interest and there are no reasonable nondiscriminatory alternatives OR
- The state is a market participant
- Congress has approved that kind of discrimination (and that is constitutional = CC); or
- It involves government action regarding the performance of a traditional
government function
If a state regulation does not discriminate but burdens interstate commerce it will be invalid if
the burden on commerce outweighs the state’s interest.
Discriminatory state laws may violate
the dormant commerce clause, the
Privileges and Immunities Clause, or the Equal Protection Clause.
Privileges and Immunities Clause does not apply where there is no ____.
discrimination (undue burden doesn’t trigger P&I)
Corproations can only claim protection under the ____ clause and not the ____ clause.
commerce, P&I
Given in the ____ Amendment, state governments have wide latitude over the importation of liquor and the conditions under which it is sold or used within the state. However, regulations that constitute only an economic preference for local liquor manufacturers may violate the Commerce Clause._
Twenty-First; Commerce Clause.
Liquor in interstate commerce is subject to the ____
Commerce Clause.
Congress may regulate economic transactions involving liquor through the federal commerce power (for example, antitrust laws) or by ____
conditioning grants of money (for example, highway funds given only to states with minimum drinking age of 21).
With a few minor exceptions, the power to regulate ____ commerce lies exclusively with Congress.
foreign
The same general considerations that apply to state regulation of commerce (see supra) apply to state ___ of commerce.
taxation
Unless authorized by Congress, state taxes that discriminate against ____commerce (for example, tax on out-of-state businesses higher than tax on in-state businesses) violate the Commerce Clause (Note that these taxes may also violate other constitutional provisions (for example, the Privileges and Immunities Clause of Article IV or the Equal Protection Clause).
interstate
A nondiscriminatory state tax will be valid if the following requirements are
met:
- Substantial Nexus: exists when
a business avails itself of the privilege of doing business in the state. A physical presence in the state is not necessary. - Fair Apportionment: fairly apportioned according to a rational formula. However, the taxpayer has the burden of proving unfair apportionment.
- Fair Relationship: must be fairly related to the services or benefits provided by the state.
Use taxes are imposed on goods purchased outside the state but used within it. They are ____
valid unless higher than sales tax.
An interstate seller may be required to collect a use tax if the seller has a ____ with the taxing state (for example, maintains
offices in the taxing state).
substantial nexus (A physical presence is not required)
Commodities in interstate transit (such as widgets in a shipping container on a truck or train) are ____ from ad valorem property state taxation.
entirely exempt
Interstate transportation begins when the cargo
(1) is delivered to an interstate carrier or
(2) actually starts its interstate journey.
–> A break in the continuity of transit does not destroy the interstate character of the shipment unless the break was intended to end or suspend the shipment.
The interstate shipment usually ends when ____; after that, the goods are subject to local tax.
the cargo reaches its destination
The validity of ad valorem property taxes on instrumentalities of
commerce (for example, trucks or airplanes) depends on
(1) whether the instrumentality has acquired a “taxable situs” in the taxing state
(that is, whether there are sufficient “contacts” with the taxing state
to justify the tax) and
(2) whether the value of the instrumentality has been properly apportioned according to the amount of the “contacts” with each taxing state.
An instrumentality has a taxable situs in a state if it ____ from the state
receives benefits or protection
A tax apportioned on the value of the instrumentality will be upheld if it fairly approximates the ____ of the instrumentality in the taxing state.
average physical presence
The taxpayer’s domiciliary state can tax the full value of instrumentalities used in interstate commerce unless the taxpayer can prove that ____
a defined part of the taxed item has acquired a “taxable situs” elsewhere.
Ao-called “doing business” taxes are ____
generally permitted
–> Such taxes may be measured by a flat amount or by a proportional rate based on contact with the taxing state.
Basic requirements of doing business taxes:
(1) the activity taxed must have a substantial nexus to the taxing state;
(2) the tax must be fairly apportioned;
(3) the tax must not discriminate against interstate commerce; and
(4) the tax must fairly relate to services provided by the state.
Sales taxes are generally valid if
there is a substantial nexus to the taxing state and the tax is properly apportioned (if more than one state can tax the sale).
Ad Valorem Tax on commodities are valid only if
property is no longer in interstate commerce.
The ____ Clause and the Commerce Clause greatly limit the states’ power to tax foreign commerce.
Import-Export
The United States may sue a state without ____
its consent.
Public policy forbids a state from suing the United States without its ____.
consent (Congress can pass legislation that permits the United States to be sued by a state in given situations).
A suit against a federal officer is deemed to be brought against the United States itself if the judgment sought would be ____ and
therefore is barred by sovereign immunity.
satisfied out of the public treasury or would interfere with public administration
Specific relief against an officer as an individual will be granted if the officer acted ____
ultra vires (beyond his authority).
One state may sue another state without ____. The Supreme Court has exclusive original jurisdiction.
the latter’s consent
By virtue of the ____ Clause, certain state court judgments must be recognized in other states.
Full Faith and Credit
The Full Faith and Credit applies only if:
- The court that rendered the judgment had jurisdiction over the parties and the subject matter (if the issue of jurisdiction was litigated in one state, that ruling must be recognized in other states
too) - The judgment was on the merits AND
- The judgment is final
Other than the Thirteenth Amendment ban on slavery (see below), the Constitution regulates only ____
government action, not private action.
By its terms, the Bill of Rights (the first 10 Amendments to the United States Constitution) limits ____ power. However, the Fourteenth Amendment Due Process Clause applies almost all provisions of the Bill of Rights to the ____.
federal; states
Exceptions to incorporation of the bill or rights to the states through the 14A.
(1) the Fifth Amendment’s prohibition of criminal trials without a grand jury indictment and
(2) the Seventh Amendment’s right to a jury trial in civil cases.