Chapter 3 Review

Question 1

Role of Audit with AI and Expert Systems

Answer 1

Understand purpose of system
Assess risk and criticality
Review decision logic
Review change procedures for rules 
Review security access
Review procedures

Question 2

Auditing System Development

Answer 2

The auditor should:
(1) Determine system criticality and functions with
project team
(2) Identify and test controls to mitigate risk Review documentation
(3) Participate in post-implementation reviews Review test plans
(4) Test system maintenance