calendar days to know

Question 1

same business day

Answer 1

settlement date for cash transactions

Question 2

1 business day

Answer 2

-regular way settlement for US govt securities and options

Question 3

2 business days

Answer 3

-ex-dividend date relationship to record date

Question 4

3 business days

Answer 4

-regular way settlement for corporate and municipal securities

Question 5

5 business days

Answer 5

-cash purchases must be paid in full with reg t

Question 6

15 calendar days

Answer 6

-max length of time a customer can place options orders before the signed option agreement is required

Question 7

20 calendar days

Answer 7

-cooling off period-minimum time between filing date and registration

Question 8

30 calendar days

Answer 8

-IRS wash sale period before and after a trade

Question 9

60 calendar days

Answer 9

-maximum period of time to roll over holdings from one qualified plan to another

Question 10

90 calendar days

Answer 10

• max time for a letter of intent to be backdated

- length of time cash account can be frozen for nonpayment

Question 11

6 months

Answer 11

-frequency investment companies are required to send reports to shareholders

Question 12

13 months

Answer 12

-length of time covered by a letter of intent

Question 13

16 months

Answer 13

-maximum length of time an investment companies prospectus is valid