Asset Manager Code of Professional Conduct Flashcards

You may prefer our related Brainscape-certified flashcards:
1
Q

The ethical responsibilities related to the Code are

A

The ethical responsibilities related to the Code are:

  • Always act ethically and professionally;
  • Act in the best interest of the client;
  • Act in an objective and independent manner;
  • Perform actions using skill, competence, and diligence;
  • Communicate accurately with clients on a regular basis; and
  • Comply with all legal and regulatory requirements.
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