4. Client Money And Assets

Question 1

4.1

Answer 1

You properly account to clients for any financial you receive as a result of their instructions, except where they have agreed otherwise

Question 2

4.2

Answer 2

You safeguard money and assets entrusted to you by clients and others

Question 3

4.3

Answer 3

You do not personally hold client money as permitted under regulation 10.2 (b) (vii) of the Autorisation of Individuals Regulations, unless you work in an authorised body, or in an organisation of a kind prescribed under this rule on any terms that may be prescribed accordingly