3.4: US Supreme Court and Civil Rights Flashcards
Where can the powers of the US Supreme Court be found?
POWER ORIGINS
- Found in Article III of the Constitution.
a) Section 1 establishes a Supreme Court.
- The main role is to uphold the Constitution as the highest source of judicial power in the US.
- Has just 369 words written about it.
- Whereas the President has 1,000 and Congress has 2,000.
- Historical debate over the significance that the Supreme Court was a mere afterthought of the Founding Fathers.
- Or that it is the least important branch of Government.
b) Section 2 demonstrates the extent of judicial power.
- The court cannot initiate cases and must, therefore, wait for a constitutional dispute to arise.
c) Provides life tenure for judges during ‘good behaviour’.
d) It provides original jurisdiction.
- Meaning that the Supreme Court has the right to be the first court to hear a case in certain circumstances, rather than a case needing to be appealed from lower courts
- Involves public ministers, 2 or more states, citizens of different states or constitutional disputes between states and the federal government.
- These are very rare with fewer than 200 since the Courts creation.
e) Appellate jurisdiction
- Most cases must go through another court before being presented to the Supreme Court.
f) The appointment process.
- All justices are nominated by the President and ratified in the Senate. - Implied by the Constitution.
a) The Power of Judicial Review.
- Allows it to overturn any other institution if the Court declares its actions to be unconstitutional.
- Received this power in Marbury v Madison 1803 when it overturned an act of Congress
- Further defined in Fletcher v Peck 1810 in which the court overturned state law for the first time.
- Some argue that this power is apparent in the Constitution with their role to uphold the document. - Federalist Paper 78 (Hamilton, Madison and Jay in essays encouraging the citizens of New York to ratify the new Constitution in 1787).
a) Written by Alexander Hamilton
- Courts of justice are to preserve the rights of individuals. - Established by Acts of Congress under Constitutional authority.
a) Congress has the power to:
- Establish ‘inferior’ courts by determining a series of federal courts with Constitutional power (13 circuit courts below the Supreme Court, the final court of appeal).
- Determine the number of justices on the court (set at 9 from post-civil-war legislation since the Judiciary Act 1869).
- The Federal Judiciary Act 1789 allowed for the creation o the Supreme Court as called for by the Constitution, consisting of 1 chief justice and 5 associate justices.
What are appellate courts and the structure of the US judiciary system?
APPELLATE COURT
- A court of appeals accepting cases for review from the courts beneath it.
- There are 13 circuit courts (appellate courts/courts of appeal).
a) These 13 appellate courts are above the 94 district courts and 3 territorial courts.
- The Judiciary Act 1891 established 9 circuit courts.
- There are currently 11 district courts with the 12th circuit (District of Washington DC) and the 13th circuit (‘Federal Circuit’ with non-geographical matters such as Veteran affairs and trade).
- These district courts are trial courts which deal with federal matters such as trials involving federal laws/crimes or constitutional issues.
How has the number of Supreme Court cases declined in recent years?
DECLINING SUPREME COURT CASES
- Decline to between 7,000 to 8,000 cases a year.
a) Only around 1% of cases are heard as the court can decide which cases it wishes to hear with the majority of cases being ‘disposed of’.
b) The year with cases sent to the SC (amount argued in front of the SC):
- 2012 = 8,806 (76)
- 2013 = 8,850 (77)
- 2014 = 8,066 (75)
- 2015 = 7,535 (70)
- 2016 = 7,334 (68)
- 2017 = 7,390 (83)
How does the Supreme Court remain independent from other political institutions?
INDEPENDENCE OF THE SUPREME COURT
- Separation of Powers
a) Separation of Personnel means that no one in the executive or legislature works closely with judges.
- Meaning little chance of close connections or pressure.
b) Judicial review allows the SC to check the power of the President and Congress.
- But holds no power to enforce its decisions, therefore being reliant on the other branches to carry out its decisions (independent yet codependent). - The Appointment Process
a) The justices are nominated by the President, yet the Constitution requires Senate approval to prevent one branch from dominating the SC and filling it with similar ideologies.
- Provides an air of legitimacy being appointed by elected representatives, but protected from the whim of public opinion.
b) The American Bar Association rates the suitability of nominated justices.
- Industry experts rather than politically motivated.
- Members of ABA help ensure the SC is composed of people who understand and carry out the letter of law rather than the will of their party. - Life Tenure
a) Justices are appointed for life, preventing any threat of removal if they rule on decisions which dissatisfy other branches of government.
- EXAMPLE. Truman said “whenever you put a man on the SC, he ceases to be your friend” following his appointees voting against him in a ruling.
b) Justices, however, can be removed if acting illegally by a supermajority in Congress. - Salary
a) Constitution prevents the salary of the justices being lowered during their time in office as it is fixed (Judicial Compensation Clause of Article III), protecting from any repercussions from Congress and the President.
- EXAMPLE. In 2018 SC associate justices = $255,300 whereas SC Chief Justices = $267,000. - Vacancies
a) Vacancies are only available upon the death, retirement or impeachment of current justices.
- While technically the Constitution allows Congress to change the number of Justices, it has been 9 since the Judiciary Act 1869 (preventing other branches packing the Courts with allies).
What is judicial review and how did it develop?
JUDICIAL REVIEW
- Power of the SC to judge the actions of the Presidential branch or Acts of Congress against the Constitution. They can declare these acts/actions ‘unconstitutional’ and therefore make them ‘null and void’.
- Origins
a) Article III in the Constitution makes no mention of the power of judicial review yet they are found in 2 court cases:
b) Marbury v Madison (1803)
- President Adams prepared to leave office in 1801, allowing Thomas Jefferson to take over, Adams appointed a number of men to positions to the court.
- Once Jefferson took office, he found that some of the commissions for the men had not been delivered and told James Madison (secretary of state) not to allow their delivery.
- William Marbury challenged Madison over this action in the SC, who were favourable to Marbury, yet ruled that the Federal Judiciary Act 1789 was unconstitutional - effectively reviewing federal law.
c) Fletcher v Peck (1810)
- A dispute over a law passed by the Georgia state legislature in 1795, which allowed the sale of 35 million acres of land to 4 companies for a bargain price.
- Obvious that the law had been bribed and with public outcry, the legislature repealed this law in 1796.
- Yet whether the land that had been acquired under the 1795 act could be legally sold on, with Fletcher purchasing 13,000 acres from Peck in 1803 (which had come from the 1795 act that had been repealed).
- SC decided that the 1795 law by Georgia was unconstitutional.
- Extended SC power over state law as well as federal law. - Significance today
a) Justices are responsible for interpreting the meaning of the Constitution with their opinions effectively final.
- The only way to overturn the SC would be to change the sovereign document
- Only happened once with the 16th amendment.
b) Can determine if an officeholder was ‘ultra-vires’ or acting beyond one’s legal power or authority. - Process
a) Justices will listen from lawyers for the plaintiff and the defendant.
- Amicus Curiae - Friends of the court, when in session they can hear witnesses.
- The case is discussed in private afterwards with a majority decision reached.
- The majority and minority opinion report is written.
What are the stages in the appointment process?
APPOINTMENT PROCESS
- Vacancy Arises
a) A vacancy can arise through death, retirement or impeachment of a current Supreme Court justice.
b) EXAMPLE.
- (Death) Justice Scalia died in April 2016 and Chief Justice Rehnquist died in 2005, both holding seats in the SC.
- (Retirement) Justice Kennedy retired in June 2018.
- (Impeachment) The only SC justice to face impeachment was Samuel Chase in 1805, being found not guilty. - Presidential Nomination
a) The president can choose whomever he likes to fill a vacancy, yet it is expected that they will have judicial experience and will be able to pass the Senate vote. They will most likely share the President’s ideology and he may consider the Court’s demographic too.
b) EXAMPLE.
- Bush and Trump nominated justices who were likely to be Conservative in their rulings (Roberts, Alito, Gorsuch and Kavanaugh), while Obama appointed likely Liberals (Sotomayor and Kagan).
- Bush also nominated Harriet Miers, who had previously worked with him but had no experience as a judge and therefore withdrew in 2005.
- Douglas Ginsburg withdrew his nomination in 1987 after allegations surfaced of smoking marijuana as a student. - ABA Rating
a) Not a constitutional requirement, but the American Bar Association (ABA) offers a rating of ‘unqualified’, ‘qualified’ or ‘well qualified’ for judicial nominees, in its professional opinion.
b) EXAMPLE.
- All but one of the current justices on the Court hold a ‘well qualified’ rating.
- Justice Clarence Thomas was only deemed ‘qualified’. This, alongside allegations of sexual harassment, made it difficult for Thomas to be confirmed by the Senate. - Senate Judiciary Committee Hearings
a) Also not a constitutional requirement, the Senate Judiciary Committee holds hearings in which it can question the nominee. At the end of hearings, the Committee holds a vote. As it is not constitutional the vote serves only as a recommendation to inform the whole Senate.
b) EXAMPLE.
- During the hearings of both Brett Kavanaugh in 2018 and Clarence Thomas in 1991, allegations of sexual misconduct were levelled at nominees. The committee was evenly split 7-7 on whether to recommend Thomas.
- Robert Bork was rejected by the committee by 9-5, and subsequently faced defeat in the full Senate vote in 1987.
- Kagan’s hearing included humorous exchanged regarding where she spent her Christmas in 2010. - Senate Floor Vote
a) Following the recommendatory vote from the Committee, the whole Senate must vote to confirm an appointment. Following the 2017 reforms, this vote can no longer be filibustered and requires just a simple majority.
b) EXAMPLE.
- Robert Bork was rejected in 1987 by a 42-58 vote.
- Clarence Thomas was narrowly approved to the Supreme Court by a 52-48 vote in 1991.
- Merrick Garland was nominated by Obama in 2016, yet the Senate refused to hold a vote with Mitch McConnell not considering any nominees until the President-elect was chosen (Garland’s nomination lasted 293 days and expired on January 3, 2017, at the end of the 114th Congress).
- The votes of all nominees since 2006 have been dominated by party politics, compared to the votes confirming justices, such as Ruth Bader Ginsburg in 1993, who was confirmed 96-3.
What happened with the appointment of Brett Kavanaugh?
BRETT KAVANAUGH
- Justice Anthony Kennedy announced his retirement in June 2018.
a) 2nd opportunity for Trump to nominate after Neil Gorsuch replacing Antonin Scalia in 2017 over Obama’s nomination of Garland.
b) Kennedy was a swing justice (sitting ideologically in the centre of the 9 justices).
- Kavanaugh was one of the most Conservative justices to be nominated to the court. - Kavanaugh faced allegations from Professor Christine Blassey Ford that she had been sexually assaulted by Kavanaugh while in College.
a) More significant given the #metoo campaign.
- Protests took places in Washington and in the constituency offices of members of Congress.
- Interest groups such as pro-choice NARAL lobbied against Kavanaugh and organised protests. - List of events
- 10 Jul 2018 = Kavanaugh is nominated by Trump.
- 31 Aug 2018 = ABA issue a rating of ‘well qualified’.
- 4/7 Sep 2018 = Senate Judiciary Committee hearings are held, dogged by protests of sexual assault by Kavanaugh.
- 17 Sep 2018 = Senate judiciary committee announces that the nomination will not proceed until interviews of both Ford and Kavanaugh have been conducted.
- 20 Sep 2018 = Date is planned for the vote in the Senate Judiciary Committee.
- 24 Sep 2018 = Kavanaugh appears alongside his wife in a Fox News interview denying the allegations.
- 27 Sep 2018 = Both Ford and Kavanaugh appear to give evidence before the Senate Judiciary Committee.
- 28 Sep 2018 = Committee member Senator Flake is caught off-camera being confronted by survivors of sexual assault. Kavanaugh is approved by the Committee 11-10 and Trump orders an FBI investigation into the allegation.
- 4 Oct 2018 = FBI delivers its findings to the Senate committee.
- 6 Oct 2018 = Senat approves Kavanaugh appointment 50-48, with Joe Manchin (DINO) being the only Democrat to confirm him. Republican Lisa Murkowski opposes the appointment but abstains as a Republican colleague would have voted for the appointment is absent attending his daughter’s wedding.
- 8 Oct 2018 = Kavanaugh is sworn as the 114th justice of the US Supreme Court.
What are the strengths and weaknesses of the Appointment Process?
APPOINTMENT PROCESS
- Strengths
a) The length of the process ensures judicial ability
- The length of process helps to ensure that candidates undergo vetting and that they are suitable for the post on the SC.
- Given the power of judicial review gives to the court, it is vital that the justices selected are deemed to be appropriate, this process allows a rigorous critique of candidates.
- EXAMPLE. Harriet Miers’ withdrawal from the process was in part due to the critical reception given her lack of experience as a judge.
b) It ensures independence
- Life appointments and the use of the separation of powers with checks and balances often protect justices feeling an obligation to anyone political institution or public opinion.
- Mandates are upon the fact that they are appointed by the representatives in 2 branches of gov. = lending them legitimacy in their role, meaning that controversial rulings were enforced by other branches.
c) Ensures personal suitability
- The intensive nomination also ensures that there are no historical concerns or character flaws.
- EXAMPLE. Sonia Sotomayor was questioned who were concerned about apparent racial and gender bias, expressing her views in a 2001 lecture that a ‘wise Latina’ might be a better judge than a white male. Similar case with Kavanaugh and Douglas Ginsburg with his marijuana use. - Weaknesses
a) The length of the process
- Takes between 2/3 months which can be challenging if the justice has died as the court would only produce 8 justices.
- In the event of a tie, the ruling of the court from which the case was appealed would stand.
- EXAMPLE. Obama’s executive order regarding DAPA was challenged by the SC, with a 4-4 result following the death of Antonin Scalia resulting in the order being struck down. Same with Anthony Kennedy retiring in the summer of 2018, Kavanaugh was not confirmed until October.
b) The politicisation of the nomination process
- Presidents invariably try to pick someone with an ideology that aligns with their own.
- EXAMPLE. Anthony Kennedy was Reagan’s nominee (with the failure of his other 2 nominees with Robert Bork and David Ginsburg withdrawing, he needed success). Yet Kennedy has proved to be moderate, often proving to be the courts swing justice.
- EXAMPLE. Eisenhower referred to his appointment of Chief Justice Earl Warren as a ‘mistake’ as he was far more liberal and responsible for the ‘Brown v Board of Education of Topeka 1954’ case.
- EXAMPLE. Bush Snr appointment of David Souter (1990-2009) was believed to be Conservative, yet was consistently liberal.
c) The politicisation of the ratification process
- Despite the court claiming independence the nomination and Senate confirmation has predictably become politicised.
- Appointments since 2006 have seen party-line votes in the Senate (Alito 2006 had 54R+4D against 1R+41D, Gorsuch had 51R+3D against 0R+43D).
- Beyond votes, the Senate Judiciary Committee can be questioned.
- During the hearings of Alito, Sotomayor, Kagan and Gorsuch the nominees only spoke for 33% of the time over 4 days of hearings, the rest of the time was spent by Senators talking)
d) It is ineffective
- Due to the politicisation, nominees tend to avoid giving much detail of their views of the Constitution and issues.
- EXAMPLE. Problem with Bork was his mistake of being open about views such as ‘Roe v Wade having no legal basis’.
- EXAMPLE. Gorsuch cited the need to maintain public neutrality before hearing cases and said that he could not even say which precedents of the court he supported.
e) The media and pressure groups play an increasing role to politicise the process
- The volume of protests around Kavanaugh and the extent of media coverage underlined just how political appointments had become.
- ABA’s role can be questioned as it has no constitutional standing and its members are unaccountable, yet their rating can make or break candidates.
- EXAMPLE. During the appointment of Neil Gorsuch, donors to the Judicial Crisis Network gave $10 million to support his appointment, having given $7 million to oppose the appointment of Merrick Garland.
What is the Supreme Court packing plan?
PACKING PLAN
- Franklin D Roosevelt
a) Introduced the New Deal plan between 1933 - 1936 to deal with the economic depression that followed the Wall Street Crash.
- The SC struck down various aspects of the deal as being unconstitutional.
b) Roosevelt introduced the Judicial Procedure Reform Bill in 1937.
- Would allow the President to appoint an additional justice for each sitting justices over the age of 70.
- As there were 6 justices over 70, this would’ve allowed the President 6 new justices and ‘pack’ the court with those favourable to his New Deal legislation.
c) The bill did not pass, yet in another case, 1 justice switched to favour the President, yet the legislation ultimately failed.
- Associate Justice Owen Roberts switched in the ‘West Coast Hotel v Parish’ 1937 case upholding the constitutionality of state minimum wage legislation in the case that ‘saved the 9’ and the independence of the court.
What factors influence the President’s judicial nominee?
PRESIDENTIAL CONSIDERATIONS FOR JUDICIAL NOMINEE
- Judicial Experience
a) Expected that the nominee should have experience as a judge and be qualified in law.
- This was the key reason why Harriet Miers was criticised in 2005.
b) ABA lends the President support with the degree of suitability.
c) Many serve on the circuit courts before their appointment to the SC.
- Elena Kagan is the only current member who has not served these courts but was a solicitor general for Obama (Senator Jeff Sessions questioned this at her hearing). - The outgoing justice
a) Often President might be expected to replace justices ‘like for like’ in terms of ideology.
- Often less likely to face extreme opposition in the Senate.
- Neither Alito nor Kavanaugh can be claimed as like for like replacements with both being considerably more conservative than their predecessor. - The demographics of the Supreme Court
a) President may wish to widen the representative nature of the SC.
- EXAMPLE. Obama appointed 2 women, doubling the number that has ever served on the court and the first-ever Hispanic = Sonia Sotomayor.
- Politically motivated? Obama was able to increase his support amongst Hispanic voters after Sotomayor’s appointment. - The ideology of the nominee
a) Almost all nominees are qualified in law and usually have been a judge on a lower court.
- From their rulings, it is possible to try and ascertain what their ideology is and whether it is compatible with the Presidents.
- Not always successful, with Anthony Kennedy being a moderate conservative.
- Kavanaugh appeared on a list of a right-wing think tank ‘The Heritage Foundation’ before Trump nominated him.
What is the current composition and ideological balance of the Supreme Court 2020?
IDEOLOGICAL COMPOSITION OF THE SUPREME COURT
- Chief Justice John Roberts (2005)
a) Bush II
b) Conservative
c) Nomination
- ABA ‘Well Qualified’
- 13-5 Senate Judiciary Committee vote
- 78-22 Senate floor vote
- 62 days - Associate Justice Clarence Thomas (1991)
a) Bush I
b) Conservative
c) Nomination
- ABA ‘Qualified’
- 7-7 Senate Judiciary Committee vote
- 52-48 Senate floor vote
- 99 days - Associate Justice Ruth Bader Ginsburg (1993)
a) Clinton
b) Liberal
c) Nomination
- ABA ‘Well Qualified’
- 18-0 Senate Judiciary Committee vote
- 96-3 Senate floor vote
- 42 days - Associate Justice Stephen Breyer (1994)
a) Clinton
b) Liberal
c) Nomination
- ABA ‘Well Qualified’
- 18-0 Senate Judiciary Committee vote
- 87-9 Senate floor vote
- 73 days - Associate Justice Samuel Alito (2006)
a) Bush II
b) Conservative
c) Nomination
- ABA ‘Well Qualified’
- 10-8 Senate Judiciary Committee vote
- 58-42 Senate floor vote
- 82 days - Associate Justice Sonia Sotomayor (2009)
a) Obama
b) Liberal
c) Nomination
- ABA ‘Well Qualified’
- 13-6 Senate Judiciary Committee vote
- 68-31 Senate floor vote
- 66 days - Associate Justice Elena Kagan (2010)
a) Obama
b) Liberal
c) Nomination
- ABA ‘Well Qualified’
- 13-6 Senate Judiciary Committee vote
- 63-37 Senate floor vote
- 87 days - Associate Justice Neil Gorsuch (2017)
a) Trump
b) Conservative
c) Nomination
- ABA ‘Well Qualified’
- 11-9 Senate Judiciary Committee vote
- 54-45 Senate floor vote
- 65 days - Associate Justice Brett Kavanaugh (2018)
a) Trump
b) Conservative
c) Nomination
- ABA ‘Well Qualified’
- 11-10 Senate Judiciary Committee vote
- 50-48 Senate floor vote
- 91 days
What are the different ideologies and their significance in the Supreme Court?
IDEOLOGY
- Conservative vs Liberal
a) Conservative = A justice who is more likely to achieve rulings which produce a more limited federal government and uphold conservative ideals such as pro-gun and anti-abortion. Likely to interpret the Constitution literally.
b) Liberal = A justice who is more likely to try and achieve rulings which produce greater equality for all, even if that means a larger federal government, and uphold liberal ideals such as LGBT rights and gun control. Likely to interpret the Constitution more broadly. - Loose Constructionists vs Strict Constructionists
a) Loose Constructionists = A justice who is more willing to interpret the wording of the Constitution broadly, which might include giving more power to the federal government.
b) Strict Constructionists = A justice who will stick to the wording of the Constitution as the text is written, without interpretation. This, therefore, includes protecting state power. - Judicial Restraint vs Judicial Activism
a) Judicial Restraint = A justice who believes in a limited role for the SC, ruling only for the people in front of them in a case and deferring to the elected, and therefore accountable, branches where possible.
b) Judicial Activism = A justice who is likely to use their position on the Court to achieve rulings that give desirable social ends as far as their ideology is concerned. This may include overturning previous Court rulings. - Living Constitution vs Originalism
a) Living Constitution = A belief that the Constitution is living, organic and evolutionary document that can be changed through reinterpretation over time. Closely linked to loose constructionism.
b) Originalism = A belief that the meaning and interpretation of the US Constitution is set by the original principles of the document. It should not be subjected to broad interpretation in light of modern advances.
What is the swing justice and to what extent is the court divided?
SWING JUSTICE
- The justice who is placed ideologically in the middle of the 9 justices on the US Supreme Court.
- Roberts is the current swing justice, Kennedy was once before then Sandra O’Connor with a shifting ideological nature of the SC.
DIVIDED COURT
- Only 20% of cases are decided with a 5-4 vote.
- 60% of cases in 2016-17 were issued by a 9-0 unanimous vote.
What are the different names and characteristics of named courts through recent history?
NAMED COURTS
- The Warren Court (1953 - 1969)
- Civil Rights cases such as Brown v Topeka 1954 and Miranda v Arizona 1966 are seen as landmark liberal rulings. - The Burger Court (1969 - 1986)
- Fairly liberal with Roe v Wade 1973 legalising abortions with a mother from Texas who could not afford her children, yet NOW (National Organisation for Women) campaigned that abortion was under the right to privacy and family life under the due process clause of the 14th amedment. - The Rehnquist Court (1986 - 2005)
- Seen as more restrained rather than active, hearing fewer than 100 cases per year and reducing its political impact.
- Associated with a states’ rights agenda that protected states power and halting the expansion of federal power. - The Roberts Court (2005 - today)
- Arguably more Conservative than the Rehnquist Court yet it has produced landmark rulings undermining finance regulations such as Citizens United v FEC 2010 and McCutcheon v FEC 2014 alongside County v Holder 2013 which undid major aspects of the civil rights movements under the Voting Rights Act meaning that states cannot be checked by the federal government to ensure that their voting practices are not discriminatory, NAACP said that this lead to restrictive practices in 2016.
- Has disappointed Conservatives with NFIB v Sebelius 2011 which upheld Obamacare, Obergefell v Hodges 2015 (gay rights protected under the 14th amendment), Whole Woman’s Health v Hellerstedt 2016, Snyder v Phelps 2011.
What is public policy?
PUBLIC POLICY
- Policy and law created by the branches of government that have an effect on the US population.
- As the Constitution is sovereign, the SC is interpreting the SC with its rulings effectively sovereign.