10 - CHP Flashcards

1
Q

What does the RoC state about CHP?

A

All RICS firms must have a CHP

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2
Q

Where should a CHP be made clear?

A

ToE

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3
Q

When should PII be notified?

A

As soon as possible if there is a claim.

This is becuase it could lead to negligence.

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4
Q

When should details of the CHP be raised to the client with ToB?

A

At the same time

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5
Q

What is a complaints log

A

shoes the details, progress and outcome of any complaints. This must be maintained.

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6
Q

What else must be included wihtin your CHP?

A

An RICS approved ADR mechanism.

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7
Q

What are the minimum 2 stages for handling a complaint?

A

Stage 1 - In House
Stage 2 - ADR (Third Party Resolution)

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8
Q

What is the Stage 1 (in house) complaint procedure?

A
  • CHP provided whenever a valid complaint is raised from whom the firm owes a duty of care
  • Procedure must be quick, clear, transparent
  • Details of Complaints Handling Officer must be stated as the person to contact in the first instance
  • Complaint must be made in writing
  • Procedures and strict timelines should be recorded
  • Complaint should be acknowledged in 7 days
  • Investigated with 28 days
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9
Q

What is the Stage 2 (ithird party) complaint procedure?

A

If the complainant is not happy with the review internal review, an independent redress scheme will take place.

  • Name of relevant appropriate redress mechanism must be provided such as the centre for effective dispute resolution (CEDR)
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10
Q

When will RICS become involved in a complaint?

A

Only if a member fails to respond to the complaint or prevents the party gaining access to the independent redress mechanism.

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11
Q

Who should a sole practitioner nominate as their complaints handling officer?

A

A surveyor in another firm.

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