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Question 1

electronic FI trading platform that is joint venture of big 6 banks and operated by TMX

Answer 1

CanDeal. It is both an Alternative Trading System and an investment dealer. It offers institutional investors access to Government securities and to money market instruments.

Question 2

what trades on TSX

Answer 2

senior equities
debt instruments convertible to listed equity
ETF’s

Question 3

what trades on TSX Venture

Answer 3

junior equities

debentures

Question 4

what trades on alpha exchange

Answer 4

TSX and TSX Venture securities

Question 5

what trades on montreal exchange

Answer 5

financial and equity futures AND financial and equity options

Question 6

what trades on natural gas exchange

Answer 6

north american gas & electricity markets

Question 7

canadian securities exchange (CSE)

Answer 7

emerging companies equities

Question 8

ICE futures Canada

Answer 8

AG (agricultural) futures and options

Question 9

unlisted market

Answer 9

dealer market. trades must be reported in Ontario via Canadian Unlisted Board

Question 10

alternative trading systems (ATS)

Answer 10

electronic marketplaces (equities). must be registered investment dealer AND SRO member. ATS trading regulated by IIROC