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Kieran Moffat
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Decks in this class (12)
Book - Chapter 1 ST Questions
1 a group of individuals have dec...,
2 what is the legal status of art...,
3 how do a ordinary shares typica...
9
cards
Book - Chapter 2 ST Questions
1 an investor bought a holding of...,
2 for eight months during 2009 rp...,
3 why would a uk company issue a ...
10
cards
Book - Chapter 3 ST Questions
1 in what circumstances can someo...,
2 what is a tier one ratio and wh...,
3 interest on a savings account i...
10
cards
Book - Chapter 4 ST Questions
1 what is the difference between ...,
2 a unit trust has a trustee who ...,
3 which type of share issued by a...
10
cards
Book - Chapter 5 ST Questions
1 what is a fiduciary duty,
2 why do directors have a duty to...,
3 a ftse 250 company has a board ...
10
cards
Book - Chapter 6 ST Questions
1 what type of instrument is most...,
A client has instructed their bro...,
3 what are execution factors
9
cards
Book - Chapter 7 ST Questions
1 what is novation,
2 what is the standard settlement...,
3 at what stage does transfer of ...
10
cards
Book - Chapter 8 ST Questions
1 what is the accounting equation...,
2 company a has a 10 stake in com...,
3 how do asset turnover and profi...
9
cards
Book - Chapter 9 ST Questions
What is the role of a regulatory ...,
Which of the following transactio...,
3 name five factors that might be...
10
cards
Book - Chapter 10 ST Questions
1 why is three monthly volatility...,
2 what are the six main stages of...,
3 why is it a good idea for inves...
9
cards
Book - Chapter 11 ST Questions
1 what major change in portfolio ...,
2 what are the three common areas...,
3 why does the efficient frontier...
10
cards
Book - Chapter 12 ST Questions
1 what should a typical investmen...,
2 what does the concept of look t...,
3 what is churning and why is it ...
9
cards
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Kieran J12
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