Brainscape's Knowledge GenomeTM

Browse over 1 million classes created by top students, professors, publishers, and experts.


See full index

You may prefer our related Brainscape-certified flashcards:
SIE Exam flashcards

J12 - Securities Advice & Dealing

This class was created by Brainscape user Scott Harris. Visit their profile to learn more about the creator.

By: Scott Harris
Start Studying

Decks in this class (13)

Cash, Money Markets & Foreign Exchange
Main risk consideration of cash,
Taxation of cash,
What are the min max contribution...
3  cards
Bonds
How frequently do uk us governmen...,
How much notice must an issuer gi...,
Which type of bond tends to have ...
27  cards
Equities
What is a private limited company...,
What two documents need to be com...,
What are the five model articles ...
11  cards
Derivatives
When does either party make payme...,
What does the buyer and seller ho...,
What s the difference between a c...
27  cards
Dealing
Do exchanged traded or otc produc...,
What are the two different types ...,
In an order driven market if two ...
16  cards
Collective Investment Schemes
Who is responsible for holding th...,
What role does the authorised cor...,
How do unit trusts and oeics tend...
51  cards
Investment Analysis
What accounting standards must fi...,
What three parts make up a compan...,
What are the three methods for in...
17  cards
Financial Markets
How many independant non executiv...,
How often are ftse350 directors r...,
Who must clearing houses be recog...
36  cards
Clearing and settlement
1  cards
Portfolio Construction
For normally distributed portfoli...,
Why is the optimal risk portfolio...,
What are some drawbacks of mpt
30  cards
Investment advice process
0  cards
Market information and research
0  cards
Sample exam questions
What type of derivative is usuall...,
What price are gilts usually trad...,
In what form do governments tend ...
31  cards

More about
J12 - Securities Advice & Dealing

  • Class purpose General learning

Learn faster with Brainscape on your web, iPhone, or Android device. Study Scott Harris's J12 - Securities Advice & Dealing flashcards now!

How studying works.

Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.

Learn more about spaced repetition

Add your own flashcards.

Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!

What's Brainscape anyway?

Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.

We use an adaptive study algorithm that is proven to help you learn faster and remember longer....

Looking for something else?

SIE Exam
  • 14 decks
  • 1,499 flashcards
  • 11,773 learners
Decks: Equity Securities, Debt Securities, Types Of Bonds, And more!
J12 - Securities Advice & Dealing
  • 11 decks
  • 107 flashcards
  • 8 learners
Decks: Chapter 1 Equities, Chapter 2 Bonds, Chapter 3 Cash Money Markets And Fx, And more!
Kieran J12
  • 12 decks
  • 115 flashcards
  • 3 learners
Decks: Book Chapter 1 St Questions, Book Chapter 2 St Questions, Book Chapter 3 St Questions, And more!
CISI Financial Planning & Advice
  • 34 decks
  • 1016 flashcards
  • 75 learners
Decks: 1 1 Introduction, 1 2 The Role Of Insurance, 1 3 Life Assurance Pension Policies And, And more!
Find Flashcards
Make Flashcards
Brainscape helps you reach your goals faster, through stronger study habits.
© 2024 Bold Learning Solutions. Terms and Conditions