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J12 - Securities Advice & Dealing

This class was created by Brainscape user Ruairi Dennehy. Visit their profile to learn more about the creator.

Decks in this class (11)

Chapter 1 - Equities
What are the 4 types of company,
Formula for figuring out the prem...,
4 requirements of gdr s
8  cards
Chapter 2 - Bonds
What inflation measure is used fo...,
What does strip s stand for and w...,
What is a credit spread
12  cards
Chapter 3 - Cash, Money Markets and Fx
What is the psa for basic higher ...,
What instruments do money markets...,
What is the time frame for money ...
6  cards
Chapter 4 - Investment Funds & Strategies
What are split capital investment...,
Types of share class that split c...,
To be exempt from corporation tax...
8  cards
Chapter 5 - Financial Markets
Key benefits of admission to a pu...,
What must a company submit for ap...,
What are the 3 types of advisors ...
12  cards
Chapter 6 - Dealing
What is an order driven market,
2 advantages and 2 disadvantages ...,
What are dark pools
11  cards
Chapter 7 - Clearing And Settlement Process
What is the difference between an...,
What is a book entry transfer,
Securities held in a book entry t...
9  cards
Chapter 9 - Market Information And Research
What is the key idea behind suppo...,
Give an example of a leading indi...,
When must an investor s change in...
4  cards
Chapter 8 - Investment Analysis
A company that is unable to gener...,
Within an auditors report what is...,
Within an auditors report what is...
12  cards
Chapter 11 - Portfolio Construction
Three types of credit risk,
What is immunisation,
What are the two techniques for i...
7  cards
Formulas
Alpha,
Capm,
Sharpe ratio
18  cards

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J12 - Securities Advice & Dealing

  • Class purpose General learning

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