WK1 Patient Safety I + WK6 Patient Safety II Flashcards

1
Q

What are the responsibilities of a medication safety leader according to ASHP statement (Reading 1)?

A

Responsibilities:
* Leadership
* Medication Safety Expertise
* Influencing Practice Change
* Research and Education

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2
Q

What is ADR?
What is ADE?
How are they related?

A
  • An ADR has been defined as harm that results from a medication dose that is “normally used in man.”
  • An ADE has been defined as harm associated with any dose of a drug, whether the dose is “normally used in man” or not.
  • An ADR, therefore, is a subtype of an ADE (i.e., all ADRs are ADEs, but not vice versa).
  • By definition, all ADEs are associated with patient harm, but not all ADEs are caused by an error (meaning they are non-preventable). Significant confusion exists regarding these terms.
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3
Q

What is preventable and non-preventable harm?

A

“Preventable ADE” is harm caused by the use of a drug as a result of an error (e.g., patient given a normal dose of drug but the drug was contraindicated in this patient). These events warrant examination by the provider to determine why it happened.

“Non-Preventable ADE” is drug-induced harm occurring with appropriate use of medication (e.g., anaphylaxis from penicillin in a patient and the patient had no previous history of an allergic reaction). While these are currently non-preventable, future studies may reveal ways in which they can be prevented.

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4
Q

What is the relationship between medication errors and ADE?

A

Medication Errors (no harm + near-misses with no harm + preventable harm[ADE])

ADE (preventable harm + non-preventable harm[ADR])

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5
Q

What are the categories of Drug-related Problems? (4 cats)

A

IASE – Indication, adherence, safety, efficacy
Indication: Drug use without indication, Untreated indication
Adherence: Patient’s refusal to take meds
Safety: Side effects, Drug interactions, Absence of appropriate monitoring
Efficacy: Subtherapeutic dosage regimen

Early detection + early intervention = harm prevention / reduction
Medication safety (zero harm) – basic care

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6
Q

What is Medication safety?

A
  1. Free from unnecessary harm / potential harm (med use)
  2. Free from accidental injuries (med therapy)
  3. Actions undertaken by individuals or organizations to protect patients from being harmed
  4. Reduction and mitigation of unsafe acts
  5. Use of best practices (commercial or professional procedures that are accepted or prescribed as being correct or most effective.)
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7
Q

List the Medication Management and Use.

A

Organization, Management and Governance

  1. Selection and procurement
  2. Storage and labelling
  3. Prescribing and transcribing
  4. Preparing and dispensing
  5. Administration
  6. Monitoring

Others:

  1. High-alert Medications
  2. Look-alike-sound-alike medications (LASA)
  3. Research Drugs
  4. Sample Drugs
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8
Q

What are the 3 types of interactions in system thinking?

A
  1. System-system interactions
  2. System-human interactions
    a. Healthcare staff use the system
  3. Human-human interactions
    a. Healthcare staffs interact with one another
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9
Q

What are the barriers in the swiss cheese model?

A
  1. Organisational factors
  2. Unsafe supervision
  3. Preconditions of unsafe acts
  4. Unsafe acts
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10
Q

What are the organisational factors?

A
  1. Organizational influences
    a. Organizational culture, organizational process, resource management

Culture:
* Adverse events are concealed, lessons learned from mistakes are not shared throughout the organization
* Proactive safety initiatives receive minimal support
* Revenue generation supersedes safety, limited recognition/rewards for safety performance or reporting hazards

Resource Management:
* Poor practices associated with recruiting/retaining personnel
* Limited acquisition of necessary equipment/technology
* Budgetary constraints, excessive cost cutting

Operational Process (planning):
* Lack of leadership engagement
* Conflicting/ambiguous policies
* Unrealistic objectives

Organizing, like planning, must be a carefully worked out and applied process. This process involves determining what work is needed to accomplish the goal, assigning those tasks to individuals, and arranging those individuals in a decision‐making framework (organizational structure).

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11
Q

What are the unsafe supervision factors?

A
  1. Unsafe Supervision

a. Inadequate supervision, planned inappropriate operations, failure to correct known problem, supervisory violation

Inadequate Supervision:
* Failure to provide adequate guidance
* Lack of oversight
* Failure to provide appropriate training

Planned inappropriate operations:
* Inadequate staffing/scheduling
* Inadequate workload assignment

Failure to correct known problems:
* Not enforcing the rules, failure to resolve staff conflicts
* Failure to maintain/repair equipment, failure to review/revise policies

Supervisory Violations:
* Authorizing non-compliance, instructing staff to circumvent procedures
* Intentionally breaking the rules

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12
Q

What are the preconditions of unsafe acts?

A
  1. Preconditions

a. Situational factors – physical environment, tools/technology

b. Condition of operators – mental states, physiological states, physical/mental limitations

c. Personnel factors – communications, coordination and planning, fitness for duty

Individual Factors:

  • Not paying attention, being confused, overconfident, bored, frustrated
  • Lacking knowledge or abilities
  • Illness, dehydration, fatigue, lacking physical ability to complete a task
  • Poor dietary/health practices prior to work

Situational Factors:

  • Inadequate design of tools/ technology used (confusing, inflexible, cumbersome)
  • Poorly maintained, malfunctioning or outdated equipment
  • Suboptimal physical environment: cluttered, poor lighting, poor temperature, poor layout/location of equipment/supplies

Team Factors:

  • Poor communication – failure to provide/request information, failure to confirm information
  • Poor coordination – failure to plan, prepare, conduct briefing. Failure to ensure role clarity, failure to support team members in completing tasks
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13
Q

What are the unsafe acts? (HFACS framework)

A
  1. Unsafe Acts
    a. Errors – decision errors, skill-based errors, perceptual errors
    b. Routine violations, exceptional violations

Errors:
* Disregarding relevant cues, focusing on irrelevant information
* Forgetting to complete a task, or a step within a task
* Using an improper technique
* Misjudging height/distance, misinterpreting numbers, text or auditory information

Violations:
* Taking short-cuts or skipping steps
* Disabling alarms/removing safety guards
* Ignoring instructions
* Performing activities without license/credentials
* Excessive risk taking

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14
Q

What is the difference between active and latent failures in the swiss cheese model?

A
  • Active failures are those errors which traditionally have been described as human error - driver error and pilot error being typical examples.
  • Latent failures – these are decisions and actions that dormant in an organisation for some time until revealed by active failures.
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15
Q

What are the ways to implement new strategies to reduce errors?

A
  1. Proactive – take preventive actions in advance
  2. Reactive – in response to what has happened
  3. On-going – continuous monitoring of priorities
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16
Q

What are the examples of proactive steps to prevent an error?

A
  1. Proactive – take preventive actions in advance

a. Enterprise risk management (ERM): organizational/macro approach
i. Establish context, identify risks, analyze risks, evaluate risks, treat risks

b. Clinical risk management: specific to patient care and clinical practice, HCP to consider safety, risk, improvement, and innovation in daily work activities and future planning

c. Failure modes and effects analysis (FMEA)
* A common proactive risk management tool:
o Determine the focus and scope
o Form a multi-disciplinary team
o Describe the processes/sub-processes (or systems)
o Identify the failures modes, adverse effects, and potential causes
o Identify the current control measures
o Conduct risk prioritisation
o Conduct criticality analysis (e.g. identify single-point failure)
o Formulate and implement new control measures
o Conduct post-implementation review
o Document FMEA and monitor

17
Q

What are the examples of reactive steps in response to an error occuring?

A
  1. Reactive – in response to what has happened

a. Incident management
i. Incident decision tree
ii. Second victim (Reading 2)
iii. Medico-legal considerations
iv. Open communication / disclosure

b. Root cause analysis
i. Can be used to manage:
- Serious clinical incident e.g. ICU
- Errors with minor adverse outcomes
- Errors / near-misses with no adverse outcome e.g. adhesive remover use without indication – on pt with normal skin integrity
ii. Determine if it is worthwhile the resources/time to do a full-scale or mini RCA
iii. Aggregate RCA can be done to consolidate the common root causes to similar incidents

c. Problem solving
i. A problem worth solving at workplace settings (clinical or non-clinical)
ii. E.g. long waiting time, operational inefficiency, error-prone processes, multiple delays, low compliance

d. Quality improvement (Qi) tools
i. Examples of tools – QI toolkit, kaizen, lean, 6 sigma, quality circles, RCA
ii. E.g. reducing waiting time at outpatient pharmacy

18
Q

What are the examples of on-going steps to ensure errors do not occur?

A
  1. On-going – continuous monitoring of priorities

a. Strategic priorities
i. International, national, cluster, institutional, departmental levels
ii. Determine what we should be focusing on
iii. Direct the justifications of finite resources
iv. E.g. national workgroups/committees, national guidelines, HDMP grants
v. E.g. cluster quality collaboratives

b. Performance measures
i. MOH, cluster, institution, department levels
ii. Accountability to MOH, cluster board of directors, senior management, HOD
iii. E.g. pay for performance (generic-proprietary utilization of high-value drugs)

19
Q

What are the strategies to reduce errors? List them according to decreasing effectivness.

A

Decreasing effectiveness of strategies to reduce errors:

  1. Eliminate
    a. Eliminate the opportunity for errors
    b. Make it hard to do the wrong thing
  2. Facilitate
    a. Make it easy to do the right thing
    b. Make errors more visible
  3. Mitigate
    a. Minimize injury
    b. Policies, training, inspection
20
Q

Examples of stronger actions, intermediate actions and weaker actions to reduce error. (just give one of each)

A

Hierarchy of Actions:

  1. Stronger Actions
    a. Architectural/physical plant changes
    b. New device with usability testing before purchasing
    c. Engineering control or interlock (forcing functions)
    d. Simplify the process and remove unnecessary steps
    e. Standardise on equipment or process or care maps
    f. Tangible involvement and action by leadership in support of patient safety
  2. Intermediate actions
    a. Increase in staffing/decrease in workload
    b. Software enhancements/ modifications
    c. Eliminate/reduce distractions (sterile, medical environment)
    d. Checklist/cognitive aid
    e. Eliminate look-and sound-alike
    f. Read back
    g. Enhanced documentation/ communication
    h. Redundancy
  3. Weaker actions
    a. Double checks
    b. Warnings and labels
    c. New procedure/ memorandum/policy
    d. Training
    e. Additional study/analysis
21
Q

What to do based on the cost-benefit analysis model?

A

Cost-benefit Analysis:
Impact / Cost:
Low/low: consider as interim
Low/high: don’t bother
High/low: do first
High/high: investment

22
Q

What is the continuous improvement approach? (what are the 4 steps)

A

PDSA cycle:
1. Plan a change
2. Do it in a small test
3. Study its effects
4. Act on the results

23
Q

What is the culpability decision tree? What is the substitution test?

A

Culpability Decision Tree:

  • decision tree for determining culpability of unsafe acts

Culpability – responsibility for a fault or wrong; blame

Pass substitution test: substitute the person concerned with another person, and see whether they will act the same way when placed in a similar situation. If they will act the same way, then most likely they pass the substitution test, and blame and punishment are inappropriate.

24
Q

What is the just culture?

A

Just Culture:
* “No Blame” Culture Versus “Just” Culture
* Culpability / Incident decision tree provides supervisors with a practical approach to review systematic and organisational issues associated with human errors
* Open, fair and accountable culture towards safety

25
Q

What are some considerations in incident management?

A

Considerations in Incident Management:
1. Non-blame
2. Open minded
3. Respectful
4. Clarify
5. Confidentiality
6. Support
7. 2nd victim (reading 2, person who commit the error)
8. 3rd victim (e.g. concerned colleauges)

26
Q

What are the characteristics of culture of safety?

A

Some characteristics of culture of safety:

  1. All staff are able to speak up about any concerns
    a. No fear of being punished or humiliated for speaking up with concerns, ideas, and mistakes
  2. Leaders openly acknowledge errors, near-misses, and lessons learnt
  3. High degree of confidence that issues raised will be addressed
  4. Visible flow of information that will reinforce safety
    a. Feedback, Analysis, Action, Learning
  5. Staff engagement at all levels
27
Q

How to ensure or what should be done to ensure open communication / disclosure?
What are the common barriers of doing so?

A

Open Communication / disclosure:

  1. When an error happened, patients and families experienced disappointment and anger because expected clinical care was not fulfilled
  2. Importance:
    a. Medical Ethics – Patients’ Rights to Know
    b. Patients/Families expect Honesty, Transparency, and On-going Communications (Building Trust and Assurance)
    c. Patients/Families want to know how we prevent similar error from happening to another patient (Do we learn from it?)
  3. Common barriers:
    a. Fear (multiple reasons)
    b. Not trained in this aspect