Unit 18 Flashcards
1
Q
MNPI
A
material non-public information
Can be gained by employees of a publication traded company
2
Q
ACATS
A
automated customer account transfer service
3
Q
TIF
A
Transfer initiation form
Broker to broker
4
Q
AML
A
Anti-money laundering
5
Q
CTR
A
Currency transaction report
Cash transactions of more than $10,000
Wire transfers of $3,000 or more, not reported on form 112
6
Q
Structuring
A
Designing currency deposits or withdrawals to fall under the $10,000 cash transaction report filing threshold
