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Series 7 Top-off Exam flashcards

Series 7, Kaplan 3rd Edition

This class was created by Brainscape user Shelley Miller. Visit their profile to learn more about the creator.

By: Shelley Miller
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Decks in this class (15)

Unit 1
Nic,
Tic,
1 point
11  cards
Unit 3
Dvp,
Sovereign debt,
Duration
12  cards
Unit 5, Municipal securities
Fmv,
Bona fide,
Bond counsel
32  cards
Unit 6, 7
Mbs,
Pcs,
Gmcs
11  cards
Unit 17
Emma
1  cards
Unit 8, 9
Oex,
Spx,
Mmi
16  cards
Unit 4
Debenture
1  cards
Misc
Fdic,
Finra,
Msrb
3  cards
Unit 10, 11, 12
Relp,
Tax basis,
Economic visibility
20  cards
Unit 13
Reverse churning,
Erisa,
Payroll deduction plan
14  cards
Unit 14, 15
Specified adult,
Regulation fd,
Mnpi
19  cards
Unit 16
Dea,
Freeriding,
Sma
21  cards
Unit 17
Nasdaq,
Cat,
Nms
19  cards
Unit 18
Mnpi,
Acats,
Tif
6  cards
Unit 19/20
Ipr,
Crd,
Considerations for determining if...
5  cards

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Series 7, Kaplan 3rd Edition

  • Class purpose General learning

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