Unit 15 Crown Court Appeals Flashcards

1
Q

Is appeal by way of case stated available to Crown Court decisions?

A

Yes, once proceedings in the Crown Court are finally decided. However, no appeal by way of case stated is possible in respect of matters relating to trial on indictment.

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2
Q

Is Judicial Review available to Crown Court decisions?

A

It is possible to challenge a decision of the Crown Court by way of judicial review provided that that decision does not concern a matter relating to trial on indictment.

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3
Q

What does “a matter relating to trial on indictment” include?

A

Covers all decisions relating to the conduct of the trial:
• the decision to stay any part of an indictment as an abuse of process is a matter relating to trial on indictment,
• as is an order that counts should lie on the file in the usual way,
• a decision as to the order in which indictments are tried and decisions as to disclosure
• It has also been held that the decision to hold a trial on the issue of fitness to plead is a matter relating to trial on indictment
• as is the imposition of a mandatory life sentence
(Not available for JR or case stated review)

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4
Q

What matters do not relate to trial on indictment?

A

Matters which do not relate to trial on indictment include forfeiture of a surety, forfeiture of property used in the course of an offence belonging to a third party, binding over of an acquitted accused and restrictions on the publication of the identity of a convicted youth.

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5
Q

Can Bail be granted pending a decision of Judicial Review?

A

Yes.

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6
Q

If an accused appeals from the Mags, to the Crown, what is their next option?

A

If a defendant convicted in the magistrates’ court appeals to the Crown Court, any further appeal to the High Court on a point of law should be by way of case stated and not judicial review.

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7
Q

Who can vary or rescind a Crown Court Sentence (within the following 56 days, not by appeal)?

A

The judge who makes the variation must be the judge who originally passed sentence; if, however, the judge was accompanied by justices on the first occasion, they need not be present for the variation

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8
Q

How is the crown court able to vary its sentence?

A

It is not limited to varying the length, but also it can vary the type. E.g. exchange prison for a hospital order if diagnoses becomes apparent. The Court may use the power to impose either a more punitive or more lenient sentence and to correct a sentence that is, on reflection, considered to have been wrong in principle.

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9
Q

Where do most of the Crown Court Appeals against sentence and conviction go?

A

The Court of Appeal

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10
Q

How many judges must be available to hear an appeal in the Court of Appeal?

A

A court consisting of an uneven number of judges no fewer than three is required to determine an appeal. Ordinarily, a court sitting to deal with any of the above hearings will comprise just three judges. But, exceptionally, five or even seven judges will sit when the matter to be decided is very important and would benefit from the authority of such a court or where there have been conflicting decisions of the Court of Appeal on the same point.

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11
Q

Can an appeal be dealt with by 2 judges at the CoA?

A

Yes but only if the case is NOT either of the following:

a. an appeal against conviction,
b. a review of a sentence
c. an appeal against a finding of unfitness to plead, that a person is under a disability,
d. an application for leave to appeal a verdict of not guilty by reason of insanity or a finding under s. 4 of the 1964 Act which has not previously been refused by a single judge, and
e. an application for leave to appeal to the Supreme Court.

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12
Q

Does an accused require permission to appeal against conviction on indictment?

A

Yes. An appeal under this section lies only—
a. with the leave of the Court of Appeal; or
b. if, within 28 days of the date of the conviction, the judge of the court of trial grants a certificate that the case is fit for appeal.
Unless the trial judge certifies that a case is fit for appeal, leave to appeal to the Court of Appeal is required. Such a certificate of fitness to appeal against conviction or sentence should be issued only in exceptional circumstances. The certificate removes the need for leave to appeal to be granted by the Court of Appeal but it does not commence the appeal; advocates still need to follow the procedure

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13
Q

Will the wrongful exclusion of admissible evidence render a conviction unsafe?

A

The wrongful exclusion of admissible evidence or wrongful inclusion of inadmissible evidence will lead to the quashing of a conviction if the error means that the conviction is unsafe. That remains true even if the appellant’s advocate failed to object to the admission of the evidence when it was adduced. But the fact that the advocate did not object to the evidence will be a factor in determining whether its admission was sufficiently prejudicial to render the conviction unsafe.

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14
Q

Will the wrongful rejection of a submission of no case to answer leave a conviction unsafe?

A

The wrongful rejection of a submission of no case to answer at the close of the prosecution case will lead to the conclusion that a conviction is unsafe. That can be so even when the appellant has given evidence and admitted guilt in cross-examination. The failure of an experienced advocate to make a submission of no case will not preclude the quashing of a conviction on the basis that there was in fact no case to answer, but the Court of Appeal will presume that the advocate had reason to not make the submission and will look at the whole of the evidence in making its decision. The Court will not ordinarily interfere if a submission would have succeeded but was not made, and evidence of guilt emerged later in the trial.

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15
Q

What impact can a defective indictment have on conviction?

A

• Where the indictment charges an offence not known to law, the conviction will be quashed even if the accused pled guilty.
• Where the indictment is preferred and signed without jurisdiction, the proceedings will be a nullity.
• Where an indictment is duplicitous, a conviction may be quashed if the duplicity results in the conviction being unsafe. That is so whether objection was taken at trial or not.
When counts are improperly joined or included in an indictment the conviction may be quashed.

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16
Q

Can the Court of Appeal quash a conviction based on jury irregularities?

A

The Court of Appeal will quash a conviction based on apparently inconsistent verdicts only if those verdicts are such that no reasonable jury applying its mind to the evidence could have reached the conclusions that it did. They will also consider incorrect jury majorities.

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17
Q

Can conduct of the judge be a ground of appeal from the crown court?

A

Yes. The Court observed that the safety of a conviction does not simply depend on the strength of evidence the jury hears, but also on the observance of due process.

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18
Q

Can errors in summing up constitute a ground of appeal?

A

Yes, plainly, errors in the summing-up may found a successful appeal against conviction if the error leads to the conclusion that the conviction is unsafe.

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19
Q

Will a misdirection of the law in summing up lead to a quashing of conviction?

A

A misdirection as to law will lead to the quashing of a conviction only if that misdirection causes the conviction to be unsafe. (for example misdirecting the importance of the use of force to distinguish robbery from theft),

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20
Q

Can the wrongful withdrawal of a question of fact from the jury lead to a quashed conviction?

A

‘When we once arrive at the conclusion that a vital question of fact has not been left to the jury, the only ground on which we can affirm a conviction is that there has been no miscarriage of justice, on the ground that if the question had been left to the jury, they must necessarily have come to the conclusion that the appellant was guilty’. Thus, if a judge fails to direct a jury as to an issue of fact going to an element of the offence, the conviction may be quashed if it is, as a result, unsafe.

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21
Q

Will a misdirection of fact in summing up lead to a conviction being quashed?

A

A misstatement or omission of a fact in the course of the summing-up may lead to the quashing of a conviction if the fact was of such importance that, if it had been correctly stated, the jury may not have reached the same verdict.

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22
Q

Would the failure to give a good character direction result in an unsafe conviction?

A

Where an accused is entitled to a good character direction and the judge fails to give it in proper form, the conviction will not be quashed as a matter of course. An appellate court should interfere only if, on the facts, it was not properly open to the judge to reach the conclusions he or she did.

23
Q

What are commonly occurring grounds of appeal against sentence?

A
  • Sentence Wrong in Law
  • Sentence Wrong in Principle or Manifestly Excessive
  • Judge’s Remarks when Sentencing (e.g. taken into account irrelevant factors)
  • Procedural Errors (e.g. failure to hold a Newton Hearing)
  • Sense of Grievance
  • Disparity of Sentence 
  • Failure to Distinguish between Offenders (i.e. when one has powerful mitigation and the other does not)
24
Q

How should grounds of appeal be drafted?

A

Grounds of appeal should be sufficiently detailed to enable the Registrar and the Court of Appeal to identify clearly the matters relied on.

25
Q

Should each ground of appeal be contained in a separate document?

A

No. The Court of Appeal requires the grounds of appeal and relevant facts to be set out in one document. Counsel should not submit separate grounds and advice. The purpose of the document is to enable the single judge easily to identify the facts and issues in the case, and its intended readership is not the lay or professional client

26
Q

What is the procedure for perfecting or varying grounds of appeals lodged?

A

When grounds of appeal are lodged, it is necessary to identify any transcripts which are needed to perfect the grounds of appeal. If the Registrar agrees, the transcripts are secured and sent to counsel. When the Registrar’s office sends the transcripts, counsel has 14 days within which to perfect the grounds. In the absence of any response from counsel, the grounds are placed before the single judge. If counsel does not wish to perfect the grounds, the transcript should be returned with a note to that effect. If counsel is not able to perfect the grounds within 14 days, it is advisable to contact the office of the Registrar as soon as possible.

27
Q

What is the purpose of the procedure of “perfecting” grounds of appeal?

A

The purpose of perfection of the grounds is two-fold: first, to save judicial time by enabling the Court to identify the relevant parts of the transcript; secondly, to enable counsel to reconsider the grounds in the light of the transcript.

28
Q

What should happen with the grounds of appeal, once the counsel has listened to the transcript?

A

The perfected grounds should comprise a fresh document which includes references to the appropriate part of the transcript by page number and letter. If, having read the transcript, the advocate forms the view that the appeal is no longer arguable, the solicitors should be informed of that in an appropriate advice. The Registrar should also be informed but not sent a copy of the advice. If the advocate advises abandonment and the applicant for leave continues with the appeal, the applicant is at risk of a direction that time served does not count. It should be noted that an applicant may be at risk of a loss of time order or costs even when advised by lawyers that the grounds of appeal are arguable.

29
Q

What is the duty of counsel with regards to grounds of appeal?

A

‘Advocates should not settle or sign grounds unless they consider that they are properly arguable’. Counsel should not settle grounds he or she is unable to support just because ‘instructed’ to do so by a lay client.’

30
Q

What is the procedure for obtaining leave to appeal?

A

Ordinarily, once the grounds have been perfected, the case is referred to a single judge for the consideration of whether leave to appeal should be granted.

31
Q

Can the time limit for seeking leave to appeal be extended?

A

Yes. Although the time period for lodging the notice of application for leave to appeal is 28 days, that period may be extended either before or after its expiry.

32
Q

How much notice of an appeal hearing can parties expect?

A

Registrar is expected to give as much notice as reasonably practicable of the date on which the Court will hear any appeal or application. The notice must be served on (a) the parties, (b) any party’s custodian, and (c) any other party the Court requires to be notified. The Registrar will forward the necessary papers to counsel and will try to agree a date for the hearing with counsel’s clerk. It is usual for various dates to be offered to counsel’s clerk.

33
Q

Must an appeal court refer to the previous decision of the court?

A

No. If it is not necessary to refer to a previous decision of the Court, it is necessary not to refer to it. Similarly, if it is not necessary to include a previous decision in the bundle of authorities, it is necessary to exclude it.

34
Q

When would an appellant require a renewed application for leave to appeal?

A

If the single judge grants leave on one ground but refuses leave on others, the appellant must renew the application for leave in relation to those other grounds, having previously informed the respondents and the Registrar’s office of that intention, before the appellant is allowed to argue them at the substantive hearing.
If the single judge grants leave on a particular ground without deciding the issue of leave in respect of the other grounds, the appellant is free to argue the other grounds at the substantive hearing of the appeal.

35
Q

Who is present for the hearing of a renewed application for leave?

A

A renewed application for leave to appeal is heard by the Court. The Court will be comprised of at least two judges and usually three. The applicant has no right to attend, so if in custody the applicant will not be present.

36
Q

What is the Court of Appeal’s power to make a loss of time direction?

A

the Court of Appeal are able to direct that all or part of the time an applicant for leave to appeal has spent in custody since the commencement of the appeal proceedings shall not count in relation to the sentence the applicant is required to serve. A warning has been given that it may order that time be lost even where counsel has advised that there are good grounds for appeal.

37
Q

What are the rules surrounding evidence in the Court of Appeal?

A

At any appeal against conviction, the Court of Appeal may admit evidence which is relevant to that appeal. The Court of Appeal has the power to issue a witness order to anyone whom it is thought may be able to give relevant evidence. The former qualification that the witness was compellable in the proceedings below has been repealed. The principal effect of this amendment is that both jurors and, subject to waiver of privilege, legal representatives can be compelled to appear at the hearing of an appeal. In appropriate cases, evidence may be introduced in the interests of justice at the request of the respondents and is not limited to rebuttal of fresh evidence adduced by the appellant.

38
Q

What is the statutory basis of determination of appeal in the Court of Appeal?

A

(1) Subject to the provisions of this Act, the Court of Appeal—
(a) shall allow an appeal against conviction if they think that the conviction is unsafe; and
(b) shall dismiss such an appeal in any other case.

39
Q

What is the effect of a successful appeal against conviction?

A

Court of appeal may allow the appeal and quash the conviction. Or they may allow the appeal and, if it is in the interests of justice to do so, they may order the appellant to be retried. A person shall not under this section be ordered to be retried for any offence other than—

a. the offence of which he was convicted at the original trial and in respect of which his appeal is allowed;
b. an offence of which he could have been convicted at the original trial on an indictment for the first mentioned offence; or
c. an offence charged in an alternative count of the indictment in respect of which no verdict was given in consequence of his being convicted of the first-mentioned offence.

40
Q

What are the factors which the Court will take into account when deciding whether or not to order a retrial?

A

The factors which the Court will take into account when deciding whether or not to order a retrial will include the length of time which has elapsed between the appellant’s original conviction and the successful appeal and the extent to which any fresh evidence received undermines the strength of the case against the appellant. Occasionally, a retrial will not be ordered because of considerable publicity surrounding the alleged offences which is adverse to the defendant.

41
Q

Explain the power of substituting a verdict in a partially successful appeal.

A

Where the accused did not plead guilty but has been convicted of an offence and the jury could, on the indictment have found him guilty of another offence, the Court of Appeal can substitute a verdict of guilty for an offence other than that of which the appellant was convicted if it appears to the Court that:

a. the jury could on the indictment have found the appellant guilty of the substituted offence, the allegation of which was expressly or impliedly included in the allegation in the particular count in the indictment, and
b. the jury must have been satisfied of facts which proved the appellant guilty of the substituted offence.

42
Q

What kinds of offences are deemed triable only on indictment?

A

An offence is deemed to be triable only on indictment if it is so for an adult and it is irrelevant that a youth can be tried summarily on such an allegation

43
Q

Who’s decision is it whether leave to appeal can be given for an unduly lenient sentence?

A

It is for the A-G to consider whether leave should be sought for a reference to the Court of Appeal on the basis that the sentence was unduly lenient and if appropriate to apply for leave.

44
Q

What is the procedure if leave to appeal is given for an unduly lenient sentence?

A

If leave is granted, the reference proceeds according to the facts before the sentencing judge, and the Court of Appeal will not alter the sentence on the grounds of new material that was not before the sentencing judge, but will decide whether the sentence was unduly lenient on the basis of what was before the sentencing judge.
However, if the Court concludes that the sentence was unduly lenient, it may receive fresh material, either favourable or adverse to the offender, in reaching its conclusions as to the correct new sentence

45
Q

What are the two types of appeals available to the prosecution against Crown Court Trial on Indictment decisions?

A

Part 9 of the CJA 2003 (ss. 57 to 74) introduced provision for appeals by the prosecution against rulings of the Crown Court in relation to trial on indictment. These can be divided into two broad categories:

a. appeals against terminating rulings (ss. 58 to 61);
b. appeals against evidentiary rulings which significantly weaken the prosecution case (ss. 62 to 67).

46
Q

What are the procedural steps if the prosecution wish to appeal?

A
  • Adjournment – inform the court that it intends to appeal or to request an adjournment, must be made immediately following the ruling (via email or orally as long as undue delay is avoided). The court MUST grant the adjournment – usually until the next business day.
  • Announcing the Decision to Appeal (following adjournment, prosecution must announce its decision – can be done be email as long as formalities are met – the judge MUST hear representations from the defence before deciding whether to grant leave. Decision must be made the same day oral application for leave is made.)
  • Prosecutor’s Undertaking (the prosecution must undertake to offer no evidence against the accused in the event that the appeal is either abandoned or refused)
47
Q

What cases is the CCRC appeal to refer for appeal?

A

Under s. 11, the CCRC may refer any summary conviction or associated sentence to the Crown Court. For the CCRC to refer a case, there must be a real possibility that the Court of Appeal or Crown Court will quash the original conviction or sentence. The reference will ordinarily only be made in respect of an argument or information not available in the court of first instance or on appeal (s. 13). However, in exceptional circumstances, the CCRC may refer a case without any such development in the proceedings (s. 14).

48
Q

Are both the prosecution and defence allowed to appeal a decision of CoA?

A

Yes. But only if the Court of Appeal or the Supreme Court itself considers that the appeal involves a point of law of general public importance which should be considered by the Supreme Court. In addition, the Court of Appeal must certify that the appeal involves a question concerning a point of law of general public importance.

49
Q

Can the Supreme Court offer a representation order?

A

No. The Supreme Court has no power to grant representation orders and an application for appropriate representation before the Supreme Court should be made to the Court of Appeal.

50
Q

Is leave to appeal to the supreme court decided on papers or oral submissions?

A

Where the Court of Appeal is of the view that the prospective appeal raises no point of law of public importance, it may decide so on the papers. A refusal to allow oral submissions will not amount to a violation of a person’s rights under the ECHR, Article. A refusal by the Court of Appeal to certify a question of law cannot be appealed.

51
Q

Who may appeal to the crown court from the magistrates?

A

The Defence only.

52
Q

What 3 different types of order can be made as a result of JR?

A

Quashing orders, Mandatory orders, Prohibitory orders.

53
Q

What are the two tests for an appeal against sentence? (crown court and high court tests)

A

o In the crown court – in the light of all the circumstances, the sentence was the incorrect one.
o From the crown court to the high court – was the sentence manifestly incorrect.