Test Your Knowledge Flashcards
1
Q
What is NOT correct the UK consumer duty
A
- applied only to products delivered digitally
2
Q
Describes the fiduciary relationships between banks and their customers?
A
Customers place their trust in banks
3
Q
Which of Kidders value conflicts would be involved if an employee is asked by senior management to report on the work of a colleague who is suspected of malpractice?
A
Truth vs loyalty
4
Q
As advantage of a rules based professional code as opposed to a principles based on
A
It is prescriptive and is difficult to misinterpret
5
Q
May be subject of projected whistleblowing
A
- granting a loan to a company for operations that will cause water pollution
