Standard IV(C)

Question 1

What is Standard IV(C)

Answer 1

Duties to Employers - Responsibilities of Supervisors

Question 2

Explain Standard IV(C)

Answer 2

Members and Candidates must make reasonable efforts to ensure that anyone subject to their supervision or authority complies with applicable laws, rules, regulations, and the Code and Standards.

Question 3

Code of ethics or compliance procedures

Answer 3

codes of ethics
compliance procedures
separation benefits
encourage employers to provide codes of ethics to clients

Question 4

response to violations

Answer 4

prompt response
thorough investigation for wrongdoing
increased supervision during investigation
review procedures for potential changes going forwards