Standard I(C)

Question 1

what is Standard I(C)

Answer 1

Professionalism – misrepresentation

Question 2

explain Standard I(C)

Answer 2

Must not knowingly make misrepresentations related to investment analysis recommendations actions or other professional activities

Question 3

performance reporting violations

Answer 3

Selecting inappropriate benchmark or presenting benchmark results not comparable to strategies is violations

Question 4

work completed for employer violations

Answer 4

Can use research developed by others and same firm but cannot re-issue report solely under their name without proper attribution

Question 5

recommended procedures

Answer 5

Understand from capabilities

Summary of member qualifications and services provided

Members share responsibility for accuracy when providing information from third parties

Maintain copies of materials used in prepping

Regularly update contact to ensure accuracy