Standard 2: Integrity of Capital Markets Flashcards

You may prefer our related Brainscape-certified flashcards:
1
Q

A. Material Nonpublic Information

A
  • Do not act or cause others to act on the material nonpublic information in your possession
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2
Q

B. Market Manipulation

A
  • Do not engage in practices that distort prices or artificially inflate trading volume with the intent to mislead market participants.
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