Sentencing I Flashcards

You may prefer our related Brainscape-certified flashcards:
1
Q

What is meant by the ‘Sentencing Code’?

A

Consolidation of existing sentencing procedure law

Contained in the Sentencing Act 2020 - brings together wide range of disposals under one roof

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
2
Q

What are the 2 types of sentence?

A

Custodial and non-custodial

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
3
Q

What are the 5 purposes of sentencing which the court must have regard to in cases of those aged 18 and over?

A
  1. Punishment of offenders
  2. Reduction of crime (by deterrence)
  3. Reform and rehabilitation of offenders
  4. Protection of the public
  5. Making of reparation to offenders to persons affected by offences

Given equal weight usually

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
4
Q

Are the mechanics of how a court sentences an offender the same irrespective of the court?

A

Essentially yes - only key differences are availability of certain sentences and limits to power of magistrates’ and youth courts

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
5
Q

What are the 2 different meanings of ‘maximum sentence’?

A
  • Maximum sentence which can be imposed for the specific offence
  • Maximum sentence which can be imposed by a particular court for that offence

Statute thus allows for Ds, where necessary and appropriate, to be committed for sentence to Crown Court which has greater powers

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
6
Q

Why would a magistrates’ commit an adult for sentence in the Crown court even though the offence is triable either way?

A

Greater sentencing powers are required

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
7
Q

Once a matter has been sent to and is tried at the Crown, can it be sent back to magistrates’ for sentencing?

A

No!

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
8
Q

When must a court hold a Newton hearing? What is decided in one?

A
  • Must be held where D pleads guilty on a basis that will make a material difference to the sentence
  • The factual basis on which the court passes sentence is decided
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
9
Q

Why would a D plead guilty on a basis that would make a material difference to the sentence? What does a D enter in this case?

A

Where it takes issue with facts asserted by the prosecution - would enter a guilty plea on a written basis

E.g.

  • D charged with single count of ABH - prosecution allege he punched complainant twice in face, complainant fell to ground, and D kicked them twice in ribs
  • D said he did commit assault and cause ABH but takes issues with the facts alleged by prosecution
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
10
Q

Where a D enters a guilty plea on a written basis (taking issue with prosecution facts), what happens when the prosecution indicate that the basis is acceptable?

Acceptable = happy it is not untrue

A

The judge considers whether they accept the basis (once prosecution decides it is acceptable)…

  • Accept = sentence on defence basis
  • Do not accept = hold a Newton hearing
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
11
Q

Where a D enters a guilty plea on a written basis (taking issue with prosecution facts), what happens when the prosecution indicate that the basis is not acceptable?

A

The judge considers whether they think the basis is absurd…

  • Is absurd = sentence on prosecution basis
  • Is not absurd = consider if it will make a material difference to the sentence
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
12
Q

Where the judge does not think the basis is absurd (after prosecution indicates it is not acceptable) and they are deciding if it will make a material difference to the sentence, what are the different outcomes?

A
  • Will make material difference = Newton hearing
  • Will not make a material difference = sentence on defence basis
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
13
Q

Summary of defence drafting written basis of plea

A
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
14
Q

What is the difference between the magistrates’ and Crown in holding a Newton hearing?

A
  • Crown = takes place without jury and Crown Court Judge is arbiter of both fact and law
  • Magistrates’ = presided over by magistrates/District Judge
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
15
Q

Why is a Newton hearing an exception to the rule that there is no ‘trial’ phase to the process where D enters guilty plea?

A

Because…

  • Prosecution makes opening speech and calls evidence in usual way + witnesses cross-examined by defence
  • Same for D
  • Both parties address judge by way of closing speech
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
16
Q

What will the court decide at the end of a Newton hearing? What are the consequences of this?

A

Whether prosecution has proved its version of the facts beyond reasonable doubt

  • Has = D sentenced on prosecution version of the facts
  • Has not = D sentenced on defence version of facts as set out in basis of plea
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
17
Q

What is the further consequence for D if they are sentenced on the prosecution version of the facts (where prosecution has proved its version beyond reasonable doubt)?

A

Reduction that would have been available at any stage of proceedings if plea indicated should normally be halved (and potentially further if witnesses are called)

Rationale must be that D has used up court time that otherwise would have been saved due to plea and/or witnesses who would have been spared instead had to come and give evidence at Newton hearing

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
18
Q

Where a D is being sentenced for more than one offence, what are the two types of sentences that could be used and how are they decided between?

A
  • Offences arise out of same set of facts = concurrent sentences likely
  • Offences arise out of different facts = consecutive sentences likely
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
19
Q

By how long can court defer a sentence, what should D prove in this time, and what happens at the end of it?

A
  • 6 months
  • D proves they have changed/offence was absolute one-off
  • D presents to court at end of deferral period in better light and receives lighter sentence as a result
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
20
Q

When can Crown defer the the sentence for a further 6 month period?

A

Where magistrates’ defers sentence for a period and then they commit to Crown for sentence

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
21
Q

In the magistrates’, for an indication of sentence, what must the offence be, where must the allocation phase be at, and what will D be asking?

A
  • Offence is either-way
  • Court has accepted jurisdiction during allocation process
  • D can ask for indication of what sentence would be if they were to remain in magistrates’ and plead guilty

Remember plea before venue/allocation

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
22
Q

In magistrates’, must the court give indication? Will it be binding?

A
  • Does not have to give an indication - but if it does they can only say if it will be custodial or not
  • Only binding if D pleads guilty
23
Q

In the Crown, when can D ask for an indication?

A Goodyear indication

A

Either before PTPH or at any stage of proceedings before jury return verdict

24
Q

In the Crown, what must have happened before asking for an indication?

A
  • D has accepted prosecution facts or a written basis of plea is agreed by parties and court
  • Clear instructions have been given by D to their counsel that they wish to ask for an advance indication of sentence
25
Q

Must an indication of sentence be given in Crown if requested?

A

No - remains with judge whether or not to give

26
Q

What must the courts assess to decide the type/length of a sentence? What will it refer to in doing so?

A

Must assess the seriousness - will refer to the sentencing guidelines

27
Q

What are the 2 things that a court will determine when establishing the seriousness of the offence?

A
  1. Culpability of offender in committing the offence
  2. Harm which the offence 1) caused 2) was intended to cause or 3) foreseaably might have caused
28
Q

What is meant by culpability and harm?

A
  • Culpability = blameworthiness (offender’s role, level of intention, premeditation, sophistication of planning)
  • Harm = assessment of damage caused to victim (extent of injury, financial loss)
29
Q

Will harm only include that which was caused?

A

No - includes that which would have foreseeably been caused

30
Q

Can a mere factor inherent in offence - e.g. intention to cause serious harm - be used to assess culpability?

A

No - look at how injuries inflicted for example (e.g. a weapon)

31
Q

What are the statutory thresholds for a custodial sentence and community order?

A
  • S230 - court must not pass a custodial sentence unless it is of opinion that offence(s) so serious that neither a fine/community sentence can be justified
  • S204 - court must not make a community order unless it is of opinion that offence(s) serious enough to warrant making of such an order
32
Q

What are the different sentencing guidelines?

A

Court must follow sentencing guidelines relevant to offender’s case unless satisfied it would be contrary to interests of justice…

  • Sentencing guidelines for use in magistrates’
  • Sentencing guidelines for use in Crown

Also overarching guidelines…

  • Sentencing children and young people

If no offence-specific sentencing guideline, refer to general guideline: overarching principles

33
Q

What are the 3 stages of a sentencing hearing?

A
  1. Prosecution open facts, make submissions
  2. Defence mitigate
  3. Judge passes sentence
34
Q

What will the prosecution remind the court of in a sentencing hearing?

A
  • Previous convictions
  • Ancillary orders prosecution seeks (costs, compensation, restraining order)
  • Relevant sentencing guidelines
  • General sentencing issues to ensure lawful sentence passed (e.g. mandatory minimum sentence provisions)
  • Victim impact statement(s)
35
Q

Does the prosecution tell court/suggest what ultimate sentence might be?

A

No

36
Q

What duty are both the prosecution and defence under?

A

To ensure a lawful sentence is passed

37
Q

What do pre-sentence reports do and when must a court obtain one?

A
  • Assist court in determining most suitable method of dealing with offender
  • Court must obtain pre-sentence report before passing custodial or community sentence unless it considers it unnecessary to do so
38
Q

Can the defence ask for a pre-sentence report?

A

Yes (will usually ask before prosecution goes through process of opening case)

39
Q

What is needed before a community order can be imposed and why?

A

Probation input is needed to assess D’s suitability for any programmes (probation officer meets with D and discusses offence and D’s attitude towards it)

40
Q

If the court is contemplating a sentence pursuant to the Mental Health Act 1983, what evidence must it receive?

A

Evidence from 2 medical practicioners stating in their opinion that D is suffering from a mental disorder

41
Q

Once the seriousness of an offence is determined, what two types of factors are then considered?

A
  • Aggravating factors (those increasing seriousness)
  • Mitigating factors (those reducing seriousness)
42
Q

What can aggravating and mitigating factors be further split into?

2 for each factor

A

Aggravating

  • Statutory (previous convictions, on bail, racial)
  • Non-statutory (alcohol, abuse of power)

Mitigating

  • Relate to offence (provocation, excessive self-defence)
  • Relate to offender (good character, vulnerability, mental health)
43
Q

After aggravating and mitigating factors, what is left to be considered?

A
  • Assistance given to prosecution
  • Appropriate reduction for any guilty plea
  • Totality
  • Appropriate ancillary orders (compensation, disqualification, forfeiture)
44
Q

In determining seriousness, what are the 3 categories that the appropriate range of sentence is based on? What is the significance of determining the category?

A
  1. Category 1 (greater culpability / greater harm)
  2. Category 2 (greater culpability / lesser harm or lesser culpability / greater harm)
  3. Category 3 (lesser culpability and lesser harm)

The guideline provides a sentence starting point and range for each category

45
Q

Once seriousness is determined, how will the starting point be adjusted?

A

Adjusted upward or downward based on aggravating and mitigating factors

Starting point is 6 years, adjusted up to 9 or down to 5 based on aggravating/mitigating
46
Q

What are the statutory aggravating factors?

A
  • Previous convictions (esp repeat offending)
  • Committed on bail
  • Racially/religiously aggravated
  • Motivated by hostility to victim based on sexual orientation/disability
47
Q

What are common non-statutory aggravating factors?

A
  • Commission of offence under influence of drugs/alcohol
  • Planning
  • Operating in gang
  • Professional offending
  • Commission of offence for financial gain
  • Attempt to conceal/dispose of evidence
  • Multiple/vulnerable victims
Lots more
48
Q

What are common mitigating factors?

A
  • Greater degree of provocation than usually expected
  • Mental illness or disability
  • Youth/age where it affects responsibility of individual D
  • Offender played minor role
  • Good character/lack of previous convictions
  • Personal mitigation (e.g. single mother in dire financial circumstances)
49
Q

What is double counting and is it allowed?

A
  • When a factor that has been used to indicate culpability/harm is then used as an aggravating factor
  • Not allowed!

Cf something that was not regarded as indicating greater harm - can have effect of an aggravating factor and raise seriousness of offence within category range

50
Q

Summary of seriousness and aggravating/mitigating factors

A
  • Seriousness - established by culpability and harm
  • From seriousness, establish a starting point (category) and range
  • Using aggravating and mitigating factors, starting point moved up or down within (category) range
51
Q

If a D pleads guilty, how does this affect their sentencing?

A

D is given credit/discount on sentence

52
Q

What is the safest way and where D can obtain maximum credit for a guilty plea in summary/either way or indictable only offence?

A
  • Summary/either-way = enter guilty plea at first hearing
  • Indictable only = unequivocal indication at first hearing that D intends to plea guilty (defence team contact Crown Court to arrange for this to happen imminently)
53
Q

When are the maximum discounts 1/3, 1/4 and 1/10?

A
  • 1/3 = guilty plea at first stage of proceedings
  • 1/4 = guilty plea after first stage of proceedings
  • 1/10 = guilty plea on first day of trial
54
Q

When the court passes a sentence, what must they communicate to the D?

A
  • The sentence that has been passed (non-technical language)
  • Sentencing guidelines that it followed/did not follow
  • Why D passes custodial threshold (if custodial sentence passed)
  • What credit has been given for guilty plea and why
  • Any aggravating/mitigating factors court considered