SEC: Securities and Exchange Commission Flashcards

1
Q

What did the Securities and Exchange commission (SEC) do?

A
  • It regulated the stock and bond markets.
  • stopped bankers from buying on margin
  • helped avoid a second crash
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2
Q

What does the SEC stand for?

A

Securities and Exchange Commission

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3
Q

When did the SEC form?

A

1934

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4
Q

Was the SEC part of Roosevelt’s first or second new Deal?

A

1st; it was part of what was known as “The Hundred Days”to get thing going again

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