Brainscape
Find Flashcards
Make Flashcards
Why It Works
More
Educators
Businesses
Tutors & resellers
Content partnerships
Academy
About
Educators
Teachers & professors
Content partnerships
Tutors & resellers
Businesses
Employee training
Content partnerships
Tutors & resellers
Academy
About
Log In
Get Started
Brainscape's Knowledge Genome
TM
Browse over 1 million classes created by top students, professors, publishers, and experts.
Entrance Exams
Professional Certifications
Foreign Languages
Medical & Nursing
Science
English
Humanities & Social Studies
Mathematics
Law
Vocations
Health & Fitness
Business & Finance
Technology & Engineering
Food & Beverage
Fine Arts
Random Knowledge
See full index
Securities Regulation
> Sec Reg - General Study > Flashcards
Sec Reg - General Study Flashcards
Study These Flashcards
Securities Regulation
(10 decks)
Background (Chapter 1)
Materiality (Chapter 2)
What is a Security? (Chapter 3)
Periodic Disclosures & Role of Auditors (Chapters 4, 6)
Securities Exchange Act Antifraud Liability (Chapter 5)
Public Offerings (Chapter 7)
Public Offering Antifraud Liability (Chapter 8)
Private Placements (Chapter 9)
Secondary Market Resales (Chapter 10)
Sec Reg - General Study
