Private Placements (Chapter 9) Flashcards
1
Q
Section 4(a)(2)
A
Section 4(a)(2)
The provisions of section 5 shall not apply to –
(2) transactions by an issuer not involving any public offering
2
Q
Rule 500
A
Notes
3
Q
Rule 501
A
Definitions
4
Q
Rule 502
A
Common Requirements
502(a): Integration
502(b): Information requirements
502(c): Limitation on Manner of Offering
502(d): Resale Restrictions
5
Q
Rule 508
A
Excuse Provision
6
Q
Rule 504
A
§ 3(b)(1)
7
Q
Rule 505
A
§ 3(b)(1)
8
Q
Rule 506
A
§ 4(a)(2)
