Risks & Controls - Comp-Based AIS

Question 1

Recording the total for a transaction involving the sale of 11 items at a cost of $1.00 each as $10.00 instead of $11.00 is an example of a ___ error.

Answer 1

clerical

Question 2

One purpose of the COBIT model is to facilitate the integration of corporate ___, accounting ___, and IT ___ and ___.

Answer 2

goals; controls; facilities and processes

Question 3

The total dollar value of a batch of checks submitted for data entry is $15,000. Comparison of this predetermined total to the total dollar value of the checks calculated by the computer after data entry was completed is an example of a ___ control.

Answer 3

detective

Question 4

True or False? The potential for systemic errors is greater in a computerized environment than in a manual environment.

Answer 4

TRUE

Question 5

___ ___ ___ can be adequate substitutes for traditional paper audit trails.

Answer 5

Electronic audit trails

Question 6

The process of identifying automated solutions falls within the ___ and ___ control process domain in COBIT.

Answer 6

acquire and implement

Question 7

The process of security and continuous service does fall within the ___ and ___ control process domain in COBIT.

Answer 7

deliver and support

Question 8

The process of developing tactics to realize the strategic vision for an information technology unit falls within the ___ and ___ control process domain in COBIT.

Answer 8

plan and organize

Question 9

In COBIT, the process of reviewing system response time logs falls within the ___ and ___ control process domain.

Answer 9

monitor and evaluate