Regulatory Class - Nov 28 Flashcards

1
Q

General Requirements for Exporting Drugs (801)

A

Drug, device, or biologic for export will not be considered to be adulterated or misbranded if:
 Meets specifications of foreign purchaser (dose, strength, purity, quality)
 Not in conflict with laws of the country (need letter from government agency saying this doesn’t conflict with laws or has marketing approval)
 Labeled on outside of shipping package “intended for export” (needs to be clearly identifiable and segregated from products intended for sale in US)
 Not sold or offered in domestic (U.S.) commerce

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2
Q

Unapproved drug requirements for export (802f)

A

 Be in “substantial conformity” with cGMPs
 Not contain a substance or have been prepared in conditions where it could be contaminated or injurious to health
 Not have a container composed of a substance that could render the contents injurious to health
 Have strength, purity and quality it is represented to possess
 Not be prohibited from export by FDA
 Not be an imminent hazard to public health of the importing country
 Labeled in accordance with the requirements of a listed country where it has marketing authorization and the importing country

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3
Q

Exporting Unapproved drugs (802)

A

 The product complies with the laws of the importing country, and
 It has valid marketing authorization by the appropriate authority in a “listed country”

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4
Q

Listed Country

A

EU, EEA, Australia, Canada, Israel, Japan, New Zealand, Switzerland and South Africa

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5
Q

Simple Notification for Export

A

Must submit Simple Notification to FDA at time of initial export

Contents:
 Product’s trade name and established name
 Strength, dosage form, model number
 Import country if not a listed country (FDA recommends identifying listed country)

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6
Q

Exporting Unapproved Drugs and Biologics to Unlisted Countries (N/A to devices) (802b)

A

Happens when drug is not approved in a list country. (only Russia has been approved, need approval for country not drug)

The drug complies with the laws of the importing country

Has valid marketing authorization by the appropriate
authority

FDA has determined that the importing country has laws and regulations:
 For review of safety and effectiveness by a government entity
 Requiring cGMPs
 For reporting adverse events and removing unsafe or ineffective drugs from the market
 Requiring labeling and promotion consistent with the drug’s approval

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7
Q

Petition to Authorize Export of an Unapproved drug (802b3)

A

Firm can petition FDA to authorize export of an unapproved drug or biologic to an unlisted country:
 Must certify drug would not meet conditions for FDA approval or approval in a listed country, and
 Provide “credible scientific evidence” to FDA to show that drug would be safe and effective under conditions of use in the import country
 Health authority in import country requests approval of exportation, and
 Certifies understanding that drug is not approved by FDA or listed country, and
 Concurs that scientific evidence provided to FDA is credible scientific evidence

New petition for each drug, not each country; more common than 802b

FDA has 60 days to act on petition, but can’t export until FDA responds

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8
Q

Unapproved drug exported for investigational use in a listed country (802c)

A

Don’t need prior FDA approval or an IDE (must send simple notification)
Must be exported in accordance with the laws of the import country
Must comply with drug export requirements (802f)

All records for exported drugs must be kept.

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9
Q

Unapproved drug exported for investigational use in an unlisted country

A

 Trial is covered by an IND
 Drug has marketing authorization in any listed country (Prior FDA approval or IND not required, but Must notify FDA of export)
 Drug is to be used in a clinical trial in a listed country (Prior FDA approval, IND and notification are not required)
 Certify that export meets conditions of the “312 program”

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10
Q

312 program

A

 Drug is intended for export for investigational use in a foreign country
 Drug meets foreign purchaser’s specifications
 Drug is not in conflict with foreign country’s laws
 Outer shipping label identifies drug is intended for export from the U.S.
 Drug is not sold in U.S.
 Clinical investigation will be conducted in accordance with 21 CFR 312.120 (FDA acceptance of foreign clinical studies not under an IND)
 Drug is manufactured in substantial conformity with cGMPs
 Drug is not adulterated
 Drug does not present an imminent hazard to public health (in the U.S. or the import country)
 Drug is labeled in accordance with import country’s laws

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11
Q

European Authority

A

European Commission - FDA and FHS
European Medicines Agency (EMA) - CDER
Member state = country in the EU
National Competent Authorities - responsible for national regulations (under Ministry of Health)

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12
Q

Notified Bodies

A

Review submissions for devices, do inspections and provide information to competent bodies

Accredited by the member state (must prove technical competence and independence to be objective)

When submitting, sponsor must pick a notified body with expertise for that device. Sponsor pays the notified body.

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13
Q

Pharmaceutical Inspection Cooperation Scheme (PICS)

A

Develop harmonized GMP requirements and inspections techniques. So if one of these countries does an inspection, the others can accept the results

International regulatory authorities: Most EU countries, U.S., Israel, Australia, Singapore, Argentina, Switzerland, Norway, Iceland, Malaysia, South Africa

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14
Q

EU Clinical Study Requirements

A

Manufacture of all investigational medicinal products intended for clinical trial must be authorized and conducted in accordance with GMPs (including Placebo)

Import authorization required for products from outside EU

Obtain EudraCT number from centralized EudraCT database

Clinical Trial Application submitted to Competent Authority of each country

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15
Q

Clinical Trial Application Contents

A

 General information including EudraCT number, cover letter, application form, list of Competent Authority responses
 Informed consent and patient information
 Ethics Committee opinions
 Protocol, summary of protocol in national language, ethical assessment of principal (coordinating) investigator
 Investigator’s brochure, Investigational Medicinal Product Dossier, manufacturing information
 Copy of labeling

Some also require:
 Insurance or indemnification information 
 Compensation for investigators
 Compensation for subjects
 Investigator agreements
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16
Q

Clinical Trial Application Review

A

Competent Authority has 60 days to review clinical trial application (sponsor can start if no objections are raised in that time) [within the first 10 days, CB must tell sponsor if CTA is not valid]

CTAs also undergo 60 day review with Ethics Committees

17
Q

Amendment Notification

A

Competent Authority is responsible for all inspections

Sponsor must notify Competent Authority (changes to scientific value) and/or Ethics Committees (impact of safety of trial subjects) of clinical trial amendments

Submit a Amendment Notification Form and there is a 35 day review

If urgent safety measures are needed, that can be performed without prior notification, but must notify ASAP

18
Q

Study Completion

A

 Sponsor must notify the Competent Authority and Ethics Committees within 90 days of study completion
 Sponsor must submit a summary report to the Competent Authority and Ethics Committees within 1 year of study completion
 Sponsor and investigators must retain essential documents for at least 5 years after study completion

19
Q

Medical Device Regulations

A

Medical Devices Directive (MDD) and Active Implantable Medical Devices Directive (AIMD)

Key elements of essential requirements require that devices are designed and manufactured:
 So that when used as intended they do not compromise safety of patients or users
 They will deliver intended performance
 To adhere to safety principles:
 Eliminate or reduce risks as much as possible
 Adequately protect patients and users from risks that cannot be eliminated
 Inform users of residual risks
 Retain performance characteristics over claimed lifetime – including during transport and storage

20
Q

Medical Device Clinical Trials

A

No standard application form – sponsor notifies the relevant Competent Authorities of the proposed study, including:
 Information identifying the device
 Investigational protocol/plan
 Investigator’s brochure, case report forms, confirmation of insurance, informed consent documents
 Ethics committee approvals
 Investigator and institution information
 Starting date and duration of study
 Statement that device conforms to applicable essential requirements and precautions have been taken to protect health and safety of subjects

Competent Authority reviews application and responds within 60 days (letter of no objection may be sent immediately if device is low-risk)

21
Q

Contents of IMP Dossier

A

Quality data
Nonclinical pharmacology and toxicology data
Previous clinical trial and human experience
Overall risk and benefit assessment