Regulation of the Legal Profession Flashcards

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1
Q

Who regulates attorney’s?

A

State Supreme Court and Federal District Courts.

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2
Q

Regulation before Admission

A

Must have gone to an ABA accredited school.

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3
Q

Character and Fitness Test

A

Principally concerned with the CRIMINAL history of the candidate, but NOT all crimes are disqualifying.

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4
Q

Residency

A

No Residency requirement for admission

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5
Q

Truthfulness

A

No lying on the application for bar admission or law school admission

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6
Q

Violation of the Rules

A

A criminal act that touches on attorney’s honesty or fitness to practice.

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7
Q

Vicarious Liability of Attorney’s

A

Partners need to make reasonable efforts to ensure that the Lawyers and Non-Professional staff comply with the rules.

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8
Q

Compliance

A

Firms must have a system in place to ensure compliance.

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9
Q

Non-Professional Employees

A

Applies to any non-lawyer who works with the law firm (employee, independent contractor, IT staff, etc.)

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10
Q

Subordinate lawyer’s and staff

A

Need to always follow what the partners say unless its going to get you in trouble.

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11
Q

Out of state conduct

A

This can still get you in trouble, even if you are not at home.

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12
Q

Snitch rule

A

A lawyer is required to report violations to disciplinary authorities! Have to have ACTUAL knowledge of a substancial violation.

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13
Q

To practice out of state…

A

Need to get pro hac vice admission.

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14
Q

Aiding and abetting

A

A lawyer is prohibited from aiding and abetting the unauthorized practice of law by failing to supervise non-professionals.

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15
Q

Fee-Division with Non-Lawyers

A

A lawyer CAN NOT divide legal fees with non lawyers.

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16
Q

Sale of practice to other lawyers is permitted

A

The lawyer must: 1) stop practice
2) Give Notice to the clients
3) Sell the practice to a Lawyer
4) May sell the whole practice or just a small part of it.

17
Q

Restrictions on practice?

A

Never allowed to sign a non-compete or promise to walk away from practice for a settlement.