Record keeping times Flashcards
1
Q
Record keeping - Training & Competence non-MiFID
A
3 years
2
Q
Record keeping - Training & Competence MiFID
A
5 years
3
Q
Record keeping - Pension transfers
A
Indefinitely
4
Q
Record keeping - Pension opt-outs
A
Indefinitely
5
Q
Record keeping - FSAVC
A
Indefinitely
6
Q
Record keeping - Life policies documents
A
5 years
7
Q
Record keeping - Pension contracts
A
5 years
8
Q
Record keeping - Financial promotions for pension contracts and life policies
A
6 years
9
Q
Record keeping - Almost everything else
A
5 years
