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R01 > Chapter 7 Definitions > Flashcards

Chapter 7 Definitions Flashcards

1
Q

Approved person

A

Person FCA approved to perform control functions in a firm

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2
Q

Appointed representative

A

Proxy firm which principle can take full responsibility for

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3
Q

Authorised person

A

Businesses FCA authorised

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4
Q

Person FCA approved to perform control functions in a firm

A

Approved person

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5
Q

Proxy firm which principle can take full responsibility for

A

Appointed representative

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6
Q

Businesses FCA authorised (definition)

A

Authorised person

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R01 (12 decks)

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