RCMs: Sentencing Flashcards

1
Q

After the announcement of the findings in a case, what occurs next?

A

The accused make a sentencing forum selection of members or judge.

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2
Q

After the accused has made a sentencing forum selection, what occurs?

A

The government and the accused may submit matters for consideration in sentencing.

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3
Q

What matters shall the trial counsel introduce at the accused’s sentencing hearing?

A

Service data relating to the accused taken from the charge sheet;
Personal data relating to the accused and of the character of the accused’s prior service as reflected in the personnel records of the accused; and
Evidence of prior convictions, either military or civilian.

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4
Q

May evidence of a prior conviction be introduced by the government at the accused’s sentencing if the prior conviction is currently on appeal?

A

Yes, except for a conviction at summary court-martial is not admissible until after the review of the summary court-martial is completed.

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5
Q

What evidence may the defense introduce when evidence of a prior conviction is introduced by the government and the conviction is currently being appealed?

A

Evidence of the appeal.

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6
Q

What matters may the trial counsel introduce at the accused’s sentencing hearing?

A

Evidence in aggravation directly relating to or resulting from the charges of which the accused has been convicted;
Evidence of rehabilitative potential of the accused;

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7
Q

What form may evidence of rehabilitative potential take?

A

Evidence of rehabilitative potential may take the form of an opinion by a witness.

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8
Q

What qualifications must the witness who is testifying as to the accused’s potential for rehabilitation possess?

A

The witness does not need any official qualifications. The witness need only have sufficient information and knowledge about the accused to offer a rationally-based opinion that is helpful to the sentencing authority.

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9
Q

Can a witness base their opinion as to the accused’s potential for rehabilitation be based solely on the severity of the offense?

A

No. A witness cannot simply state that an accused has little or no rehabilitative potential simply because they are accused of a serious offense.

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10
Q

What things can a sentencing witness testify to in regards to the accused’s rehabilitative potential?

A

Only whether the accused has a potential for rehabilitation and how much potential the accused has.

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11
Q

May a witness testify as to whether a punitive discharge or whether the accused should be returned to the unit is appropriate?

A

No

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12
Q

Can a sentencing witness explain their reasons for believing the accused has rehabilitative potential?

A

Not unless the witness is subject to redirect examination because the accused has opened the door to that subject on their cross-examination of the witness.

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13
Q

When is the victim of a crime allowed to be reasonably hearing during the presentencing hearing?

A

Immediately following the government’s evidence presented during the presentencing hearing.

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14
Q

In a capital case, the crime victim has the right to make what kind of statement?

A

A sworn statement. They have no right to make an unsworn statement in a capital case.

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15
Q

In a non-capital case, the crime victim has the right to make what kind of statement?

A

Sworn, unsworn, or both.

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16
Q

What is the permitted contents of a victim’s statement?

A

Only victim impact information and matters in mitigation.

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17
Q

Can the victim make a recommendation as to a particular sentence or punishment?

A

No.

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18
Q

If a crime victim makes a sworn statement, what may the defense do?

A

Cross-examine the victim on their statement.

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19
Q

If a crime victim makes an unsworn statement, what may the defense do?

A

The defense or the government may introduce matters to rebut the assertions made in the victim’s unsworn statement.

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20
Q

If a victim intends to make an unsworn statement at the pre-sentencing hearing, what must the victim do before giving the statement?

A

They must make a proffer of the statement and the subject matter included to the government and the defense in order to allow the parties to prepare to rebut any assertions made therein.

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21
Q

What form can a victim’s sworn statement take?

A

Oral only, because they must be capable of being cross-examined by the other side.

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22
Q

What form can a victim’s unsworn statement take?

A

Oral, written, or both.

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23
Q

Who may make the unsworn statement of the victim?

A

The victim is the only one who can make an unsworn statement unless the judge finds good cause to allow their VLC to read the statement for the victim.

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24
Q

Does the victim have a right to make arguments on a sentence?

A

No. Only the parties have the right to make arguments on the sentence.

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25
Q

What kind of matters may the defense introduce at a pre-sentencing hearing?

A

Rebuttal to any material presented by the government or victim; and
Matters in mitigation or extenuation regardless of whether the defense offered evidence before findings.

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26
Q

What kind of statements may the accused make at a pre-sentencing hearing?

A

A sworn statement, an unsworn statement, or both.

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27
Q

Can an accused make a request for a specific sentence?

A

Yes

28
Q

What is permissible contents of a unsworn statement made by an accused?

A

The accused has broad discretion. However, the statement should not include what is properly argument.

29
Q

On what type of material may the rules of evidence be relaxed?

A

The introduction of materials in mitigation or extenuation.

30
Q

Who relaxes the rules of evidence?

A

The military judge.

31
Q

What is trial counsel prohibited from doing in his argument on sentence?

A

Referring to the wishes of the convening authority, or referring to a specific policy directive or the views of authorities in determining what an appropriate sentence is.

32
Q

Can a party engage in improper argument during sentencing arguments?

A

Yes. By referring to the wishes of the convening authority, or referring to a particular policy directive in arguing an appropriate sentence, the trial counsel can engage in improper argument which the defense must object to or else it is waived.

33
Q

May a military judge sentence an accused outside of the limitations set forth in a plea agreement?

A

No, the judge is bound by the terms of the plea agreement.

34
Q

When does the judge ask the accused about what sentencing forum they would prefer?

A

After the return of findings by the members.

35
Q

How can an accused’s choice of sentencing forum be made?

A

Either in writing or orally on the record.

36
Q

What is unitary sentencing?

A

The return of a single sentence which covers all charges on which the accused was convicted.

37
Q

What is segmented sentencing?

A

The return of separate sentences for each of the charges for which the accused was convicted.

38
Q

Who may engage in unitary sentencing?

A

Only members of a court-martial.

39
Q

Who may engage in segmented sentencing?

A

Only a military judge.

40
Q

Who announces the sentence in a court-martial regardless of what the sentencing forum is?

A

The military judge.

41
Q

What forms of punishment can be handed down in segmented sentencing?

A

Only confinement and fines. All other forms of punishment must be handed down in unitary sentencing.

42
Q

Who may adjudge a reprimand?

A

The military judge.

43
Q

If a reprimand is adjudged, who writes the reprimand?

A

The convening authority.

44
Q

In what form must a reprimand be made?

A

It must be in writing.

45
Q

If an accused is adjudged both fines/forfeitures and reduction in grade, what pay grade is used in determining the dollar amount forfeited per month?

A

The grade to which the accused will be reduced, not the rank the accused had prior to sentencing.

46
Q

Where an accused is not sentenced to confinement, what is the maximum forfeitures the accused can be punished with?

A

Two-thirds forfeitures for one month.

47
Q

What is a forfeiture?

A

Where the accused is deprived of the amount of pay and allowances for a specified period of time.

48
Q

When do forfeitures take effect?

A

14 days after the sentence is adjudged.

49
Q

If an accused has dependents, what is the remedy for the defense in regards to forfeitures?

A

The defense may have the forfeitures waived for a period no longer than six months.

50
Q

What is a fine?

A

It makes the accused liable to the United States for the entire amount of money specified in the sentence.

51
Q

When should an accused be adjudged a fine?

A

When the accused was unjustly enriched as a result of the offense of which they were convicted.

52
Q

What is the maximum amount of time an accused can be sentenced to restriction within specified limits at a court-martial?

A

Two months per specification and in no case more than two months total.

53
Q

Can a court-martial adjudge an administrative discharge from the service?

A

No.

54
Q

What are the three types of punitive discharge that a court-martial can hand down?

A

Dismissal (officers only), dishonorable discharge, and bad conduct discharge.

55
Q

Dismissal may only be adjudged by what type of court-martial?

A

General Court-Martial.

56
Q

For what types of offenses may a dismissal be adjudged?

A

Any offense of which an officer, warrant officer, midshipmen or cadet is found guilty.

57
Q

Who may receive a dishonorable discharge?

A

Only enlisted personnel and warrant officers.

58
Q

What type of court-martial may adjudge a dishonorable discharge?

A

A General Court-Martial.

59
Q

For what types of offenses may a dishonorable discharge be adjudged in regards to warrant officers?

A

Any offenses of which a warrant officer is found guilty.

60
Q

Who can receive a bad conduct discharge?

A

Only enlisted personnel. Not warrant or commissioned officers.

61
Q

What types of courts-martial may adjudge a BCD?

A

General or special courts-martial.

62
Q

What types of courts-martial hear cases involving the laws of war?

A

General courts-martial.

63
Q

What type of court-martial may reduce a commissioned officer in rank?

A

None

64
Q

What type of court-martial may sentence a commissioned officer to confinement?

A

General court-martial.

65
Q

May a commissioned officer, warrant officer, cadet or midshipmen be sentenced to hard labor without confinement?

A

No

66
Q

In GCMs and SPCMs, prior to the adjournment, what must the military judge do?

A

The MJ must ensure the accused has consulted with their defense counsel on their rights, specifically: 1) that the accused has the right to submit matters to the convening authority to consider before taking action; 2) the right to appellate review, and the effect of waiver or withdrawal of such right, or failure to file an appeal; 3) the right to apply for relief from the JAG if the case is not reviewed by a CCA under Art. 66; and 4) the right to advice and assistance of counsel in the exercise of the forgoing rights or any decision to waive them.

67
Q

What should happen to the Appellate Rights Advisement Form?

A

It must be signed by the accused and entered into the record as an appellate exhibit.