QA QC revision Flashcards

1
Q

What are the hierachy of lab quality managment?

A
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2
Q

What does HIPAA do?

A
  • protect health insurance coverage for individuals who change or lose jobs
  • stablish standards forfor health care data (security and privacy)
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3
Q

what does CLIA cover?

A
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4
Q

What is quality assurance (QA)?

A
  • Assess the effectiveness of the lab’s policies and procedures
  • Identify and correct problems
  • Assure the accurate, reliable, and prompt reporting of test results
  • Assure the adequacy and competency of the staff
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5
Q

How does CLIA check for QA?

A
  1. Patient test management
  2. Quality control
  3. Proficiency testing
  4. Test comparisons
  5. Relate results to clinical data
  6. Personnel
  7. Communications
  8. Complaints
  9. Staff review
  10. Records
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6
Q

How does CLIA define a laboratory?

A
  • A facility that performs testing on materials derived from the human
    body for the diagnosis prevention, or treatment of disease or
    assessment of the health of human beings.
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7
Q

Who needs a CLIA certificate?

A
  • All facilities that perform even one applicable test (including waived
    tests) on “materials derived from the human body for the purpose of
    providing information for the diagnosis, prevention, or treatment of
    any disease or impairment of, or the assessment of the health of,
    human beings.”
  • Laboratories must obtain a certificate from the CLIA program that
    corresponds to the complexity of tests performed.
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8
Q

How often are CLIA-regulated
laboratories inspected?

A
  • Must pass initial inspection
  • Re-inspected biennially (once every two years)
    Labs may elect to achieve accreditation from one of several
    approved programs granted “deemed” status by CMS
  • For high complexity laboratories this includes the Joint Commission and CAP.
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9
Q

What is the Joint Commission?

A
  • Private non-profit organization which performs hospital accreditation.
  • Performs unannounced inspections of hospitals every 3 years.
  • The Joint Commission (along with CAP) is granted the ability to inspect and
    accredit laboratories.
  • Inspectors are employees of the organization (funded by accreditation fees
    paid by member organizations).
  • The inspections of laboratories occur every two years.

Hospitals every 3 years, labs every 2 years with joint commission

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10
Q

What is College of American Pathologists (CAP)?

A
  • Professional organization for board-certified pathologists.
  • A CMS “deemed” organization.
  • Is permitted by CMS to conduct laboratory inspections and grant
    accreditation.
  • Inspections are carried out by peer members (designed to meet CLIA
    regulations).
  • Also provides proficiency testing for CLIA requirements.

CAP provides Prof testing for CLIA requirment

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11
Q

If you get CAP deficiency, how long do you have to respond to it?

A

30 days

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12
Q

Exam Q: Personel requirment

What is the minimum requirment for personel in lab performing high complxity testing?

A
  • Bachelor’s degree (relevant scientific field)
  • Associate degree in a chemical or biological science, or medical laboratory
    technology AND specific course/laboratory training requirements (semester
    hours specifications AND completion of clinical laboratory training program OR
    3 months of documented laboratory training in each high-complexity specialty)
  • ACMG guidelines specify “or have at least 5 years of relevant laboratory
    experience”
  • All personnel must have satisfactory training records
  • Competency must be assessed at least once annually

Competency test once a year

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13
Q

Exam Q: Supervisor requirment

What is the minimum general supervisor requirments?

A

For clinical cytogenetics or molecular genetics:
* Bachelor’s degree (relevant scientific field)
* At least 3 years of experience in a clinical cytogenetics/molecular genetics
laboratory, respectively (ACMG)

  • Note that CAP specifies:
  • “At least two years” – Cytogenetics
  • “At least four years” – Molecular genetics
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14
Q

Which of the following combinations of educational
experience are sufficient to be a laboratory director?
(select all that apply)

a. Masters in medical laboratory science and eight years of experience
supervising high-complexity testing

b. PhD in any discipline AND current certification by a board approved
by HHS

c. PhD in chemical, physical, biological or clinical laboratory science
AND two years of experience supervising high-complexity testing

d. MD or DO AND certification in anatomic or clinical pathology

e. MD or DO AND one year of laboratory training during
residency/fellowship

A

d and e

PhD should be in chemical, physical, biological or clinical laboratory science not any discipline

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15
Q

Exam Q: Lab director requirment

What is the minimum requirment for a lab director?

A

MD, DO or DPM licensed to practice in jurisdiction AND one of the following:
* Certification in anatomic or clinical pathology
* One year of laboratory training during residency/fellowship
* Two years of experience supervising high-complexity testing

Doctoral degree in chemical, physical, biological or clinical laboratory science AND have current certification by a board approved by HHS

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16
Q

What are the differences between QA, QC,
and QI?

A

QA = Quality Assurance
* An assessment program which monitors and evaluates the ongoing and overall quality of the total testing process.
* Coordinated effort to bring together the activities in the lab that are designed to detect, control, and prevent the occurrence of errors.
QC = Quality Control
* Verification and maintenance of a desired level of quality in a test or process.
* Includes pre-analytical, analytical, and post-analytical processes.
QI = Quality Improvement
* Method that evaluates processes and develops the means to increase their effectiveness.
* QA and QC fall under the umbrella of QI.

QA:detect,control, prevent errors, QC:pre analytica;l, analutical, post analytical, QI: QA+QC

17
Q

Exam Q

How long should images from nonneoplastic FISH cases be retained?

a. 2 weeks after the report has been signed
b. 3 years
c. 10 years
d. 20 years

A

d. 20 years

nonneoplastic FISH images=20 years

18
Q

Exam Q

In general, critical records of genetic testing are kept for how long?

A

20 years

19
Q

Exam Q

How long are the following records are kept for?

Cytogenetics:
* Stained slides (e.g., G-banding) – ……..
* Processed patient specimens and/or cell pellets – ……..
* Images (chromosome analysis/non-neoplastic FISH) – …….
* Neoplastic FISH Images – ……..
* Array – recommended that primary data be stored for at least ……… and analysis file + final clinical report for “………..” (Shao, et al., 2021)

Molecular:
* Test reports for constitutional disorders – …….
* Test reports for neoplastic disorders – …….

A
  • Cytogenetics:
  • Stained slides (e.g., G-banding) – 3 years
  • Processed patient specimens and/or cell pellets – 2 weeks after report has
    been signed
  • Images (chromosome analysis/non-neoplastic FISH) – 20 years
  • Neoplastic FISH Images – 10 years
  • Array – recommended that primary data be stored for at least 2 years and
    analysis file + final clinical report for “as long as possible” (Shao, et al., 2021)

Molecular:
* Test reports for constitutional disorders – 20 years
* Test reports for neoplastic disorders – 10 years

20
Q

What is the difference between validation
and verification?

A
  • Validation – tests that are not FDA cleared or approved or that are developed by a laboratory (LDT), CLIA requires the laboratory establishes the test’s performance characteristics through the process of validation.
  • Verification – FDA cleared and approved tests; laboratories are required to verify the performance characteristics established by the manufacturer
    Must be performed in accordance with the manufacturer’s instructions and for the stated diagnostic purpose (any modifications = LDT)
21
Q

What criteria are not needed in cerification that iare needed in validation?

A

Analytical sensitivity and specificity

22
Q
A
23
Q

What is Accuracy and how is it determined?

A

Determines how close the test result to the true value.

Test specimens with known results using the assay.

24
Q

What is Precision and how is it determined?

A
  • Determines how close the test results are to one another.
  • Controls for day-to-day, run-to-run, or technician-to-technician variability.
  • Test the same sample multiple times and determine whether the results are the same.
25
Q

What is analytical sensitivity and how is it determined?

A
  • What is it?
  • The proportion of true positive test results to
    the total number of positives (patients with
    disease).
  • How is it determined?
  • Run samples that are known positives and
    determine how many have a positive test
    result with the assay.
  • Sensitivity = true positive/total positive = true
    positive/(true positive + false negative)
26
Q

What is analytical specificity and how is it determined?

A
  • What is it?
  • The proportion of true negative test results to
    the total number of negatives (patients
    without disease).
  • How is it determined?
  • Run patients that are known negatives and
    determine how many have a negative result
    with the assay.
  • Specificity = true negative/total negative =
    true negative/(true negative + false positive)
27
Q

What is proficiency testing and how often performed?

A

Unknown samples are sent to the lab for analysis and provides the lab with a score.

Performed every 6 months

Prof testing every 6 months

28
Q

What happens in proficiency testing monitoring failure?

A

Failure to enroll, participate, or unsatisfactory performance will result
in a Proficiency Testing Compliance notice (PTCN)
* A repeat unsuccessful PT performance requires that the laboratory cease patient/client testing for 6 months
* Defined as:
* Two consecutive unsatisfactory scores
OR
* Two instances of 2/3 unsatisfactory scores over the most recent 12 PT events

29
Q
A
30
Q

Q: My laboratory sends some patient testing out to a referral laboratory.
Should I handle the PT samples in the same way?

A

No, laboratories must only perform testing that is done in their own
laboratory on PT samples. Never refer a PT sample to another laboratory with a different CAP/CLIA number for testing