Professionalism Flashcards
1
Q
Different section of professionalism
A
1- knowledge the law
2- independence and objectivity
3- misrepresentation
4- misconduct
2
Q
Describe the section knowledge the law
A
Members must understand and comply with all applicable law rules and regulation
3
Q
Describe independence and objectivity
A
Candidates must use reasonable care and judgment to achieve and maintain independence and objectivity in their professional activities. Cant accept gift or other compensation
4
Q
Describe misrepresentation
A
Must not knowingly make any misrepresentation relating to investment analysis, recommendation, actions or other activities
5
Q
Describe misconduct
A
Must not be dishonest do fraud or commit any act that reflects adversely on their professional reputation.
