Integrity Of Capital Market Flashcards

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1
Q

Name the two section of integrity of cap market

A

1- material nonpublic information
2- market manipulation

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2
Q

Describe material nonpublic information

A

Members that possess material nonpublic information that could affect the value of an investment must not act or cause others to act on the information

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3
Q

Describe market manipulation

A

Members must not engage in practices that distort prices or artificially inflate trading volume with the intent ti mislead market participants

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