Integrity Of Capital Market Flashcards
1
Q
Name the two section of integrity of cap market
A
1- material nonpublic information
2- market manipulation
2
Q
Describe material nonpublic information
A
Members that possess material nonpublic information that could affect the value of an investment must not act or cause others to act on the information
3
Q
Describe market manipulation
A
Members must not engage in practices that distort prices or artificially inflate trading volume with the intent ti mislead market participants