CFP Exam Prep > Professional Conduct and Regulation > Flashcards
Professional Conduct and Regulation Flashcards
A.1 CFP Board's Code of Ethics and Standards of Conduct
A.2 CFP Board’s Procedural Rules
A.3 Function, purpose, and general structure of financial institutions
A.4 Financial services regulations and requirements
A.5 Consumer protection laws
A.6 Fiduciary standard and application
Study These Flashcards
You may prefer our related Brainscape-certified flashcards:
