PR Flashcards

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1
Q

PR - DUTY OF TRUTHFUL ADVERTISING

A

1st A commercial speech - protected if not false/misleading.

CA PROHIBITS:

1) Guarantee or warranty of outcome
2) Words or symbols suggesting quick cash/settlement
3) Impersonation of atty/client w/o disclosure
4) Dramatization w/o disclosure
5) Contingent fee offer that doesn’t warn that losing clients must still pay litigation costs (if that is the arrangement).

CA PRESUMPTION of False/Misleading if:

1) delivered to potential client in hospital or while suffering from mental/physical stress
2) Mailings that seek fee-paying work and are not clearly labeled as advertising material
3) Contains testimonials or endorsement w/o a disclaimer that they are not a promise about results in potential client’s case

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2
Q

PR - DUTY TO AVOID SOLICITATION

A

Attorney must not seek fee-paying work by initiating personal or telephone contact w/ prospective client who is not a former or current client or someone w/ whom the atty has a personal, professional, or family relationship.

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3
Q

PR - TARGETED DIRECT MAIL SOLICITATION

A

Absent ACTUAL knowledge that a prospective client does not wish to receive communications from the lawyer, an atty may send truthful, non-deceptive letters to persons known to face a specific legal problem.

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4
Q

PR - FEE ARRANGEMENTS

A

When atty has not regularly represented a client, the fee must be communicated to the client, preferably in writing, before or w/in a reasonable time after commencing the representation.

In CA, it must also be in writing if it is likely to exceed $1K unless (1) client is a corp, (2) client states in writing that he doesn’t want a written agreement, (3) legal services are of the same kind previously received, (4) atty acted in an emergency, or (5) a writing is impractical

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5
Q

PR - BUYING CLIENTS

A

ABA
Atty may not provide financial assistance to client in connection w/ litigation unless: (1) advancing ct costs and expenses of litigation OR (2) paying such costs and expenses for an indigent client

CA
Same but (1) applies in all contexts, (2) explicitly prohibits atty from promising to pay potential client's personal or business debts, and (3) permits atty to lend $ to client for ANY purpose after he is hired if client gives a written promise to repay
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6
Q

PR - REASONABLE FEES

A

ABA = reasonable; CA = not unconscionable

FACTORS:

1) difficulty of matter
2) prevailing fees in locale
3) time and business atty must give up to take the case

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7
Q

PR - CONTINGENT FEES

A

Agreements must be in writing and state:

1) how fee is to be calculated
2) what expenses are to be deducted from recovery
3) whether fee is on gross or net recovery, and
4) what expenses client must pay regardless of success

ABA: prohibited in crim and domestic relations cases
CA: prohibited in crim; allowed in DR so long as it doesn’t promote divorce

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8
Q

PR - FEE SPLITTING

A

May NOT split w/ non-lawyer

May split w/ another atty if:
1) it doesn’t increase what fee would have been
2) client consents, AND
ABA 3) either fee is proportional to work performed OR each atty assumes joint responsibility for the representation
CA 3) consent is informed and in writing

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9
Q

PR - CONFLICT OF INTEREST

A

A conflict of interest exists where the interest of a client are directly and materially adverse to the interest of another client OR there is a significant risk that the representation will be materially limited by the lawyer’s own interest or the interest of a client, former client, or third person.

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10
Q

PR - WAIVING A CONFLICT

A

ABA:

1) Atty reasonably believes he can competently and diligently represent each client
2) Representation is not prohibited by law
3) Does not involve direct assertion of claim by one client against the other
4) Atty obtains client’s informed, written consents

CA:

1) Clients give informed, written consent to conflicts between clients OR
2) There is written disclosure of a conflict w/ the atty’s personal or financial interest

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11
Q

PR - AGREEMENTS LIMITING MALPRACTICE

A

PAST
Atty should withdraw OR advise the client in writing that he is not advising the client as to the settlement and that the client should seek independent counsel and give him an opportunity to do so AND fully disclose in writing the terms and effect of settlement

PROSPECTIVE
ABA: only allowed if client is represented by independent counsel
CA: absolutely prohibited

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12
Q

PR - IMPUTED CONFLICTS

A

If an atty faces a conflict, no atty in his firm may represented the client UNLESS the conflict is caused by:

1) former/current gov’t lawyer
2) purely personal interest of the atty that will not inhibit others from presenting the client competently and diligently
3) atty’s close family relationship w/ another atty representing a different client in the matter
4) atty’s sexual relationship w/ client

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13
Q

PR - CONFLICT SCREENING

A

An imputable conflict will not be imputed if:

1) the disqualified atty is timely screened from any participation in or access to the matter
2) the disqualified atty does not receive any part of the fee for the matter
3) written notice is promptly given to affected formed clients including their right to object and have the issue heard by a tribunal, and
4) certifications of compliance are regularly provided to the former client

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14
Q

PR - GOV’T ATTY CONFLICT

A

ABA
Atty is prohibited from representing a client in connection w/ a matter in which he personally and substantially participated as a gov’t agent/employee UNLESS the gov’t agency gives informed, written consent

CA
An atty who participated on the prosecution side is prohibited from participating on the ∆ side (NOT WAIVABLE)

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15
Q

PR - FINANCIAL TRANSACTION INVOLVING ATTY AND CLIENT

A

1) Transaction and terms are fair and reasonable to client and have been fully disclosed in writing in a manner he can reasonably understand
2) Client is informed in writing of the desirability of obtaining independent counsel to review the terms and given a reasonable opportunity to do so
3) Client understands atty’s role in transaction and gives informed consent in writing

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16
Q

PR - GIFTS TO ATTY

A

ABA
Atty must not SOLICIT a substantial gift from a client or prepare an instrument giving him or a related person a substantial gift UNLESS the atty is related to the donee.

CA
Atty must not INDUCE a substantial gift from a client. If the atty prepared an instrument containing a gift to him, there is a rebuttable presumption of undue influence that invalidates the gift if its not overcome.

17
Q

PR - MEDIA RIGHTS

A

ABA
Prior to conclusion of representation, atty must not make or negotiate an agreement giving him literary/media rights to an account based, in substantial part, on info relating to the representation

CA
Trial judge must ensure ∆ fully understands the conflict such agreements can create and waives it

18
Q

PR - SEXUAL RELATIONS W/ CLIENT

A

ABA - Atty must not have sexual relations w/a client unless the consensual sexual relationship arose prior to the atty-client relationship

CA - Atty must not:

1) Demand sexual relations as a condition to representation
2) Enter into sexual relationship by coercion or undue influence
3) Represent a client incompetently b/c of the sexual relationship

19
Q

PR - CLIENT PROPERTY AND RECORDS

A

1) Do not commingle w/ own
2) Keep records (CA = 5 yrs after distribution)
3) Keep client informed and deliver promptly
4) Keep disputed amounts separate
5) Return property immediately upon request

20
Q

PR - DUTY OF COMPETENCE

A

ABA
Duty to have knowledge, skill, preparation, and thoroughness to undertake effective representation OR (1) learn necessary knowledge w/o undue delay to client, (2) associate and work w/ experienced atty, or (3) face an emergency

CA
Atty is subject to discipline for intentionally, recklessly, or repeatedly failing to render legal services competently

21
Q

PR - DUTY OF CARE AND DILIGENCE

A

Duty to pursue a matter diligently and w/ the skill and attention one would give his own personal matters.

22
Q

PR - DUTY OF COMMUNICATION

A
  • Keep client reasonably informed on status of a matter and promptly comply w/ reasonable requests for info
  • Explain a matter to the extent reasonably necessary to permit the client to make informed decisions regarding the representation
  • Communicate ALL plea offers and REASONABLE settlement offers

CA: atty who knows he does not have professional liability insurance must disclose that in writing to any client if it is reasonably foreseeable the representation will exceed 4 hours unelss he is a gov’t atty, in house counsel, or facing an emergency

23
Q

PR - DUTY OF CONFIDENTIALITY

A

Duty to maintain a client’s secrets and confidences, regardless of source.

ABA Exceptions: (1) consent/implied auth’y, (2) prevent death/GBH (3) prevent/rectify substantial financial loss, (4) ct order, (5) litigation between client and atty, (6) work used to commit fraud

CA Exceptions: (1) prevent death/GBH (2) final ct order (3) client v. atty

24
Q

PR - UNAUTHORIZED PRACTICE OF LAW

A

Consists of those things that involve a lawyer’s personal judgment.

Atty may not assist, aid, or permit another’s UPL.

Atty may not split fees, pay referrals to, or share legal income w/ non-lawyer.

25
Q

PR - DUTY OF FAIR REPRESENTATION

A

Atty may not:

1) improperly contact judge or jury
2) unlawfully obstruct other party’s access to, alter, spoliate, or destroy evidence
3) falsify evidence or counsel another to do so
4) knowingly disobey an obligation under rules of ct
5) fail to return a doc sent inadvertently
6) allude to any matter in trial not supported by admissible evidence
7) assert personal knowledge of facts or personal opinion as to facts, credibility, or justice of case
8) deceive ct, opposing party, or opposing counsel by making or misleading false statement or omission
9) contact an opposing party known to be represented by counsel

26
Q

PR - DUTIES OF PUBLIC PROSECUTOR

A

1) Refrain from prosecuting a charge unsupported by PC
2) Make reasonable efforts to ensure ∆ has been advise of right and procedure for obtaining counsel
3) Not to seek waiver of important pre-trial rights from unrepresented ∆
4) timely disclose exculpatory evidence and mitigating circumstances
5) promptly disclose new, material evidence creating a reasonable likelihood of false conviction
6) seek to remedy a conviction if he has C+CE ∆ did not commit the offense
7) refrain from extrajudicial statements w/ substantial likelihood of heightening public condemnation of ∆
8) Refrain from subpoenaing atty to give ev against client in claim proceeding

27
Q

PR - DUTY TO PUBLIC

A

Not to commit fraud, crime involving moral turpitude, or other serious immoral act.

ABA: atty who knows another atty has committed a violation of RPC that raises a substantial question as to honesty/fitness MUST inform the appropriate authority unless privileged/confidential

CA: duty to self-report:

1) conviction for serious crimes
2) felony charges
3) civil liability for fraud or breach of fiduciary duty
4) non-discovery sanctions over $5K
5) Disciplined in another jx

28
Q

PR - MANDATORY WITHDRAWAL

A

1) Representation will result in violation of RPC or other law
2) Atty’s physical or mental condition materially impairs his ability to represent clients
3) atty is discharged

29
Q

PR - PERMISSIVE WITHDRAWAL (BOTH)

A

1) client persists in course of action involving atty’s service he reasonably believes is criminal or fraudulent
2) client insists upon action atty finds repugnant
3) client fails substantially to fulfill obligation and was given reasonable notice
4) other good cause

30
Q

PR - PR - PERMISSIVE WITHDRAWAL (ABA)

A

1) Can be accomplished w/o material adverse effect on client’s interest
2) client used atty services to perpetuate crime/fraud
3) representation will result in unreasonable financial burden

31
Q

PR - PERMISSIVE WITHDRAWAL (CA)

A

When client:

1) insists of presenting an unwarranted claim or defense
2) insists atty engage in conduct contrary to his advice
3) seeks to pursue illegal course of conduct
4) insist atty pursue an action in violation of RPC/law
5) makes representation unreasonably difficult