Overview of Key Documents Flashcards
What are the four key documents for regulating the behaviour of solicitors and firms?
- The SRA Principles
- the code of conduct for solicitors
- the code of conduct for firms
- the SRA account rules
What is principle one?
Act in a way that upholds the constitutional principle of the rule of law and the proper administration of justice
What is principle two?
Act in a way that upholders public trust and confidence in the solicitors’ profession and in legal services provided by authorised persons
What is principle three?
Act with independence
What is principle four?
Act with honesty
What is principle five?
Act with integrity
What is principle six?
Act in a way that encourages equality, diversity and inclusion
What is principle seven?
Act in the best interests of each client
Who do lawyers owe duties to?
Their client, the court, other professionals and the wider public
What happens if the principles conflict with each other?
The principles which safeguard the wider public interest take precedent over interests of an individual client
Who are covered by the Code of Conduct for Solicitors?
Individuals authorised by the SRA to provide legal services. Including:
- solicitors
- paralegals
- apprentices
Who is responsible for ensuring compliance under the CCS?
You are personally responsible for ensuring your own compliance
What are the consequences of failing to adhere to the CCS?
Potential regulatory action against you by the SRA
Who are covered by the Code of Conduct for firms?
Firms themselves
