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Series 7 OT > Margin > Flashcards

Margin Flashcards

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Series 7 Top-off Exam flashcards
1
Q

Maintenance call

A

First, do 30% of market value. Then work out equity. Market value - or plus market value. = maintenance call.

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2
Q

How to get excess equity:

A

CMV minus DR= Equity. Then subtract Reg T of CMV from the Equity.

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3
Q

How much do you have to deposit in a cash account?

A

100%!!

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4
Q

Options have no value loan

A

Any credit is cash and can be withdrawn

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Series 7 OT (15 decks)

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