M10.1 REGULATORY FRAMEWORK Flashcards

1
Q

When did the first aircraft fly?

A

At the start of the 20th century

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2
Q

What was recognized instantly after the first aircraft flew?

A

The potential of air travel

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3
Q

What significant aviation regulations were introduced at the beginning of the 1940s?

A

The first aviation regulations

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4
Q

What was a limitation of aircraft at the start of the 20th century?

A

Unable to fly long distances and rarely internationally

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5
Q

What is required for an aircraft to be placed on a country’s register?

A

A Type Certificate

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6
Q

What must an aircraft bear to fly in its registered country?

A

National registration markings

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7
Q

What does a Certificate of Airworthiness prove?

A

That the aircraft is in a safe condition for flight

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8
Q

What must an organization obtain to use an aircraft for transportation?

A

An Air Operators Certificate

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9
Q

What program tests the adequacy of the approved maintenance schedule?

A

Reliability Program

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10
Q

Which organization lays down international aviation standards?

A

International Civil Aviation Organization (ICAO)

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11
Q

What date was the Chicago Convention signed?

A

7 December 1944

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12
Q

What was created to serve as a temporary body before ICAO was formed?

A

Provisional ICAO (PICAO)

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13
Q

When did ICAO officially become a specialized agency of the UN?

A

October 1947

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14
Q

How many Member States does ICAO work with?

A

193 Member States

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15
Q

What are SARPs in the context of ICAO?

A

Standards and Recommended Practices

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16
Q

What document contains the requirements for civil aircraft operation worldwide?

A

Annexes to the Chicago Convention

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17
Q

What is Annex 1 of ICAO related to?

A

Personnel Licensing

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18
Q

What is the structure of ICAO as defined by the Convention?

A

An Assembly, a Council, and a Secretariat

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19
Q

What is the role of the Assembly in ICAO?

A

Sovereign body that sets policy every three years

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20
Q

Who heads the Council of ICAO?

A

The President of the Council

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21
Q

What is the Air Navigation Commission responsible for?

A

Considering and recommending SARPs and PANS

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22
Q

How many members are in the Air Navigation Commission?

A

Nineteen members

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23
Q

What is the main task of the ANC?

A

Manage the technical work programme of ICAO

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24
Q

What is the purpose of ICAO?

A

To harmonise international standards in civil aviation

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25
What is the current revision of the Constitution of ICAO?
9th revision
26
What is the headquarters location of ICAO?
Montreal, Canada
27
Fill in the blank: ICAO became a specialized agency of the _______ in October 1947.
United Nations
28
True or False: The recommendations laid down by ICAO are optional for member countries.
False
29
What year was the Civil Aviation Act passed in the UK?
1949
30
What does CAP 393 refer to?
Air Navigation Order and Regulations
31
What are ICAO SARPS?
International Civil Aviation Organization Standards and Recommended Practices
32
In what year was the Civil Aviation Authority (CAA) established?
1972
33
What is the primary role of the UK CAA?
To regulate and oversee aviation activities in the United Kingdom
34
True or False: The UK CAA receives direct government funding.
False
35
What is the significance of the UK’s European Union (Withdrawal) Act 2018?
It caused all EU legislation in force on 31 December 2020 to be retained in the UK
36
What does the State Safety Programme (SSP) regulate in the UK?
The UK aviation system
37
What type of corporation is the UK CAA classified as?
Public corporation
38
What is the primary domestic safety legislation in the UK?
Civil Aviation Act 1982
39
Fill in the blank: The Air Navigation Order 2016 is a ____ legislation.
secondary
40
What are the key responsibilities of the UK CAA? (List at least three)
* Safety Regulation * Airspace Management * Licensing and Certification * Economic Regulation * Environmental Protection * International Coordination
41
What is the role of the UK CAA in safety regulation?
To ensure the aviation industry meets the highest safety standards
42
What does the UK CAA do to manage airspace?
Establishes air traffic control procedures and coordinates air traffic services
43
True or False: The ANO must be complied with by all UK based organizations and personnel.
True
44
What is the purpose of Memorandums of Understanding (MoU) with Crown Dependencies?
To assist the UK Government in meeting obligations under the Chicago Convention
45
What does the ANO contain in terms of enforcement?
Powers for the UK CAA to enforce aviation safety legislation
46
What is the current headquarters of the UK CAA?
Aviation House, Crawley, West Sussex
47
What is the main focus of the UK CAA regarding environmental protection?
To mitigate the environmental impact of aviation operations
48
What does the UK CAA do in terms of economic regulation?
Monitors and regulates economic aspects of the aviation industry
49
Fill in the blank: The ANO is a Civil Aviation Publication known as _______.
CAP 393
50
What are the British Civil Airworthiness Requirements (BCARs)?
Documents produced by the CAA that lay down minimum standards for airworthiness of aircraft in the UK. ## Footnote BCARs expand on the ANO and are divided into many sections.
51
What does Annex 1 to the UK Basic Regulation stipulate?
It specifies aircraft types not covered by 'UK retained EU legislation'. ## Footnote These aircraft are regulated purely through BCARs and various CAPs.
52
What is the role of the Military Aviation Authority (MAA)?
Responsible for regulating all aspects of air safety across all defence activities. ## Footnote It is part of the Defence Safety Authority (DSA).
53
How does the MAA ensure military air safety?
Through independent audit and continuous surveillance of military aviation. ## Footnote It has oversight of all defence aviation activity.
54
What does the Air Accidents Investigation Branch (AAIB) do?
Investigates civil aircraft accidents and serious incidents within the UK, Overseas Territories, and Crown Dependencies. ## Footnote It operates under specific regulations to ensure independence.
55
What is the responsibility of the Secretary of State for Transport?
Overall responsibility for the policies of the Department for Transport (DfT). ## Footnote This includes promoting safety and efficiency in civil aviation.
56
What are Implementing Rules (IR)?
Binding regulations specifying safety and compliance standards. ## Footnote Adopted by the CAA in the form of Regulations.
57
What is Acceptable Means of Compliance (AMC)?
Non-binding means to meet requirements of the Basic Regulation and IR. ## Footnote Alternative Means of Compliance can also be proposed.
58
What does Guidance Material (GM) provide?
Explanatory material on how to achieve requirements of the Basic Regulation, IRs, AMCs, and CSs. ## Footnote It includes examples to assist in interpretation.
59
Define Certification Specification (CS).
Non-binding technical standards adopted by the UK CAA for essential requirements. ## Footnote CSs establish the certification basis for aircraft design and manufacture.
60
What is the principal objective of UK Reg (EU) 2018/1139?
To establish and maintain a high level of civil aviation safety in the UK. ## Footnote It details the CAA's obligations to implement regulations for ICAO's standards.
61
What does UK Reg (EU) 748/2012 govern?
The airworthiness and certification of products, parts, and appliances. ## Footnote It includes the requirements for design and production of aircraft.
62
What is the focus of UK Reg (EU) 1321/2014?
Continued airworthiness of aircraft and aeronautical products. ## Footnote It establishes requirements for organisations and personnel involved in these tasks.
63
What is the objective of UK Reg (EU) No 376/2014?
To ensure necessary safety intelligence for supporting safety management in aviation. ## Footnote It aims to improve aviation safety through occurrence reporting.
64
True or False: The AAIB operates independently from the CAA.
True. ## Footnote The AAIB is functionally separate from the CAA and other regulatory authorities.
65
Fill in the blank: The Secretary of State for Transport is accountable to ______.
Parliament. ## Footnote This includes overseeing the UK CAA's discharge of its duties.
66
List the components of UK Reg (EU) No 1321/2014.
* Article 1 – Subject matter and scope * Article 2 - Definitions * Article 3 - Continuing airworthiness requirements * Article 4 - Approvals for organisations involved in the continuing airworthiness * Article 5 - Certifying staff * Article 6 - Training organisation requirements * Article 8 - Entry into force * Article 9 - Agency measures ## Footnote Article 7 and 7a have been repealed.
67
What is the sole objective of occurrence reporting in aviation?
The prevention of accidents and incidents, not to attribute blame or liability.
68
What does this Regulation lay down rules on?
The reporting of occurrences that endanger aircraft and the reporting of safety-related information.
69
What is included in the analysis and follow-up action of reported occurrences?
Analysis and follow-up action in respect of reported occurrences and other safety-related information.
70
Who does the Regulation 376/2014 aim to protect?
The protection of aviation professionals via occurence reporting
71
What is the appropriate use of collected safety information?
To improve aviation safety.
72
To whom is anonymised information disseminated?
Interested parties for the purpose of improving aviation safety.
73
What types of aircraft does the Regulation 376/2014 apply to?
Civil aircraft occurences and safety, except for those referred to in Annex I to UK Reg (EC) No 216/2008.
74
What may the CAA decide regarding the application of 1321/2014?
To apply this Regulation to occurrences involving aircraft referred to in Annex I to that Regulation.
75
What are the categories detailed in the Regulations?
* Mandatory reporting * Voluntary reporting * Quality and content of occurrence reports * Collection and storage of information * Processing of requests and decisions * Record of requests and exchange of information * Occurrence analysis * Confidentiality and appropriate use of information * Protection of the information source
76
Fill in the blank: The reporting of occurrences that endanger an aircraft and its occupants is part of the _______.
[Regulation on occurrence reporting]
77
True or False: The Regulation focuses on attributing blame for aviation incidents.
False
78
What does Part 21 (Annex 1 Commission Regulation 748/2012) regulate?
The approval of aircraft design and production organisations and the certification of aircraft Products, Parts, and Appliances.
79
What does Part 21 Subpart G contain?
Regulatory requirements for the approval of production organisations to manufacture aircraft parts and appliances that conform with the approved design data.
80
Who issues Production Organisation Approval?
CAA (Civil Aviation Authority) after demonstration compliance with applicable requirements under Part 21G.
81
What is the purpose of Part-M in UK Regulation (EU) No. 1321/2014?
To establish measures to ensure that the airworthiness of aircraft is maintained, including its maintenance.
82
What must personnel at a Part-145 organisation appreciate?
The Part-21 certification.
83
What is required of an Operator regarding Continuing Airworthiness?
To have a process to manage Continuing Airworthiness and either have an approved ‘in-house’ Part 145 or contract a Part 145 organisation.
84
Who is responsible for ensuring all required maintenance requirements have been met?
The operator – Part M organisation.
85
What does Part-145 deal with?
All areas including the approval of certifying personnel.
86
What is required for personal approvals under Part-145?
The individual must hold a licence issued under Part-66 and a type rating also issued under Part-66.
87
What must an individual prove to obtain a Part 66 licence?
A certain amount of experience gained in a Part-145 organisation.
88
What does certification privilege allow an individual to do?
Sign off on an individual aircraft task or the overall certification for the release of the aircraft back to service.
89
What is the focus of Part-66?
The licensing of aircraft engineers and the criteria for obtaining a basic licence.
90
What does Part-147 lay down?
Criteria for the approval of maintenance training organisations.
91
How can Part-66 licences be obtained?
By passing examinations or completing an approved training course.
92
What must a training course to reduce experience requirements be approved under?
Part-147.
93
What is required before an engineer can gain a type rating?
Successfully completing a course of training on the particular aircraft approved under Part 147.
94
What do Air Operations (Air Ops) regulations cover?
Regulations that aircraft operators must comply with.
95
What is required for an operator to operate a Commercial Air Transport (CAT) aircraft?
It must be maintained and released to service by an appropriately approved/accepted organisation in accordance with Part-145.
96
What does the term Commercial Air Transport (CAT) refer to?
An aircraft operation to transport passengers, cargo or mail for remuneration or other valuable consideration.
97
What must an operator have for an Air Operators Certificate (AOC)?
Type-Certificates, Certificates of Airworthiness, Noise certificate, Continuing airworthiness, and maintenance
98
What is the significance of the Certificate of Release to Service?
It is issued by qualified persons or organisations after maintenance.