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Mock Test > Liability FCA Advice Authorized > Flashcards

Liability FCA Advice Authorized Flashcards

1
Q

Firm authorized by FCA.

Client sustains loss. What is the liability for solicitor ?

A

Liable for breach of statutory duty and providing advice outside of permitted activities.

Clients can bring claim for breach of statutory duty and FSMA.

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Mock Test (46 decks)

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