Level 9 Investment decision in the context fo the investment process chain

Question 1

What are the four steps in the investment process chain?

Answer 1

Question 2

What are the SEVEN steps in the investment process chain?

Answer 2

Question 3

Crafting an investment strategy

Name the Sub bullets of these

Context-
Vision and mission-
Invesment priciples-
Investment strategy selection-
implementation

Answer 3

Question 4

The investment policy is instrumental to achieving and organizations vision and mission, and need to be aligned with investment strategy.

1. What should an investment policy do?
2. Investment strategy for the highest order guidance for you policy and therefore?

Answer 4

1
Outline your investment objectives

Give specific guidance to investment processes

Give specific guidance on your standards for measuring success

2 .the construction of your investment portfolios

Question 5

The Role of ESG. Example of macro research. flip to see slide

Answer 5

Question 7

The integration of ESG issues in active strategies analyses the?

Answer 7

1. Exposure to ESG global trends
2. Exposure to material issues trough the sector allocation (typical ESG issues for the different sectors) Implicit sector comparison
3. Expusre to ESG material issues trough the country allocation (typical ESG issues for countries)

Question 8

ESG Global trends. What are teh questions to be answered

Flip to see

Answer 8

Question 9

Wich are the three ESG global trends?

Answer 9

Digital Transition

Energy and ecological transition

Demographic shifts

Question 10

Which are the ESG trends are affecting the financials of sectors & countries?

Digital Transition

Energy and egological transition

Demographic shifts

Answer 10

Question 11

Climate related risks typology, Technology risks

What are the risks to technology vs potential financial impacts

Answer 11

Question 12

Climate related risks typology, Physical risks

Answer 12

Question 13

Climate related opportunities typology

What are the opportunities vs potential financial impacts

Card 1/2

Answer 13

Question 14

Climate related opportunities typology

What are the opportunities vs potential financial impacts

Card 1/2

Answer 14

Question 15

What is the net financial impact in climate change for the Utilities sector

Answer 15

Question 16

What is the net financial impact in climate change for the Oil and gas sector?

Answer 16

Question 17

What 4 variables have climate change a financial impact on?

Answer 17

Question 19

The assesment process

How fo you identify winners and looser in every sector.

Answer 19

Question 20

What are the limitation of passive ESG strategies?

Answer 20

Question 21

Describe the portfolio construction & security selections process (fundamental strategies)

Answer 21

Question 22

ESG in security selection process (strategies)

Name three steps

Answer 22

Eliminate targets with the weakest sustainablity performance based on scores.

Indentify the most promising companies from both a traditional valuation adn sustanability performance.

Integrate sustanability information into financial models and determine teh sustainability contribution to the companies fair value

Question 24

Name differences between hwo an equity investor adn a bond investor select their securities

Answer 24

Question 25

What are the questions that should be answered in the security selection process before the investment decision?

Answer 25

Question 26

What are the investment process in quant stretegies.

name the three steps?

Answer 26

Question 27

Name the 3 methods of a ESG passive strategy

Answer 27