Level 3 Competencies Flashcards
What are the New Rules of Conduct with explanation?
- Honest, act with integrity
- do not mislead others by actions or omissions
- do not allow to be influenced
- identify conflicts of interest
- providing objective advice and opinion
- - Professional competence
- only undertake work they have knowledge, skills and resources
- supervise any employees undertaking work and ensure employees have knowledge and skills
- develop knowledge and skills throughout career - Good-quality and diligent service
- understand clients’ needs and objectives; agree with clients the scope of the service and its limitations
- undertake their work in a timely manner; with due care, skill and diligence
- communicate to clients on which their professional advice is based
- keep proper records of their decisions to allow to allow their work to be audited for quality assurance - Respect and encourage diversity
- respect the rights of others and treat others with courtesy
- treat everyone fairly and do not discriminate
- supply chains do not involve modern slavery
- inclusive culture in their workplaces, support equal access and opportunity - Prevent harm and maintain public confidence
- question practices and decisions that they suspect are not right
- support colleagues or clients who have acted in good faith to report concerns
- ensure that public statements do not undermine public confidence
What is the RICS Blackbooks?
The ‘Black Book’ is a collection of guidance notes that define good technical practice for quantity surveying and construction professionals.
What is the difference between RICS Guidance and an RICS Statement?
RICS professional statements set out the requirements of practice for RICS members and for firms that are regulated by RICS. A professional statement is a professional standard for the purposes of RICS Rules of Conduct.
Guidance notes define good technical standards for professionals.
What would you need to have in place if you were setting up your own firm?
Inform the RICS and appoint a contact officer.
Complaints-handling procedure, which includes an alternative dispute resolution provider.
Professional indemnity cover.
Arrangements to continue in the event of their incapacity, death, absence from work.
Cooperate with RICS.
Provide all information reasonably requested
Display a designation to denote that they are regulated by RICS.
Report to RICS any matter that they are required to report.
Abide by the Rules of Conduct for Firms.
When is it appropriate to receive gifts? How do you deal with these in your firm? How would you go about deciding whether there was a conflict?
RICS decision tree: sufficient facts > legal > Rules of Conduct > consulted with
appropriate people > clear reasoning and informed decision
My firms gift policy: Gifts $160 (not cash or voucher), Hospitailty $400 – Declare with MD
the RICS bribery and corruption guidance.
What must a complaints handling procedure include?
Must include a redress mechanism.
Details of the policy should be issued with the Terms of Business.
It must be clear, quick, transparent and impartial and free of charge.
Names and contact details of the nominated investigating person must be stated.
The complaint must be investigated within 28 days.
All complaints, their progress and outcomes must be recorded.
Advise PI insurers of a complaint immediately.
The process must have two stages as a minimum:-
Stage 1 - Consideration of the complaint by a senior member of the firm or the complaints handling officer.
Stage 2 - if the issue is not resolved, the complaint is referred to an independent third party with the authority to award redress. The complainant may be expected to contribute towards costs at this stage.
What is a conflict of interest?
A conflict of interest is where someone in a position of trust has competing personal or professional interests making it difficult for them to fulfil their duties impartially.
Chartered Surveyors have an obligation to make clients aware of this and if necessary, decline work opportunities.
How to deal with conflicts of interest?
Chartered Surveyors have an obligation to make clients aware of this and if necessary, decline work opportunities
If awarded with MRICS, how will you help the RICS?
Support positive change in the built and natural environments, through promoting and enforcing the highest ethical standards. Promote the RICS through mentoring other colleagues in achieving chartered status.
RICS CHP? What is in it?
Receiving a complaint – initial actions and responses
Evaluating a complaint
Initial response to the claimant
Additional investigations
Escalation
Record keeping
Learning from experience
Identifying training needs
Next PII renewal
You are the team leader, and 1 of the QS’ you manage made a mistake in the BoQ which is already in the hands of the client? How do you deal with this?
Firstly, I would ensure the client is made aware of the mistake and supply them with a corrected version if necessary. It may be necessary to notify our insurance and comply with any conditions & procedures set out in the insurance policy. I understand that we are accountable for anything we produce. I would try to put preventative measures in place to stop it happening again.
RICS Notes;
Ann became RICS President in January 2023.
Richard Collins became the CEO in 2021
The Governing Council is our highest governing body, setting our global strategy.
Founded in 1868
RICS is governed through its constitutional documents which consist of the Royal Charter, Bye-Laws, Regulations and Standing Orders. Changes to the Royal Charter and Bye-Laws can only be amended following a membership vote and approval of Privy Council which is part of the UK government.
The Members: (a) Chartered Members, comprising: (i) Fellows; (ii) Professional Members; (b) Non-Chartered Members; and (c) Honorary Members.
BYE-LAW 1: APPLICATION AND DEFINITIONS
BYE-LAW 2: MEMBERSHIP AND REGISTRATION
BYE-LAW 3: DESIGNATIONS
BYE-LAW 4: CONTRIBUTIONS TO FUNDS
BYE-LAW 5: CONDUCT
BYE-LAW 6: GOVERNING COUNCIL, OFFICERS AND STAFF
BYE-LAW 7: SUBORDINATE BOARDS, COMMITTEES AND GROUPS
BYE-LAW 8: PROCEDURE FOR GENERAL MEETINGS
BYE-LAW 9: ACCOUNTS AND AUDIT
BYE-LAW 10: GENERAL
How, in detail, would you produce an Order of Cost Estimate?
As detailed within NRM1 item 2.2,
RIBA Stage 1 cost manager is to;
Prepare cost estimates to test the feasibility of achieving the emerging project brief including quality aspirations taking into consideration any project risk.
Break down the cost of elements to highlight any areas that might cause significant cost- related project risks and Agree the cost limit.
The purpose is to establish whether the project is affordable and establish a realistic cost limit for the project.
To enable preparation of a cost estimate, I would first ensure I have necessary information, relevant to the stage, as detailed within the NRM1.
In order to establish the base cost estimate, I acquire benchmarking from other similar schemes in the region. Allowances for risk and inflation should be calculated separately and added to the base cost estimate.
Estimating methods include; Floor area method, Functional unit method and Elemental method. Unit rates applied to measured quantities should be applicable to the method of measurement used.
I define the details of the information and specification on which the cost plan was prepared, floor areas, basis of cost estimates, inclusions and exclusions .
My final report was peer reviewed by a senior and it was issued to the client.
What are the principal components of a cost plan?
As detailed within NRM1 item 3.3
Construction costs.
Preliminaries.
Contractor’s OH&P.
Contingency.
Inflation.
Assumptions.
Exclusions.
Area Schedule.
List of Drawings & Specifications adopted.
Include potential value engineering options.
How do you verify the Stage 1 ‘Site Information’ Provided?
As detailed within NRM1 item 2.3,
High-level checks for completeness, using the NRM1 Information requirements to enable preparation of an order of cost estimate;
Location and Site information, statement of building use, a statement of floor area or number of functional units, sustainability and quality aspirations. From architect: Design study sketches or drawings for each alternative design/development option, to a suitable scale, comprising: floor plans, roof plan, elevations and schedule of GEFA, GIFA and NIA, Minimum storey heights.
In your SOE you discuss changing specifications and omission of items? What advice did you give your client in relation to technical validation of your ideas?
My Value Engineering suggestions were technically validated by a competent persons with appropriate PI cover.
What if you didn’t have Market rates?
Demonstrable costs; build-up of rates/quotations. My companies Market Rates app.
What is RIBA (definition of RIBA plan of Work)
The RIBA Plan of Work organises the process of briefing, designing, constructing and operating building projects into stages and explains the stage outcomes, core tasks and information exchanges required at each stage.
What are the RIBA Stages?
- Strategic Definition
Client Requirements confirmed - Preparation and Briefing
Brief approved and confirmed that can be accommodated on the site - Concept Design
Architectural Concept approved and aligned to the Brief - Spatial Coordination
Architectural and engineering information - Technical Design
All design information required to manufacture and construct the project - Manufacturing and Construction
Stages of design and what you would cost at each;
- Strategic – Client Requirements, Develop Business Case for feasible options – Rough order of cost
- Preparation – Brief, Site Information, Budget – Order of cost estimate
- Concept – Architectural Concept, Outline Specification – Formal cost plan 1
- Spatial – Design Studies, Engineering Analysis and Cost Exercises to test Concept – Formal cost plan 2
- Technical – Prepare bills of quantities (BQs) – Formal cost plan 3 - Pre-tender estimate
What is the difference between an order of cost estimate and a cost plan?
As detailed within NRM1 item 2.2 & 3.4,
A cost estimate is prepared earlier on in the design process typically between RIBA Work Stages 0 to Stage 2.
This is when the level of design information is more limited and allows a cost estimate to be prepared on a cost per m2 or cost per functional unit basis.
A cost plan is produced typically at each RIBA Work Stage from Stage 2 onwards.
As the design progresses more information can be included to eventually breakdown the estimated cost of the development elementally into each of its component’s parts such as sub-structure, superstructure, services & professional fees into an elemental cost plan format.
When would you do a cost plan?
As detailed within NRM1 item 3.4,
A formal cost plan is typically issued between RIBA Work Stage 2 to Stage 4.
At stage 2 the Concept Design is made available and the cost plan may be produced at a fairly high level. The Cost Plan may be broken down into the different elements of the building based on an outline specification and Architectural concept drawings.
At stage 3 the Spatial co-ordination of the building is undertaken, the schedule of accommodation may be adjusted and the cost plan is updated to reflect this accordingly.
At stage 4 the technical design is made available and cost plan updated to reflect the Architect and Engineering technical designs. Specialist subcontractor designs may also be made available to support with refinement of the project costs.
The cost plan at Stage 4 will typically form the basis of a pre-tender estimate to compare tender submission against although this is no longer referenced within the RIBA Plan of Work.
Where can you obtain Tender Price Index information from?
The service I use to obtain Tender Price Indices is the Building Cost Information Service.
Larger cost consultancies also produce their own in-house tender price forecasts.
What is the difference between defined and undefined provisional sums?
As detailed within NRM2 item 2.5.5,
A defined provisional sum is one that relates to works that cannot be accurately measured, but there is sufficient information about the works including their nature, method, location, quantity, limitations to allow planning, programming & pricing of preliminaries to take place. The contractor would therefore only be entitled to claim for any increase in the cost of the physical works.
Where there is insufficient information, the works are classed under an undefined provisional sum entitling the contractor to costs for prelims and an extension to the programme.