Legal Professions Flashcards

Lecture 3

1
Q

Which characteristics are required of professions? (trait theory)

A
  • Occupation
  • Body of knowledge
  • Training
  • Theory
  • Licensing
  • Ethics/code of conduct
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2
Q

What features are included for Barristers?

A
  • 4 Inns of court - Middle & Inner Temple, Gray’s and Lincolns (!4th/15th century)
  • Collegial -> training, scholarships, etc
  • They “call to the Bar” (Inns call you to bar you belong to)
  • Dining sessions
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3
Q

What are the key features of the adversary trial?

A
  • Lawyers control the process and courtroom
  • Basely largely on witness evidence
  • Lawyers act as partisan advocate of client’s interests
  • Advocates develop technique of spelling out case through questions (cannot address jury)
  • Prosecution must provide specific charges
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4
Q

What can we learn from Erskine’s claims and independence?

A
  • Erskine asserts the right of the advocate to stand up to judge who thinks he is wrong on behalf of the client
  • Idea: barrister and profession separate from the state and its interests
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5
Q

What are the two conduct rules that capture the ethos of barristers as fearless defenders of citizens’ rights?

A
  • Cab rank: “any belief or opinion which you may have formed as to the character, reputation, cause, conduct, guilt, or innocence of the client”
  • Loyalty: “promote and protect fearlessly and by all proper and lawful means his lay client’s best interests”
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6
Q

What is the history surrounding the role of solicitors?

A
  • Attorneys, solicitors, proctors and other groups are unregulated
  • 1739 Gentleman Practices in Courts of Law and Equity Formed
  • 1831 Royal Charter granted, constituted The Law Society (body responsible for regulating solicitors)
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7
Q

For private practice, what do solicitors do?

A
  • Advise and assist on legal matters
  • First point of contract for people & bodies seeking legal advice
  • Work in offices (member of department)
  • Paid a salary
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8
Q

For private practice, what do barristers do?

A
  • Offer advice on legal issues
  • Represent clients in court
  • Receive their information/instructions from a client’s solicitor
  • Work in chambers
  • Self-employed (but contribute to chambers’ overheads)
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9
Q

What are features of legal exeutives?

A
  • Formed in 1892 (Solicitors Managing Clerks Association), became CILEx in 2012
  • 20,000 members (paralegals, legal professionals, qualified Chartered Legal Executive Lawyers)
  • Most accessible route (open to those holding GCSES, A levels or degree)
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10
Q

What does Public Service mean?

A
  • Linking to public duty
  • Duties owed to society in general rather than to specific individuals (e.g., clients or third parties)
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11
Q
A
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12
Q

What mechanisms are involved of professional regulation?

A
  • FORUM: institutional controls operating in the relevant practice forum (e.g., courts)
  • DISCIPLINE: controls exercised by legal professions under the supervision of courts
  • LIABILITY: controls (e.g., negligence claims)
  • LEGISLATIVE: controls operated by administrative agencies
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13
Q

The Office of Fair Trading Competition in the Professions (2001) and the Government consultation paper: In the Public Interests (2002) led to the Legal Services Act 2007. What were the main outcomes?

A
  • Establish new legal services regulatory with statutory objectives
  • Prescribe regulatory powers vested by the Legal Services Board, but devolved to other frontline bodies
  • Separation of frontline bodies regulatory & representative functions of professions
  • New Office for Legal Complaints
  • Alternative business structures (ABS) for non-lawyers to manage
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14
Q

Under the Legal Services Act 2007 s12(1) and ‘reserved legal activity’, what does this mean specifically as a lawyer?

A

a) exercise of a right of audience
b) conduct of litigation
c) reserved instrument activities
d) probate activities
e) notarial activities
f) administration of oaths

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15
Q

What are some of the professional principles under the Legal Services Act 2007?

A
  • Behave with independence and integrity
  • Maintain proper standards of work
  • Act in the best interests of their clients
  • Act with independence in the interests of justice
  • Comply and observe duty to court
  • Keep affairs of clients confidential
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16
Q

Provide critiques of the SQE exams being imposed.

A
  • Barristers’ pathway now more demanding
  • Solicitors no longer have a common liberal education (i.e., university)
  • May devalue qualification
  • Profession seen as ‘two tier’